Compliance Officer
2 days ago
Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?
An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.
In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers.
Responsibilities will include:
- Advise secretaries, fee earners and partners on best practise in relation to client matters opening procedures.
- Carry out ad hoc tasks and projects which may arise within the team to implement and develop risk-led initiatives.
- Maintain knowledge of the firm’s relevant processes, policies and procedures and industry standards.
- Provide training on the firm’s relevant policies and procedures to new joiners.
- Supporting improvements to systems and procedures.
- Supporting junior members of the team.
- Review new client and matter forms to ensure complete details are provided.
- Conduct conflict searches and analyse search results.
- Liaise directly with Partners and Fee Earners on identified potential legal or commercial conflicts.
- Suggest process improvements to conflicts procedures and supporting software.
- Implementation of information barriers.
- Escalate high-risk issues to the Money Laundering Reporting Officer.
- Analyse and establish the corporate structure of the client where relevant and identify the beneficial ownership.
- Undertake ongoing AML/Sanctions monitoring of high-risk clients.
- Perform ongoing monitoring of existing clients.
For this role, you will have excellent communication skills and be a team player. You will have great attention to detail, someone who can spot inadequate or inaccurate information and approach internal clients confidently and diplomatically for further documentation on matters. You will need to have a legal education, knowledge of the SRA rules and risk and compliance experience gained at a law firm.
Please apply with a copy of your CV if you would like to be considered for this position. Many thanks.
Ref: 001
-
Compliance Officer
2 months ago
Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
-
Compliance Officer
2 months ago
Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
-
Compliance Officer
1 month ago
Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
-
Compliance Officer
1 month ago
Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Description Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle...
-
Compliance Office
1 month ago
London, United Kingdom Compliance Professionals Full timeThey are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...
-
Compliance Office
1 month ago
London, United Kingdom Compliance Professionals Full timeThey are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...
-
Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...
-
Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...
-
Compliance Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business. THE RESPONSIBILITIES: Experience in US Swap Dealer business CFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market...
-
Compliance Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...
-
Compliance Officer
2 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...
-
Compliance Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...
-
Compliance Officer
7 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...
-
Risk & Compliance Officer
6 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...
-
Chief Compliance Officer
3 months ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning...
-
Compliance Officer
3 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
-
Compliance Officer
2 months ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
-
Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...
-
Compliance Officer
6 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...
-
Compliance Officer
1 month ago
London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...