Compliance Consultant

We have an exciting new opportunity for a Compliance Officer to join our dynamic Legal Consultancy Company, AJ FOX COMPLIANCE, based in Loughborough with hybrid flexibility.This role requires someone with strong written and communication skills, as well as knowledge of CQS, Lexcel, and SRA Regulations. Proven experience in compliance in the legal sector is...

Responsibilities and RequirementsThe Compliance Coordinator will be responsible for managing the firm's central onboarding and client matter-opening processes. This includes ensuring the accuracy of online records and documentation, managing matters closures, monitoring team inboxes, developing KYC/AML policies, ensuring compliance training is completed,...

Job DescriptionAJ FOX COMPLIANCE is looking for a highly organized and detail-oriented Compliance Coordinator to join their team in London.Main ResponsibilitiesThis role requires a strong background in regulatory affairs within a legal or consultancy setting. Key responsibilities include:Ensuring all intake processes are carried out correctlyMaintaining...

A compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...

We are seeking an experienced Compliance Officer to join our client, a mid-sized firm of Chartered Accountants. In this role, you will be responsible for managing all ICAEW requirements and ensuring internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and...

Job Overview">Cosegic is a leading compliance consultancy providing assistance with FCA Authorisation, ongoing compliance consulting, prudential services, and regulatory projects. We work together in industry specialist teams, servicing over 800 clients from various sectors.This full-time, permanent role as Associate Consultant, Prudential Services involves...

Job Summary:We are seeking a Senior Compliance Consultant to join our team in London. The ideal candidate will have knowledge of FCA client money rules, prior experience of fund structures including UCITS, ETFs, AIFs, and exposure to cross-border regulatory frameworks and rules.The role involves providing technical research and consultation on regulatory...

Job DescriptionCosegic is a leading compliance consultancy providing assistance with FCA Authorisation, ongoing compliance consulting, prudential services, compliance health checks, and regulatory projects. Our expertise spans wholesale investment firms, capital markets, wealth management, payment services, and consumer credit.We are seeking an experienced...

About the RoleThe ideal candidate will have extensive experience in Financial Risk and Compliance, with a proven track record of managing multiple consulting & transformation programs.Key responsibilities include identifying differentiated services and solutions, managing a team of consulting professionals, and establishing products & fintech partnerships.A...

Regulatory Compliance Consultant OpportunityWe are seeking a highly motivated Regulatory Compliance Consultant to join our team and ensure that all projects meet the highest standards of regulatory compliance.This is an excellent opportunity for an experienced professional to work on various projects, including education, healthcare, industrial,...

Fire Safety Compliance RoleThe Management Recruitment Group is seeking an experienced Compliance Assurance Consultant to join their team on an interim basis. This role will involve conducting a thorough review of existing fire safety compliance across all facilities within the NHS Trust in London.About the PositionThis is a challenging and rewarding...

Job Title: Risk Consulting Director – Banking Credit/Market RiskJob Description:Our client, a global consultancy, seeks to hire a Risk & Compliance Director to drive forward growth for its expanding Financial Services Division. Duties will include;">Work with the leadership team to help define a sound business growth strategy for Risk & Compliance.">Ensure...

We are seeking a highly skilled professional to fill a senior role in our Financial Services Division. As Director of Compliance and Risk Solutions, you will be responsible for:Driving business growth through strategic partnerships and expansion of the client base.Developing and implementing innovative solutions for clients in the Financial Services...

Job Title: Compliance and Transformation ConsultantWe are looking for an experienced Compliance and Transformation Consultant to join our team at North Highland, a world-leading change and transformation consultancy.About the Role:Serve as a strategic partner to business leaders, providing expert advice on HR matters, particularly in relation to employee...

Job Summary:As a Compliance Consultant Specialist at Food Alert, you will play a critical role in ensuring high-quality service delivery to clients. You will manage and support a team of consultants to deliver audit and consultancy services that meet client expectations.Main Responsibilities:Manage a team of consultants to ensure they deliver work to a high...

About the PositionWe are seeking an experienced Building Compliance Consultant to join our team as a Risk Assessment Specialist. In this role, you will be responsible for ensuring that our clients' buildings comply with relevant fire safety regulations and guidelines.As a key member of our team, you will work closely with our clients to understand their...

Job Overview:We are seeking a Compliance Consultant to join our team at IQ-EQ. The successful candidate will be responsible for providing advice and guidance to a portfolio of Appointed Representatives and our directly regulated businesses.About the Role:Providing ongoing and ad-hoc tasks as directed, particularly around client communications and compliance...

At Plenitude Consulting, we are seeking a talented Financial Crime Compliance Consultant to support our growth plans and strong pipeline of client engagements. As a seasoned professional with at least 5 years continuous FCC experience gained within consulting, you will bring expertise across one or more areas: Anti-Money Laundering/Counter Terrorist...

Our client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. Based in London, this role offers a competitive salary of £65,000 - £80,000 per annum.">The ideal candidate will have a passion for CASS compliance and thrive in a dynamic, hands-on environment. As a Senior Regulatory...

Are you a skilled Regulatory Compliance Consultant looking for a new challenge? Do you have experience advising businesses on the impact of UK and EU financial services regulations?If so, we invite you to apply for this exciting opportunity to join our team at Addleshaw Goddard. As a member of our interim support team, you will work closely with prestigious...