Compliance Officer

4 weeks ago

Greater London, United Kingdom AJ FOX COMPLIANCE Full time

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?


An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.


In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers.


Responsibilities will include:

  • Advise secretaries, fee earners and partners on best practise in relation to client matters opening procedures.
  • Carry out ad hoc tasks and projects which may arise within the team to implement and develop risk-led initiatives.
  • Maintain knowledge of the firm’s relevant processes, policies and procedures and industry standards.
  • Provide training on the firm’s relevant policies and procedures to new joiners.
  • Supporting improvements to systems and procedures.
  • Supporting junior members of the team.
  • Review new client and matter forms to ensure complete details are provided.
  • Conduct conflict searches and analyse search results.
  • Liaise directly with Partners and Fee Earners on identified potential legal or commercial conflicts.
  • Suggest process improvements to conflicts procedures and supporting software.
  • Implementation of information barriers.
  • Escalate high-risk issues to the Money Laundering Reporting Officer.
  • Analyse and establish the corporate structure of the client where relevant and identify the beneficial ownership.
  • Undertake ongoing AML/Sanctions monitoring of high-risk clients.
  • Perform ongoing monitoring of existing clients.


For this role, you will have excellent communication skills and be a team player. You will have great attention to detail, someone who can spot inadequate or inaccurate information and approach internal clients confidently and diplomatically for further documentation on matters. You will need to have a legal education, knowledge of the SRA rules and risk and compliance experience gained at a law firm.


Please apply with a copy of your CV if you would like to be considered for this position. Many thanks.


Ref: 001

  • Compliance Officer

    4 weeks ago

    Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

  • Compliance Officer

    2 days ago

    Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for compliance professionals in London!A Leading Law Firm is hiring an ambitious Compliance Officer to join their well-established team of professionals.Within this role, you will support all areas of legal compliance, notably internal CDD processes, to ensure compliance with AML Regulations.Some responsibilities:Conduct CDD...

  • Compliance Officer

    1 day ago

    Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for compliance professionals in London!A Leading Law Firm is hiring an ambitious Compliance Officer to join their well-established team of professionals.Within this role, you will support all areas of legal compliance, notably internal CDD processes, to ensure compliance with AML Regulations.Some responsibilities:Conduct CDD...

  • Compliance Officer

    1 day ago

    Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for compliance professionals in London!A Leading Law Firm is hiring an ambitious Compliance Officer to join their well-established team of professionals.Within this role, you will support all areas of legal compliance, notably internal CDD processes, to ensure compliance with AML Regulations.Some responsibilities:Conduct CDD...

  • Compliance Office

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience. Management of global regulatory relationships. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. Oversight of global regulatory developments and driving their implementation. Oversight of...

  • Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements. THE RESPONSIBILITIES: To carry out activities, as allocated, in line with the compliance department areas of...

  • Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements. THE RESPONSIBILITIES: To carry out activities, as allocated, in line with the compliance department areas of...

  • Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of...

  • Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful Private Bank based in the City. They are looking for a Compliance Officer with Wealth/Asset Management experience in Policy and Advisory. THE RESPONSIBILITIES: To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks. To...

  • Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful Private Bank based in the City. They are looking for a Compliance Officer with Wealth/Asset Management experience in Policy and Advisory. THE RESPONSIBILITIES: To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks. To...

  • Compliance Officer

    4 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of...

  • Compliance Officer

    4 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of...

  • Compliance Officer

    4 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements. THE RESPONSIBILITIES: To carry out activities, as allocated, in line with the compliance department areas of...

  • Junior Compliance Officer

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with a boutique wholesale bank who are looking for a Junior Compliance Officer to join the team. The firm is based a short walk from Liverpool Street Station. Due to the size of the firm, it is a 5-day office-based role.THE RESPONSIBILITIES:Supporting with the monitoring and assess compliance with regulatory requirements and...

  • Compliance Officer

    4 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a successful Private Bank based in the City. They are looking for a Compliance Officer with Wealth/Asset Management experience in Policy and Advisory.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks.To support...

  • Compliance Officer

    4 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a successful Private Bank based in the City. They are looking for a Compliance Officer with Wealth/Asset Management experience in Policy and Advisory.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks.To support...

  • Compliance Officer

    4 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful Private Bank based in the City. They are looking for a Compliance Officer with Wealth/Asset Management experience in Policy and Advisory. THE RESPONSIBILITIES: To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks. To...

  • Compliance Officer

    3 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

  • Compliance Officer

    2 days ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for compliance professionals in London! A Leading Law Firm is hiring an ambitious Compliance Officer to join their well-established team of professionals. Within this role, you will support all areas of legal compliance, notably internal CDD processes, to ensure compliance with AML Regulations. Some responsibilities: ...

  • Compliance Officer

    3 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...