Officer, Investment Risk Management

2 months ago


Saint Helier, United Kingdom Standard Bank Group Full time

Job Summary

We are seeking a highly skilled and experienced professional to join our team as a Risk Oversight Specialist, Investment Division. The successful candidate will be responsible for maintaining risk and compliance oversight mechanisms within the Investment Division to ensure that the business operates in accordance with agreed risk parameters and in compliance with regulatory requirements.

Key Responsibilities

  • Support the identification, analysis, and management of risk arising from the investment operations.
  • Maintain a coherent governance structure for the division and undertake routine risk responsibilities.
  • Provide input to the design of the investment division control framework and support the business in the establishment and maintenance of a robust controls' environment.
  • Manage processes relating to breaches, incidents, and complaints, review reports, inform relevant parties, and follow up on outstanding reports and actions updates.
  • Undertake ad-hoc investigations into breaches, incidents, and complaints to identify the causes and ensure that processes are sufficiently robust to prevent any further occurrences.
  • Ensure accuracy and confidentiality of investment data.
  • Maintain the central policies and procedures manual, and facilitate periodic review of teams' procedures, draft and review policies and procedures, and advise on procedural control improvements.
  • Prepare reports, collate papers, collate Key Risk Indicators, analyze risk data, and provide insights for the Investment Services and Risk meetings to ensure that identified risks are managed in a timely manner.

Requirements

  • At least 5 years of experience in the securities industry with thorough working knowledge of risk management and compliance, securities industry regulations, end-to-end processes, and understanding of trade and payment processes.
  • Diploma in Finance and Accounting.
  • Business Acumen (Audit), Business Administration Skills, Compliance, Risk Management, Risk Reporting, and Written Communication.

About Us

Standard Bank Group is a leading financial services organization in Africa, committed to driving growth and development on the continent. We believe that our people are our greatest competitive advantage, and we strive to create a work environment where they can thrive and pursue their dreams and aspirations.



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