Regulatory Reporting Manager

7 days ago

London, United Kingdom eFinancial Careers Full time

**About Us**:
We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset classes, strategies and vehicles: fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity.PIMCO is one of the largest investment managers, actively managing more than $2.2 trillion in assets for clients around the world. PIMCO has over 3,070 employees in 22 offices globally. PIMCO is recognized as an innovator, industry thought leader and trustedadvisor to our clients.
PIMCO is one of the world's premier fixed income investment managers with thousands of professionals around the world united in a single purpose: creating opportunities for our clients in every environment. Since 1971, we have brought innovation and expertiseto our partnership with the institutions, financial advisors and millions of individual investors who entrust us with their assets. We aspire to cultivate performance and leadership through empowering our people, diversity of thought, and a commitment to aninclusive culture that engages in our global communities.
**Position Description**:
In recent years, the Global Regulatory Bodies have issued mandates for the regulatory reporting of transactions. These obligations refer to PIMCO reporting requirements, PIMCO's funds, and reporting responsibilities delegated to us by our clients. The reportingdiffers for each regime, and the Global Regulatory Reporting team plays an essential role in ensuring the day-to-day operational excellence of transaction reporting to regulators.
In this critical role, the Manager/Vice President of Regulatory Reporting will be vital in leading PIMCO in the industry with processes around existing reporting regimes and the implementation of growing regulatory reporting requirements, regulatory change,and business growth.
This role may be based in Austin, TX, Newport Beach, CA, or London, UK.
**Position Development Value**:

- Contribute to the build-out and success of firm-wide processes to support global transaction reporting requirements
- The role will be vital in leading PIMCO in the industry with processes around regulatory reporting and the implementation of growing regulatory reporting requirements.
- Open learning environment focused on global transaction reporting requirements, core operational processes, and procedures
- Exposure to global offices with contribution to the global process
- Direct opportunity to contribute tangibly to PIMCO regulatory reporting operations
- Extensive exposure to industry experts within PIMCO Operations and across other functional areas of the firm
- A broad range of opportunities to collaborate with talented colleagues cross-functionally and globally
- Constructive feedback to foster career growth in addition to a formal annual review process

**About You**:

- You challenge the status quo by asking "why" and identifying new and better ways of doing things
- Exceptional organizational and project management skills, including the ability to multi-task and lead many ongoing initiatives
- Resourceful, inquisitive, and enjoy problem-solving.
- Many of the concepts and/or solutions we face are sophisticated, and you bring a desire to work through these complex scenarios
- Proven track record to deliver on assigned responsibilities through pursuing excellence, outstanding attention to detail, and using interpersonal and communication skills
- You seamlessly adapt to shifting priorities and enjoy working with ambiguity
- A standout teammate who builds positive relationships and collaborates across multiple levels of a globally diverse organization, including external vendors
- Track record of building credibility and trust through consistent behavior, high integrity, and judgment
- Intellectual curiosity, a dedication to professional development, an ability to learn, and an interest in staying on top of emerging trends
- Self-motivated and thrive in a fast-paced environment High emotional intelligence, are flexible, and resilient
- Proven record of navigating unstructured processes and simultaneously handling responsibilities with multiple, exciting demands
- Encourage a positive work environment and culture for all employees

**Key responsibilities include, but are not limited to**:

- Coordination and leadership of multi-regime reporting requirements for PIMCO, with internal legal and technology teams, as well as 3rd parties concerning delegated reporting
- Partner with technology and vendors in the development and enhancement of reporting tools and workflows
- Coordination of regulatory technical standards and specifications between regulator specifications & Q&A, vendor specifications and industry bodies, and internal legal, operations, and technology teams
- Leadership and oversight of PIMCO/IMS direct reporting; escalation point for reporting exceptions and for navigating structural reporting issues
- Oversight over delegated parties to ensure accuracy and completeness of daily reporting
- Oversight of reconciliation and reporting across multi-pronged reporting model
- Assist in the evolution of PIMCO's trade reporting strategy through representing PIMCO at industry meetings and seminars
- Provision of internal metrics on global reporting compliance to senior stakeholders
- Work with the client-facing teams to provide clients with updates and information around transaction reporting and risk mitigation techniques
- Partnership with onboarding team concerning the process of onboarding new accounts for regulatory reporting

**Position Requirements**:

- Minimum of a Bachelor's Degree. An advanced degree is desirable
- Minimum 5 years of professional experience within a major buy-side institution, top-tier investment bank, on management consultancy, specifically focused on regulatory transaction reporting and the compliance of same
- Experience with the implementation of regulatory reporting either in Europe, APAC, or the U.S., and/or direct responsibility for operational teams supporting the day to day processes related to regulatory reporting
- Demonstrated understanding of reporting regimes and technical specifications.
- Ability to translate between regulatory technical standards, legal, and technology Ability to recognize risk events and escalate when needed to senior management Strong aptitude for derivatives, transaction information

  • Chemical Regulatory Consultants

    6 days ago

    London, United Kingdom VRS Regulatory Full time

    An excellent opportunity for established or aspiring chemical regulatory professionals to join a leading EU chemicals risk management and policy consultancy. You will use your chemical regulatory science knowledge alongside economists and social scientists on a wide range of multi-disciplinary projects including REACH compliance, authorisations,...

  • Regulatory Reporting Manager

    5 days ago

    London, United Kingdom eFinancialCareers Full time

    **Regulatory Reporting Manager** **Central London Office/Hybrid/WFH** **12 month Fixed Term Contract** **£70,000 - £90,000 pa plus benefits** **The Responsibilities of a Regulatory Reporting Manager Will Include**: - Ensure that all regulatory returns submitted to regulators are consistent, accurate and meet the requirements established by the...

  • Regulatory Reporting Manager

    1 week ago

    London, United Kingdom Investigo Full time

    **Regulatory Reporting Manager - London - International Bank - Salary up to £90,000 plus bonus and benefits.** - Working for the European subsidiary of an international Banking Group based in the City, a dynamic financial institution with a broad product range._ - The Bank are looking for a Regulatory Reporting Manager who will operate as #2 within the...

  • Regulatory Reporting Manager

    1 week ago

    London, United Kingdom Antony James Recruitment Ltd Full time

    Antony James Recruitment Ltd are delighted to be working with a Leading Financial Service client in recruiting a Regulatory Reporting Manager. Reporting into the CFO you will you will be responsible for Regulatory Reporting across the group and support infinancial control activities for the regulated division, including providing oversight of financial...

  • Regulatory Reporting Manager

    2 weeks ago

    London, Greater London, United Kingdom JJ Search Full time

    About the CompanyOur client is a large Investment management company with exciting growth prospects. They are an entrepreneurial firm with a strong commitment to innovation and excellence.The Job DescriptionWe are seeking a Regulatory Reporting Manager to join our client's team. As a key member of the financial regulatory reporting team, you will be...

  • Regulatory Reporting Manager

    3 weeks ago

    London, Greater London, United Kingdom Mason Blake Full time

    We are looking for a highly skilled Regulatory Reporting Project Manager to join our team at Mason Blake. This is a fantastic opportunity for an experienced professional to take on a key role in the company's continued growth and success.About the RoleThe successful candidate will be responsible for leading the development of the company's regulatory...

  • Regulatory Reporting

    7 months ago

    London, United Kingdom Orbis Full time

    **Location: London Area, United Kingdom**: **Salary: Competitive**: **Permanent**: Regulatory Reporting - Financial Services **About**: A leading Tier 1 Asset management firm, widely recognized for its commitment to excellence and innovation. With a rich history of success, they continue to push the boundaries of what’s possible in the dynamic world of...

  • Regulatory Affairs Manager

    4 weeks ago

    London, United Kingdom Regulatory Affairs Professionals Society Full time

    Regulatory Affairs ManagerHybrid - Central London (Full-time, Permanent)Who We ArePrinova is a leading global supplier of ingredients and premix manufacturing solutions for the food, beverage and nutrition industries. Prinova holds strategic stocks in 35+ centres around the world to ensure continuity of supply and has liquid and dry premix manufacturing...

  • Regulatory Reporting Manager

    6 days ago

    London, United Kingdom eFinancialCareers Full time

    International Bank - City Location - Hybrid Working **Your new company** This international bank with branches across the UK is looking for a skilled regulatory reporting specialist to join their finance team based in their City of London Head Office as a Manager. You will be working in a standalone role within an established financeteam of 7/8 people with a...

  • Regulatory Affairs Manager

    4 weeks ago

    London, United Kingdom Regulatory Affairs Professionals Society Full time

    Regulatory Affairs Manager Hybrid - Central London (Full-time, Permanent) Who We Are Prinova is a leading global supplier of ingredients and premix manufacturing solutions for the food, beverage and nutrition industries. Prinova holds strategic stocks in 35+ centres around the world to ensure continuity of supply and has liquid and dry premix...

  • Regulatory Reporting Manager

    1 day ago

    London, United Kingdom eFinancialCareers Full time

    Join us as a Regulatory Reporting Manager - This is a unique opportunity to join an area which has a significant focus across the bank - We'll look to you to deliver controlled and accurate regulatory outcomes while building relationships with and providing great customer support to key stakeholders - This role will provide you with a platform to keep...

  • Regulatory Reporting Manager

    1 week ago

    London, United Kingdom eFinancialCareers Full time

    Uk based digital bank. **Description** - Responsible for the production of full suite of regulatory reports (COREP / FINREP / PRA / BoE) and the internal reporting of regulatory metrics. - Ensure all reporting requirements are met within deadlines and to the highest standard of accuracy. - Support initiatives to improve processes, controls and...

  • Regulatory Reporting Manager

    3 weeks ago

    City Of London, United Kingdom Lloyds Banking Group Full time

    Role DescriptionThe Regulatory Reporting Manager will lead the development of regulatory reporting and models, ensuring compliance with regulatory requirements. This role involves close collaboration with other teams within P&A, as well as external stakeholders.The ideal candidate will have extensive experience in regulatory risk environments and be able to...

  • Regulatory Reporting Manager

    5 days ago

    London, United Kingdom eFinancialCareers Full time

    **DUTIES AND RESPONSIBILITIES** - Monitor IFEU’s and NDEX’s compliance with MiFIR transaction reporting and order retention; liaise with Members on relevant reporting or data issues - Assist Members in their accurate reporting of commodity derivative positions to IFEU and NDEX and the onward reporting to the FCA and AFM - Monitor the Exchanges’ weekly...

  • Regulatory Reporting Accountant/manager

    4 days ago

    London, United Kingdom eFinancialCareers Full time

    **Regulatory Reporting Accountant/Manager** **City of London** **Permanent** **£80,000 - £85,000 pa (plus benefits)** cer Financial are working alongside a bank who are based in the City of London, they are looking for a Regulatory Reporting Accountant/Manager to join them on a permanent basis. This is a newly created role supporting the Head of...

  • Regulatory Expert

    2 weeks ago

    London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    About the Job:Vixio Regulatory Intelligence is looking for a seasoned Regulatory Expert to develop its premium technical compliance intelligence solution.The successful candidate will lead the creation of a cutting-edge technical compliance intelligence solution, expanding Vixio's coverage of legal and regulatory requirements for gambling operators and...

  • Regulatory Reporting Manager

    2 months ago

    London, Greater London, United Kingdom JTC Group Full time

    About the RoleJTC Group is seeking an experienced Regulatory Reporting Manager to join our team in Jersey.The successful candidate will be responsible for leading our Regulatory Reporting team and providing strategic guidance on tax compliance and reporting requirements across our jurisdictions.Key responsibilities include:Leading the implementation of tax...

  • Assistant Manager- Regulatory Reporting

    5 days ago

    London, United Kingdom Sanderson Full time

    **Salary Range**:80,000 + Great Package One of the leading multinational banks is seeking to appoint an Assistant Manager to report to the Chief Financial Officer and this role sits within capital management part of the finance team. **Key responsibilities**: - Work closely with Finance Manager in charge of Capital Reporting. - Assist with the production,...

  • Liquidity Regulatory Reporting Manager

    1 day ago

    London, United Kingdom eFinancialCareers Full time

    Our client is a mid-sized UK banking group looking for a Liquidity Regulatory Reporting Manager The focus of the role is to ensure that the Bank is compliant with all relevant financial regulation, including the preparation of reporting to the PRA. Furthermore, they will provide on-going informed analysis and support to the Head of Regulatory Reporting,the...

  • Group Regulatory Reporting Manager

    4 days ago

    London, United Kingdom MF RECRUITMENT LIMITED Full time

    As Group Regulatory Reporting Manager, you will lead on all aspects of Regulatory Reporting for this private equity backed SME bank leading a team of two. Responsibilities include: - Taking ownership of all group regulatory reporting including corep, finrep, MLAR and PRA110 - Drive regulatory reporting projects including further automation of returns,...