Compliance Risk Officer

About the RoleWe are seeking a highly skilled Risk and Compliance Officer to join our team at Close Brothers Group. As a key member of our Finance Team, you will play a critical role in ensuring the effective management of operational, compliance, and credit risks across our business.Key ResponsibilitiesOperational Risk ManagementAssist the Operations & Risk...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Standard Bank Group. As a Compliance Officer, you will be responsible for executing Compliance Risk Management processes and activities within a specific Client Segment or Functional area.Key ResponsibilitiesDevelop and implement Compliance Risk Management processes and...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Standard Bank Group. As a Compliance Officer, you will be responsible for executing Compliance Risk Management processes and activities within a specific Client Segment or Functional area.Key ResponsibilitiesDevelop and implement Compliance Risk Management processes and...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Standard Bank Group. As a Compliance Officer, you will be responsible for executing Compliance Risk Management processes and activities within a specific Client Segment or Functional area.Key ResponsibilitiesDevelop and implement Compliance Risk Management processes and...

Job DescriptionTo execute Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.Key...

Job Title: Risk and Compliance ManagerCompany: Standard Bank GroupThe Risk and Compliance Manager plays a pivotal role in the business risk management function, overseeing and managing operational and Anti-Money Laundering (AML) risks. Key responsibilities include providing risk-related advice and support to various business units, as well as conducting...

Position OverviewThe Compliance Officer is responsible for implementing and managing Compliance Risk Management processes within a designated Client Segment or Functional area. This role is crucial in ensuring that operations are conducted in accordance with regulatory standards, thereby mitigating risks of operational losses, fines, penalties, or...

Position Overview: We are seeking an experienced compliance leader to oversee our Compliance Division. As the Chief Compliance Officer at Alter Domus, you will play a crucial role in ensuring adherence to all applicable regulations and standards for our operations. Key Responsibilities: Serve as the Compliance Officer, Money Laundering Reporting Officer, and...

Job SummaryWe are seeking a highly skilled and experienced Risk and Compliance Manager to join our Investment Division at Standard Bank Group. The successful candidate will be responsible for maintaining risk and compliance oversight mechanisms to ensure that our business operates in accordance with agreed risk parameters and regulatory requirements.Key...

Job SummaryWe are seeking a highly skilled and experienced Risk and Compliance Manager to join our Investment Division at Standard Bank Group. The successful candidate will be responsible for maintaining risk and compliance oversight mechanisms to ensure that our business operates in accordance with agreed risk parameters and regulatory requirements.Key...

OVERALL SUMMARYAt Close Brothers we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.Join the Close Brothers Finance Team where you will...

Job Description To maintain risk and compliance oversight mechanisms within the Investment Division to ensure that the business operates in accordance with agreed risk parameters and in compliance with regulatory requirements of the Investment Business and Funds Services Business licences, by supporting the identification, analysis and management of...

Job SummaryWe are seeking a highly skilled and experienced professional to join our team as a Risk Oversight Specialist, Investment Division. The successful candidate will be responsible for maintaining risk and compliance oversight mechanisms within the Investment Division to ensure that the business operates in accordance with agreed risk parameters and in...

Job SummaryWe are seeking a highly skilled and experienced professional to join our team as a Risk Oversight Specialist, Investment Division. The successful candidate will be responsible for maintaining risk and compliance oversight mechanisms within the Investment Division to ensure that the business operates in accordance with agreed risk parameters and in...

Job DescriptionTo execute Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.QualificationsMinimum...

**ABOUT US** We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the...

Residency5 years residency NOT requiredEmployerApex GroupClosing date01 April 2024Reference55720ContractPermanentHoursFull TimeSalaryNegotiableIf you were already in this Client Compliance Officer role, here are some of the areas you would have been working in this week: Monitoring compliance of the relevant registered person’s compliance with legislation...

Job Description To execute Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation. ...

ABOUT US  We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.  With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the...

Position Overview:As a vital member of the Client Compliance Team, you will play a crucial role in supporting the Client Compliance Officers by conducting compliance assessments across various fund structures, including Managed Entities, Jersey Regulated Collective Investment Funds, Jersey Private Funds, non-regulated Funds, and Schedule 2 entities.Key...