Financial Crime Compliance Advisory Officer Cib C

3 weeks ago

London, United Kingdom eFinancialCareers Full time

**
The Responsibilities
This role will be specifically responsible for:
**High Risk Escalations**:

- To review PEP and other higher-risk referrals (e.g. from the London Due Diligence Team, CIB business areas in London or internationally), to assess financial crime risks and agree appropriate level of risk for each referral.To ensure all relevant recordsare updated and maintained accordingly, to ensure appropriate audit-trails for decisions.
- Review contract and deal specific documentation to asses for the presence of financial crime compliance risk (e.g. sanctions, bribery, money laundering, etc.), to identify options to mitigate identifiable risk (in consultation with other specialists - e.g.Legal).
- Represent UKFS in Client Acceptance Committees, New Activity Committees and other internal forums related to higher-risk clients, products and risk in the operating/business environment.

**Advisory**:

- Maintain up-to-date awareness and understanding of UK requirements, particularly in relation to Money Laundering Regulations (or equivalent), Financial Sanctions (e.g. UK, France, EU and US OFAC) and FCA Handbook (in relation Financial Crime) and FCA FinancialCrime Guidance (i.e. ‘core knowledge’).
- Competently demonstrate key AML analysis and articulate clear guidance to inform opinion on how best to identify and respond to financial crime risk, including, inter-alia, via formal reporting to the AML Committee and/or a senior business forum.

**Training and Guidance**:

- Support CIB development and delivery (where necessary) of financial crime training.
- Key compliance contact for the business, particularly in relation to core knowledge areas.

**SAR Investigation and internal reporting**:

- Report to the Nominated Officer / Investigations team any knowledge or suspicion of money laundering or terrorist financing using the bank’s internal SAR escalation process.
- Report any breaches of legislation or bank policy using the bank’s breach reporting procedure and escalate issue to the appropriate area.

**Other (Ad hoc)**:

- Maintain highly accurate records and to ensure any Management Information produced is of the highest standard.
- Ensure Management is made aware of all pressing issues in a timely fashion.
- Ensure appropriate audit trail for all advice / key decisions

**Qualifications**:
**Skills & Experience Required
**Essential**
- Experience working in a financial crime advisory environment - including AML (not solely Customer Due Diligence), Financial Sanctions and/or anti-bribery systems and controls in a UK FCA regulated firm (preferably a CIB environment).
- Proficient in assessing AML risk/cases and making (and documenting) informed decisions to mitigate AML risk / escalate accordingly.
- A broad understanding of general AML risk issues in a CIB environment
- A good understanding of products offered in a CIB environment
- A good working knowledge of UK, EU and US sanctions regimes and an understanding of other regimes.
- A detailed working knowledge of current UK regulatory environment for financial crime.
- Excellent team player within a high pressure environment
- First class communication skills, both written and oral
- A proven ability to present a given issue to Management and argue a case accordingly
- A self-starter who requires mínimal supervision
- A proactive approach
- A proven ability to make quick (but informed and rational) decisions whilst ensuring that issues/risk have been appropriately considered and mitigated

**Preferred**
- A good understanding of other financial crime risk, such as, bribery and fraud.
- Understanding of upcoming legal and regulatory changes that might impact financial crime compliance.

  • 12 Month Internship

    4 weeks ago

    London, United Kingdom Crédit Agricole CIB Full time

    Job description **Business type**: - Types of Jobs - Compliance / Financial Security **Job title**: - 12 Month Internship - Financial Security **Contract type**: - Internship/Trainee **Term (in months)**: - 12 **Management position**: - No **Job summary**: **Department Summary** - Financial Crime is commonly referred to as Financial Security at...

  • Financial Security Officer

    4 weeks ago

    London, United Kingdom BNP Paribas Full time

    FINANCIAL SECURITY OFFICER - ADVISORY - ASSOCIATE (JOB NUMBER: 34761) **BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 73 countries, with more than 196,000 employees, including around 149,000 in Europe. The Group has key positions in its three main activities: Domestic Markets, International Financial Services...

  • Financial Crime Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - Responsible for reviewing the existing Financial Crime risk assessment and to update it - Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and...

  • Financial Crime Officer

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: Responsible for reviewing the existing Financial Crime risk assessment and to update it Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and subsequent monitoring. ...

  • Compliance Officer

    6 days ago

    London, United Kingdom Arthur Full time

    We are working with a Lloyd's insurer that require a Compliance Officer specialising in financial crime to join their growing team. Reporting directly into the Chief Compliance Officer, you will be required to lead on all sanctions and financial crime related matters. Key Duties: Staying on top of all sanctions and financial crimeadvancements, and...

  • QC & Testing Officer

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a leading international Bank based in the City. They are looking for QC & Testing Officer to join the team on a permanent basis. THE RESPONSIBILITIES: Work closely with the Head of Non-Financial Risk and Reporting, KYC Advisory, Head of KYC Team and the Non-Financial Risk and Reporting team to ensure that regulatory and operational risk...

  • Regulatory Officer

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a leading international Bank based in the City. They are looking for QC & Testing Officer to join the team on a permanent basis. Work closely with the Head of Non-Financial Risk and Reporting, KYC Advisory, Head of KYC Team and the Non-Financial Risk and Reporting team to ensure that regulatory and operational risk requirements are adhered...

  • Financial Crime Compliance Project- AVP

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...

  • VP Financial Crimes Advisory

    1 week ago

    london, United Kingdom JR United Kingdom Remote Work Freelance Full time

    Primary ResponsibilitiesThe EMEA Financial Crimes Advisory VPwill be based in London and report directly to the Head of EMEA Financial Crimes Advisory.Specific job responsibilities include: Providing financial crimes subject matter advisory expertise (“SME”) on changes in regulatory requirements andserve as an effective advisor to key stakeholders...

  • Financial Crime Compliance Monitoring Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...

  • Financial Crime Compliance Project- AVP

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...

  • Financial Crime Compliance Project- AVP

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...

  • Consultant Financial Crime Advisory

    3 days ago

    London, United Kingdom Capgemini Full time

    **Job Title: Associate Consultant / Consultant - Financial Crime Compliance Advisory**: **Associate Consultant / Consultant - Financial Crime Compliance Advisory** **Job Location: London** **Full Time role **Capgemini has an exciting opportunity for a **Associate Consultant / Consultant **to join the EMEA FCC Advisory Solutions team based in London. This...

  • Compliance Officer

    7 days ago

    London, United Kingdom Compliance Professionals Full time

    Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...

  • Compliance Officer

    6 hours ago

    London, United Kingdom Compliance Professionals Full time

    Financial Crime - The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...

  • Financial Crime Officer

    7 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. **THE RESPONSIBILITIES**: - Conducting gap analyses of existing policies and procedures against the JMLSG; - Assistance in developing policies, procedures and guidance for the Onboarding team; - Provide advice on...

  • Consultant Financial Crime Advisory

    3 days ago

    London, United Kingdom Capgemini Full time

    **Job Title: Associate Consultant / Consultant - Financial Crime Compliance Advisory**: **Associate Consultant / Consultant - Financial Crime Compliance Advisory** **Job Location: London** **Full Time role** Capgemini has an exciting opportunity for a** **Associate Consultant / Consultant to join the EMEA FCC Advisory Solutions team based in London. This...

  • Trade Finance Officer

    4 weeks ago

    London, United Kingdom Crédit Agricole CIB Full time

    Description du poste - Key Responsibilities - 1) Issuing, amending Import L/C’s - 2) Advising, amending Export L/C’s - 3) Standby Letters of Credits - 4) First checking of documents over Fifty Thousand Pounds Sterling and deferral of discrepancies. - 5) Sole checking of documents under Fifty Thousand Pounds Sterling and deferral of discrepancies - 6)...

  • Compliance Officer

    2 days ago

    London, United Kingdom DSR Global Full time

    Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team. This candidate MUST HAVE previous/current Banking experience in the UK. Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal...

  • Compliance Officer

    3 days ago

    London, United Kingdom DSR Global Full time

    Job DescriptionPrestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance...