Compliance Consultant
2 months ago
**Company Description**
IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
The Compliance Consultant will successfully manage and develop client relationships, deliver client project work focused on financial crime compliance and take part in team development activities.
The Compliance Consultant will be tasked with effectively delivering compliance monitoring program assessments, drafting policy and procedure reviews, drafting the preparation of reports and manuals to reinforce regulatory requirements, and providing compliance advice to client firms.
They will support and be the first point of contact for a portfolio of Firms providing ongoing compliance support. The Compliance Consultant will address client feedback and ensure market leading support is provided to clients throughout.
A team-oriented individual, looking to further their career in a fast-growing business line.
**Tasks (what does the role do on a day-to-day basis)**
- Responsive regulatory advice and solutions
- Delivering consulting engagements on a variety of financial crime topics including AML, market abuse, ABC and others
- Updating clients on regulatory changes and how it impacts their business
- Setting up relevant policies, procedures and working documentation for clients
- Working with clients to devise their risk-based monitoring programmes or thematic risk assessments
- Carrying out regular compliance monitoring review visits onsite with clients, and subsequently writing up working papers and reports
- Involvement in reviewing upcoming regulatory requirements and drafting thought leadership publications
- Building / developing client relationships.
**Qualifications**
- Experience working within Compliance or AML/KYC support function at comparable compliance consultants who are main competitors (e.g. ACA Compliance; Bovill and Cosegic) or in professional services/audit firms (Big Four, BDO, Grant Thornton, etc)
- Excellent working knowledge of relevant regulations in the context of financial crime
- Proven track record of delivering client monitoring and advisory work, gained in house or within a consultancy environment
- Ability to implement solutions to address the regulatory requirements of the client
- Excellent communication skills, keen and enthusiastic approach to client support
Background experience
- FCA Regulatory Compliance, Money Laundering Regulations
Company, product and market knowledge
- Asset management, sell side, banking or other financial services
**Additional Information**
At IQ EQ Group we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
-
Trainee Compliance Associate
2 weeks ago
London, United Kingdom FinTech Compliance Full timeJob description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...
-
Regulatory Compliance Analyst
5 hours ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
-
Regulatory Compliance Analyst
2 months ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
-
Compliance Monitoring Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...
-
Compliance Monitoring Manager
11 hours ago
London, United Kingdom Compliance Professionals Full timeOur client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...
-
Compliance Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES: Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...
-
Compliance Manager
11 hours ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES: Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...
-
Senior Regulatory Compliance Analyst
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...
-
Contract Compliance Auditor
7 days ago
London, United Kingdom GCS Compliance Ltd Full timeWe are a South East based professional Gas Compliance Consultancy business looking for qualified and experienced Gas Operatives to join our team either directly employed or on a contract support basis to work in the following post code areas in London: A full driving licence is required as a van and fully expensed fuel card will be provided.
-
Contract Compliance Auditor
1 week ago
London, United Kingdom GCS Compliance Ltd Full timeWe are a South East based professional Gas Compliance Consultancy business looking for qualified and experienced Gas Operatives to join our team either directly employed or on a contract support basis to work in the following post code areas in London: A full driving licence is required as a van and fully expensed fuel card will be provided.
-
Contract Compliance Auditor
2 days ago
London, United Kingdom GCS Compliance Ltd Full timeWe are a South East based professional Gas Compliance Consultancy business looking for qualified and experienced Gas Operatives to join our team either directly employed or on a contract support basis to work in the following post code areas in London:A full driving licence is required as a van and fully expensed fuel card will be provided.
-
Head of Consultancy
7 days ago
London, United Kingdom William Martin Compliance Full time**Head of Consultancy** **William Martin** **Location**:Home-based with travel to meet with colleagues and clients (including regular meetings in Bromsgrove, Cambridgeshire and London). 60% of the role may involve travel. **Salary**: £50,000 to £60,000 per annum **Job Type**:Full time/ Permanent **About Us** William Martin, part of the wider Marlowe...
-
Compliance Consultant
3 weeks ago
London, United Kingdom IQ EQ Administration Services (UK) Ltd Full timeJob Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300 clients is broad including sell-side and buy-side so familiarity with the broad range of business models...
-
Compliance Consultant
4 days ago
London, UK, United Kingdom IQ EQ Administration Services Ltd Full timeJob Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300 clients is broad including sell-side and buy-side so familiarity with the broad range of business models...
-
Compliance Consultant
2 weeks ago
London, United Kingdom IQ EQ Administration Services (UK) Ltd Full timeJob Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300 clients is broad including sell-side and buy-side so familiarity with the broad range of business models...
-
Compliance Consultant
1 month ago
City of London, Greater London, United Kingdom twenty84 Full timeDo you have financial services consultancy experience, and are you seeking a new job in London? A well-funded and established compliance consultancy is looking for full-time Compliance and Financial Crime Consultants across their range of specialisms including FinTech, Payments, Investments, Credit and Mortgages. You will have prior or current experience...
-
Compliance Consultant
4 weeks ago
London, Greater London, United Kingdom Infocredit Group Ltd Full timeJob Title: Business Development Sales-Compliance Consultant - AML Solutions (Contract basis/UK)Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply.Company: Infocredit Group, Strategic Partner of LexisNexis Risk SolutionsAbout Us:InfoCredit Group, strategic partner with LexisNexis Risk...
-
Senior Compliance Consultant
1 month ago
London, United Kingdom IQ-EQ Full timeCompany Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: The Senior Compliance Consultant will successfully manage and develop key client...
-
Sox Compliance Consultant
3 days ago
London, United Kingdom La Fosse Associates Full time**Regions**: - London - **Location**: - City of London, London - **Disciplines**: - Governance, Risk & Compliance (GRC) Information Security - **Job types**: - Contract Interim Outside IR35 - **Industry**: - Manufacturing - **Salary**: £550 - £600 per day + Outside IR35 **Functions**: - IT Manager IT Risk - **Seniority**: - Mid-level Senior -...
-
Compliance Policy Consultant
5 days ago
London, United Kingdom Navitas Resourcing Group Full timeCompliance & Contracts Consultant Navitas Resourcing Group is a renewable energy recruitment business located in London Victoria. Our company specialises in connecting talented individuals with opportunities in the renewable energy industry. As a Compliance & Contracts Consultant, you will play a crucial role in the operations of our business on the...