Compliance Consultant

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance; engage...

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations as requested by Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...

COMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct audits and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...

Senior Compliance Consultant - Asset Management Expertise RequiredJob SummaryWe are seeking an experienced Compliance Professional to join our team as a Senior Compliance Consultant. The ideal candidate will have a strong background in asset management and a proven track record of providing strategic compliance advice to clients.Key ResponsibilitiesAct as...

Senior Compliance Consultant - Asset Management Expertise RequiredJob SummaryWe are seeking an experienced Compliance Professional to join our team as a Senior Compliance Consultant. The ideal candidate will have a strong background in asset management and a proven track record of providing strategic compliance advice to clients.Key ResponsibilitiesAct as...

Job Summary:We are seeking an experienced Compliance Professional to join our team at Compliance Recruitment Solutions. As a Senior Compliance Expert, you will be responsible for providing strategic compliance advice to our clients in the Asset Management industry.Key Responsibilities:Act as the primary compliance resource for a portfolio of clients,...

Job Summary:We are seeking an experienced Compliance Professional to join our team at Compliance Recruitment Solutions. As a Senior Compliance Expert, you will be responsible for providing strategic compliance advice to our clients in the Asset Management industry.Key Responsibilities:Act as the primary compliance resource for a portfolio of clients,...

Job Summary:We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.Key Responsibilities:Supervise and Mentor Junior Team...

Job Summary:We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.Key Responsibilities:Supervise and Mentor Junior Team...

Position OverviewGCS Compliance Ltd is a leading consultancy firm specializing in gas compliance services. We are currently seeking qualified and experienced Gas Operatives to enhance our team. This role can be filled by individuals looking for direct employment or those interested in contract support arrangements.Key ResponsibilitiesConduct thorough audits...

**Head of Consultancy** **William Martin** **Location**:Home-based with travel to meet with colleagues and clients (including regular meetings in Bromsgrove, Cambridgeshire and London). 60% of the role may involve travel. **Salary**: £50,000 to £60,000 per annum **Job Type**:Full time/ Permanent **About Us** William Martin, part of the wider Marlowe...

Position OverviewCOMPANY PROFILE:Compliance Professionals is a prominent financial institution dedicated to providing customized financial services to affluent clients, families, and organizations.KEY RESPONSIBILITIES:Deliver expert guidance on UK financial crime compliance to internal teams.Revise and enhance the organization's Financial Crime Compliance...

Job SummaryWe are seeking a highly skilled Validation and Compliance Specialist to join our team at the British Compliance Institute. As a key member of our team, you will be responsible for ensuring regulatory compliance through validation and qualification.Key ResponsibilitiesDevelop and implement a risk-based approach to determine processes requiring...

Job SummaryWe are seeking a highly skilled Validation and Compliance Specialist to join our team at the British Compliance Institute. As a key member of our team, you will be responsible for ensuring regulatory compliance through validation and qualification.Key ResponsibilitiesDevelop and implement a risk-based approach to determine processes requiring...

Position OverviewCOMPANY PROFILE:Compliance Professionals is a distinguished private banking institution dedicated to delivering customized financial services to affluent clients, families, and organizations.KEY RESPONSIBILITIES:Offer expertise in UK financial crime compliance to internal teams,Revise and enhance the organization's Financial Crime Compliance...

Job Summary:We are seeking a Trainee Compliance Consultant to join our team at Compliance Recruitment Solutions. As a recent Law graduate with an interest in Financial Services Compliance & Regulation, you will have the opportunity to work with a small friendly niche consulting firm.Key Responsibilities:Submit regulatory returns and ensure compliance with...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...