Financial Crime Officer

3 weeks ago

London, United Kingdom Compliance Professionals Full time

**THE COMPANY**:
Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more.

**THE RESPONSIBILITIES**:

- Conducting gap analyses of existing policies and procedures against the JMLSG;
- Assistance in developing policies, procedures and guidance for the Onboarding team;
- Provide advice on financial -crime related queries from within the organisation;
- Help to develop and provide face-to-face training on Financial Crime related matters;
- Assist in developing, implementing and performing first line of controls;
- Assist in developing additional targeted second line monitoring;
- Assist in developing and preparing relevant Management Information;
- Prepare PEP and High Risk Client Forms for signoff by MLRO/DMLRO
- Investigate SARs submitted to UK compliance and submit to the NCA where required;
- Assist in dealing with 3rd party DPA requests - Police, Council, Insolvency Service, and other external agencies including foreign law enforcement e.g investigating and responding to their requests;
- Assist in handling any civil court claims including investigation, provision of evidence, responding to the court, attending court if required;
- Monitoring of suspicious transactions: and
- Additional ad hoc projects as required by the FCM and the wider compliance team.

**EXPERIENCE REQUIRED**:

- 1-2 years financial crime experience within financial services
- High level understanding of the JMLSG, Money Laundering and FCA rules and regulations.
- Good interpersonal and skills, able to interact with people at all levels both face to face, on the telephone and in writing;
- Strong documentation skills;
- Ability to work on multiple projects simultaneously and responding to immediate incidents;
- Ability to assimilate complex details quickly and present clearly to the business or in a report;
- Strong report writing skills, as well as attention to detail and accuracy;

For further information please contact Natalie Eshelby

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