Financial Crime Officer

4 weeks ago

London, United Kingdom Compliance Professionals Full time

Our client is an international financial services company focusing on wholesale and corporate banking activities.

THE RESPONSIBILITIES:

  • Responsible for reviewing the existing Financial Crime risk assessment and to update it
  • Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and subsequent monitoring.
  • Responsible for reviewing and updating the existing financial crime policies and procedures ensuring they are in line with the updated the risk assessment.
  • Responsible for designing, implementing, and delivering effective training on financial crime prevention.
  • Responsible for ensuring the FC crime framework takes into consideration
  • Working closely with Head Office and pro-actively addressing all FC related matters
  • To support all departments across the bank to identify and make enhancements in capturing specific FC crimes risks related to their business area.
  • To work with 1st line of defence to ensure they have adequate controls and processes in place
  • Provide the business and support functions with a proactive and expert financial crime advice
  • Assist DLMRO and MLRO in enhancing the MI for the monthly Compliance Committee
  • Provide input for the Annual MLRO report on key financial crime related matters.
  • Keep well informed of current and forthcoming Financial Crime regulations relevant to the branch and carry out appropriate actions required.
  • Undertake financial crime monitoring activities
  • Review onboarding applications of new clients and ongoing due diligence of existing clients in line with policy.
  • Perform thematic reviews on Financial Crime themes
  • To provide the Compliance department with any financial crime related information or reports as required.
  • Any additional tasks related to financial crime as requested by the DMLRO and MLRO
  • Ensure any matters that require attention are escalated to the DMLRO

EXPERIENCE REQUIRED:

  • Proven financial crime expertise and AML experience in roles gained at financial services firms specifically within Wholesale Banking
  • Must have previously conducted firm wide FC risk assessments
  • Previous experience in CASS would be beneficial
  • Assertive leadership skills and capability to make an independent judgement and take decisions
  • Strong communication and interpersonal skills which will enable to provide sound compliance advice
  • Must be self initiative and pro active in managing workload

For further information please contact Natalie Eshelby

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