Current jobs related to Compliance Manager - London - Compliance Professionals
-
Compliance Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview**Compliance Professionals** is seeking a seasoned Compliance Manager to join our team in London. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform...
-
Compliance Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Key ResponsibilitiesLead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.Drive regulatory change projects and deliver clear...
-
Compliance Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Key ResponsibilitiesLead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.Drive regulatory change projects and deliver clear...
-
Compliance Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a leading provider of compliance services, dedicated to helping businesses navigate complex regulatory landscapes. Our team of experts is passionate about delivering high-quality solutions that meet the evolving needs of our clients.Job SummaryWe are seeking a highly skilled Compliance Executive to join our team. As a key member of our...
-
Compliance Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionAbout the RoleWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry standards.Key ResponsibilitiesManage and oversee the compliance...
-
Compliance Risk Manager
14 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key...
-
Compliance Risk Manager
13 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key...
-
Compliance Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Experience, qualification, and soft skills, have you got everything required to succeed in this opportunity Find out below.Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES:Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s...
-
Compliance Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES:Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the...
-
Compliance Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Read on to find out what you will need to succeed in this position, including skills, qualifications, and experience.Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES:Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic...
-
Compliance Manager
6 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Read on to find out what you will need to succeed in this position, including skills, qualifications, and experience.Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES:Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic...
-
Compliance Risk Manager
20 hours ago
London, Greater London, United Kingdom Compliance Wise Full timeCompliance Wise is seeking a skilled professional to join our team as an AML / Compliance Analyst. The ideal candidate will have a strong understanding of regulatory requirements and be able to provide proactive and efficient compliance advisory and oversight services.Key Responsibilities:* Interpret and analyze regulatory changes, identifying their impact...
-
Compliance Risk Manager
18 hours ago
London, Greater London, United Kingdom Compliance Wise Full timeCompliance Wise is seeking a skilled professional to join our team as an AML / Compliance Analyst. The ideal candidate will have a strong understanding of regulatory requirements and be able to provide proactive and efficient compliance advisory and oversight services.Key Responsibilities:* Interpret and analyze regulatory changes, identifying their impact...
-
Compliance Manager
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES:Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the...
-
Compliance Manager
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES:Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the...
-
Compliance Manager
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES: Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions. Drive regulatory change projects and deliver clear progress reporting to senior management. Champion...
-
Aircraft Compliance Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring that our organization's information security and data protection practices are aligned with industry standards and regulatory requirements.Key Responsibilities:Assess...
-
Aircraft Compliance Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring that our organization's information security and data protection practices are aligned with industry standards and regulatory requirements.Key Responsibilities:Assess...
-
Compliance Risk Management Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...
-
Compliance Risk Management Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...
Compliance Manager
4 months ago
THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES:
- Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements
- Regulatory compliance management within the business; coordinating and developing the compliance monitoring calendar and internal deliverables across the regulated business
- Designing and maintaining the Compliance Monitoring Programme (CMP)
- Monitoring, and recording the results of the CMP and that we comply with FCA Rules
- Ensuring the business complies with FPCOB permissions and any future permissions that may be commercially appropriate
- Submitting Regulatory Returns, including Quarterly and/or Annual Financial Returns and other reports to FCA, within the prescribed deadlines, and the gathering of internal information in response to regulatory requests
- Ensure that appropriate management information (MI) is available to enable the board to exercise appropriate regulatory controls of the business
- Managing the relationship with the FCA effectively, handling FCA related compliance queries
- Recommending and initiating changes to systems, controls and procedures in response to FCA Rule changes, so far as they affect us
- Reading, and understanding the implications of, FCA Consultation Documents, Policy Notices, Notices of Disciplinary Action, Regulatory Updates and other publications etc
- Designing and maintaining the Compliance Policies and Procedures Manual ensuring that it is up-to-date at all times
- Ensure the firm has adequate leading and lagging indicators of fair treatment of customers which are measured, monitored and reviewed regularly
- Perform risk assessments to understand risk level, significance and scope, where appropriate making recommendations
- Organising the meetings and the reporting to the Internal Compliance Committee (ICC)
- Contribute to robust and effective compliance controls within the business
- Obtaining pre-approval from FCA for clearance events and making pre- and post- notifications to FCA of notification events, within the prescribed deadlines and in the prescribed manner
- Reviewing and approving all non-real time financial promotions and published recommendations prior to their issue by, or in the name of, the business
- Ensure Consumer Duty regulations are understood and implemented
- Undertaking and advising on compliance oversight on product changes
- Work collaboratively across the business including but not limited to – Sales, Marketing, IT and Finance
- Continually look to enhance processes and systems for effectiveness and efficiency
- Lead the compliance team ensuring resources are appropriately managed and deployed
- A minimum of 5 years’ experience working as a Compliance Officer in a regulatory compliance function
- A minimum of 2 years experience as an SMF16 in a consumer facing business
- High level of IT skills to include Microsoft Excel and Word.
- Committed to the provision of excellent service with excellent organisational skills
- Good numeric and literacy skills