Financial Crime Compliance Project- AVP
2 weeks ago
Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities.
The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks.
To assist in core governance activities relating to transaction monitoring which develops and maintains financial crime control framework.
Ensuring senior management are sufficiently informed and in possession of accurate information by collating MI
The role sits within the 2nd line of defence and as such is responsible for supporting both Front Office and Back Office departments by conducting detailed reviews of financial crime matters escalated to financial crime compliance
Working in partnership with 1st line teams so as to ensure that the Bank can undertake business whilst sufficiently mitigating any underlying financial crime risks.
Experience working in project and audit environment
Strong knowledge in data and related controls required under Transaction Monitoring system, including product types, transaction type, KYC data and related quality and completeness requirements
Good appreciation in controls, risk management and audit
Good experience in documenting detail in business language and structured format
Understanding and practical ability to apply the management of financial crime into rules.
Strong understanding AML Transaction Monitoring Systems.
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Financial Crime Compliance Project- AVP
1 week ago
London, United Kingdom Compliance Professionals Full timeOur client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...
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Avp - Financial Crime Auditor
1 month ago
London, United Kingdom eFinancialCareers Full timeA large international bank with a global presence are looking to recruit within their Financial Crime team for an Financial Crime Auditor at AVP Level to focus on the processes relating to financial crime and especially AML/CTF and sanctions activity **Main Responsibilities** - Participate in the ongoing assessment of the Bank's control environment and form...
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Financial Crime Compliance Monitoring Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeWe are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...
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Financial Crime Officer
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - Responsible for reviewing the existing Financial Crime risk assessment and to update it - Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and...
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Financial Crime Officer
1 week ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: Responsible for reviewing the existing Financial Crime risk assessment and to update it Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and subsequent monitoring. ...
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Financial Crime Specialist
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you passionate about Financial Crime? Our client – an International Law Firm – is seeking an experienced Continuous Improvement Specialist to join their Risk & Compliance department. This is an exciting opportunity to put your mark on a renowned international firm by not only reconstructing the firm’s compliance processes in order to ensure that...
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Financial Crime Specialist
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you passionate about Financial Crime? Our client – an International Law Firm – is seeking an experienced Continuous Improvement Specialist to join their Risk & Compliance department. This is an exciting opportunity to put your mark on a renowned international firm by not only reconstructing the firm’s compliance processes in order to ensure that...
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Compliance Officer
2 days ago
London, United Kingdom Compliance Professionals Full timeFinancial Crime - The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...
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Compliance Officer
1 week ago
London, United Kingdom Compliance Professionals Full timeFinancial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...
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Financial Crime Compliance Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. THE RESPONSIBILITIES: To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks...
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Financial Crime Officer
1 week ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. **THE RESPONSIBILITIES**: - Conducting gap analyses of existing policies and procedures against the JMLSG; - Assistance in developing policies, procedures and guidance for the Onboarding team; - Provide advice on...
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Financial Crime Analyst
3 weeks ago
London, United Kingdom AJ Fox Compliance Full timeOur client is a US international law firm seeking to hire a Financial Crime Analyst to join their friendly team in London.This role will involve AML, sanctions, general financial crime, and keeping records. You will need to build good working relationships with fee earners across the business and will work closely with the wider risk and compliance team.To...
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Continuous Improvement Specialist
2 weeks ago
London, United Kingdom AJ Fox Compliance Full timeAre you an expert Continuous Improvement Specialist?Are you passionate about Financial Crime?Are you eager for an exciting new challenge?Considering making an application for this job Check all the details in this job description, and then click on Apply.Our client – an International Law Firm – is seeking an experienced Continuous Improvement Specialist...
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Compliance Officer
4 days ago
London, United Kingdom DSR Global Full timePrestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team. This candidate MUST HAVE previous/current Banking experience in the UK. Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal...
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Continuous Improvement Specialist
2 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeJob Description Are you an expert Continuous Improvement Specialist? Are you passionate about Financial Crime? Are you eager for an exciting new challenge? Our client – an International Law Firm – is seeking an experienced Continuous Improvement Specialist to join their Risk & Compliance department. This is an exciting opportunity to put your mark on a...
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Continuous Improvement Specialist
1 week ago
London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAre you an expert Continuous Improvement Specialist?Are you passionate about Financial Crime?Are you eager for an exciting new challenge?Our client – an International Law Firm – is seeking an experienced Continuous Improvement Specialist to join their Risk & Compliance department. This is an exciting opportunity to put your mark on a...
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Compliance Officer
5 days ago
London, United Kingdom DSR Global Full timeJob DescriptionPrestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance...
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Compliance Officer
5 days ago
London, United Kingdom DSR Global Full timePrestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team. This candidate MUST HAVE previous/current Banking experience in the UK. Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all...
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Compliance Officer
6 days ago
London, United Kingdom DSR Global Full timePrestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal...
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Compliance Officer
2 days ago
London, United Kingdom DSR Global Full timeJob Description Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team. This candidate MUST HAVE previous/current Banking experience in the UK. Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in...