Compliance Officer

5 months ago

London, United Kingdom Rothstein Recruitment Full time

Posted by
- Will Buckner- Senior Consultant**Compliance Officer - Regulatory - Generalist - International Banking**

Excellent opportunity opens for a **Compliance Professional **from a **Financial Services/ Law/ Banking** background to join an **International Bank's London office** and work in a crucial, generalist capacity.
- Closely support the Compliance Manager (CM) and Deputy Money Laundering Reporting Officer (MLRO), in ensuring the London branch follows the UK regulatory regime.
- Ensuring that Compliance framework is continued to be developed, enhanced, and embedded within the branch and to promote a robust compliance framework.
- Closely work with CM and DMLRO in ensuring that the branch meets its commitments under Financial Crime obligations.
- Assist Head of Compliance (HOD) for all regulatory matters in CM and DMLRO’s absence or as and when required by the HOD
- To oversee and manage the Regulatory Compliance and Financial Crime functions in the absence of the CM and DMLRO.
- Ideal Experience_
- At least** 5 years **of experience demonstrating strong understanding of the UK regulatory regime which provides a good foundation across all aspects of general compliance obligation’s good working technical regulatory knowledge of the UK regulatory requirements.
- Familiar with UK regulatory requirements in a banking branch environment (AML/KYC, Sanctions risks, TCF, BCOBS, PSD, MiFID, EMIR, SFTR and other relevant regulatory matters.
- Must have the ability to interpret regulatory requirements and provide relevant stakeholders with advice on implementation.
- AML/CFT/Reg compliance advisory experience.
- Good understanding of current and anticipated UK Regulatory requirements and supervisory expectations.
- Strong project management skills.
- Strong Stakeholder management skills.
- Must be proactive and use own initiative in making relevant Compliance decisions.
- Good understanding of the banking/financial products.
- Compliance related qualification or a Degree in Law would be considered useful but not essential.
- Experienced individual who will work within a small, busy compliance environment.

Interested? Please Apply

Job ID EFC/WB/CO
- ABOUT COMPANY
- Rothstein Recruitment
- London, United Kingdom
HR & Recruitment

High-End Recruitment Agency. Specialising in Financial Services. Covering all areas of IT, Risk & Compliance, Business Change and Regulatory Recruit...

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