Compliance Specialist
6 months ago
**Company Description**
Visa is a world leader in digital payments, facilitating more than 215 billion payments transactions between consumers, merchants, financial institutions and government entities across more than 200 countries and territories each year. Our mission is to connect the world through the most innovative, convenient, reliable and secure payments network, enabling individuals, businesses and economies to thrive.
When partnering with Visa, you are also in a way part of a culture of purpose and belonging - where the work you do matters. We believe that economies that include everyone everywhere, uplift everyone everywhere. Your work will have a direct impact on billions of people around the world - helping unlock financial access to enable the future of money movement.
Visa Cross-Border Solutions** **offers deep money movement capabilities to organisations across the globe. Powered by Currencycloud technology, Visa Cross-Border Solutions enhances, streamlines and simplifies integrating the cross-border financial tools of tomorrow.
Clients can embed cross-border finance into the heart of their business and create sophisticated and user-friendly app-based experiences, connecting consumers and businesses around the world.
Since 2012, the technology behind Visa Cross-Border Solutions has been used to process more than $250bn to over 180 countries, partnering with banks, businesses and fintechs all over the world.
**Partner with Visa: A Network Working for Everyone.**
As a Compliance Specialist you will manage the day-to-day running of the Transaction Monitoring systems, ensuring that Compliance risks are adequately identified, assessed, monitored, controlled and reported as required.
**This will include but is not limited to**:
- Anti-Money Laundering (AML)
- Counter-Terrorist Financing (CTF)
- Economic or Financial Sanctions
- Payment Services, including the E-Money Directive
**The Details**
- Day to day Transaction Monitoring, identifying any potentially fraudulent or illegal activity. - Analyse payment and compliance data from multiple sources to identify trends and patterns.
- Proactively escalate urgent cases to the MLRO/DMLRO for further review. - Conduct screening on PEPs and sanctioned entities and investigate potential hits. - Support data-protection compliance.
- Work across teams and departments to proactively identify and resolve operational compliance queries.
- Complete Compliance administration (such as keeping client records up to date) as required.
- Review effectiveness of current monitoring rules and settings and provide feedback on ways to optimise.
- Continuously review current processes and suggest improvements to the processes as well as systems used.
- Keep up to date with current and future regulatory changes that affect the business and use this knowledge to proactively suggest improvements to compliance policies and procedures.
**Qualifications** Experience**
- Strong experience within Compliance, in particular Transaction Monitoring
- PEP / Sanction / Adverse Media screening
- SAR (Suspicious Activity Report) writing
**Additional Information**
Visa is an EEO Employer. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability or protected veteran status. Visa will also consider for employment qualified applicants with criminal histories in a manner consistent with EEOC guidelines and applicable local law.
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
-
Compliance Distribution Specialist
6 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...
-
Compliance Associate Specialist
3 weeks ago
London, Greater London, United Kingdom Sovos Compliance Full timeAt Sovos Compliance, we are seeking a talented Compliance Associate Specialist to join our team. As a key member of our growing Compliance Services team, you will play a crucial role in ensuring the accurate preparation and filing of IPT returns for our clients.The ideal candidate will possess excellent attention to detail, strong analytical skills, and the...
-
Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
-
Senior Wealth Management Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...
-
Financial Markets Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...
-
Compliance Operations Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly motivated Compliance Operations Specialist to join our team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for someone who enjoys being hands-on and is ready to collaborate closely with teams across the firm, as it will require five days a week in the office.As a key member of our compliance team, you will be...
-
Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...
-
Senior Compliance Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeAbout the RoleAs a Senior Compliance Monitoring Specialist at Compliance Recruitment Solutions, you will play a critical role in ensuring the effectiveness of our compliance monitoring programme. Your primary responsibilities will include:Key ResponsibilitiesAssisting in the delivery of the annual compliance monitoring programme by undertaking agreed...
-
Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Paritas Recruitment - Compliance Full timeA leading commodities trading firm based in London is seeking a skilled Compliance Specialist to join their team. This role involves supporting the onboarding and risk management of third-party entities, with a primary focus on Know Your Customer (KYC) processes.The successful candidate will assist with various aspects of the Compliance Programme, including...
-
Compliance Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleWe are seeking a skilled Compliance Risk Management Specialist to join our AJ FOX COMPLIANCE team in London. This is an exciting opportunity for someone looking to take on a wider role with broader responsibilities and greater exposure to various regulatory functions.Key Responsibilities:Act as a key point of contact for compliance queries,...
-
Regulatory Affairs Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...
-
Compliance Governance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeEstablished in the heart of the financial district, Compliance Professionals is a renowned company seeking a highly skilled Compliance Monitoring Analyst to join their team on a permanent basis. The ideal candidate will have a deep understanding of regulatory frameworks and excellent analytical skills.Job OverviewThe Compliance Monitoring Analyst will be...
-
Ad Regulatory Compliance
6 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...
-
Head of Compliance
6 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...
-
Head of Compliance
6 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...
-
Global Head of Compliance
7 hours ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance...
-
Anti-Money Laundering Compliance Specialist VP
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAt Compliance Professionals, we are currently seeking a highly skilled Anti-Money Laundering Compliance Specialist to join our team as a Vice President. This is a 12-month fixed-term contract opportunity.About the RoleThis role will be part of our EMEA Financial Crime Team, responsible for managing the financial crime compliance program, including Anti-Money...
-
Risk Governance
2 weeks ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...