Compliance Consultant

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

**Head of Consultancy** **William Martin** **Location**:Home-based with travel to meet with colleagues and clients (including regular meetings in Bromsgrove, Cambridgeshire and London). 60% of the role may involve travel. **Salary**: £50,000 to £60,000 per annum **Job Type**:Full time/ Permanent **About Us** William Martin, part of the wider Marlowe...

A compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...

**Company Description** IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. The Compliance Consultant will successfully manage and develop client relationships, deliver client...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our collegiate and dynamic compliance Monitoring team. Reporting to the Senior Compliance Assurance Manager, duties will include:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities...

Job Overview">Cosegic is a leading compliance consultancy providing assistance with FCA Authorisation, ongoing compliance consulting, prudential services, and regulatory projects. We work together in industry specialist teams, servicing over 800 clients from various sectors.This full-time, permanent role as Associate Consultant, Prudential Services involves...

Job Summary:We are seeking a Senior Compliance Consultant to join our team in London. The ideal candidate will have knowledge of FCA client money rules, prior experience of fund structures including UCITS, ETFs, AIFs, and exposure to cross-border regulatory frameworks and rules.The role involves providing technical research and consultation on regulatory...

Compliance SpecialistWe are looking to hire a compliance expert to join a specialist compliance consultancy Key Responsibilities• Primary compliance resource for a number of platform clients• Leading monitoring reviews• Implementation of policies as applicable• Assisting with background screening checks as necessary and liaising with the FCA•...

Compliance SpecialistWe are looking to hire a compliance expert to join a specialist compliance consultancy Key Responsibilities• Primary compliance resource for a number of platform clients• Leading monitoring reviews• Implementation of policies as applicable• Assisting with background screening checks as necessary and liaising with the FCA•...

Company DescriptionTeam Care Compliance specialises in getting care businesses get off the ground and keeping them compliant with CQC & Ofsted regulations.Our team of experienced consultants provides comprehensive support for new and existing care services. Whether you’re setting up a new care home, managing a children’s residential home, care agency,...

Company Description We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,500+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13...

Compliance SpecialistWe are looking to hire a compliance expert to join a specialist compliance consultancy Key Responsibilities• Primary compliance resource for a number of platform clients• Leading monitoring reviews• Implementation of policies as applicable• Assisting with background screening checks as necessary and liaising with the FCA•...

**Company Description** IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description** Responsibilities (how we will measure success)** The Principal Consultant will...

**Responsibilities (how we will measure success)** The Principal Consultant will successfully motivate and lead, be responsible for the development of client relationships and the development and people management of junior colleagues. The Principal Consultant will be tasked with effectively delivering compliance monitoring programme assessments, drafting...

Job DescriptionThe Compliance Consultant will successfully support, manage and develop client relationships, deliver client project work and take part in team development activities. The Compliance Consultant will be tasked with effectively delivering compliance monitoring programme assessments, drafting policy and procedure reviews, drafting the...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: **Responsibilities** (how we will measure success) The Senior Compliance Consultant will...

**Responsibilities** (how we will measure success) The Senior Compliance Consultant will successfully support consultants on a portfolio of Firms by providing compliance advice, including a variety of core compliance areas and technical assistance, aiming to ensure positive client feedback. Part of a growing team and business, this is a multi-faceted role,...

Are you a Consultative Compliance Expert with at least 3-5 years of Compliance experience in the Funds / Investment / Equity or Asset Management sector? Are you looking for an exciting SME Compliance position with development within a unique consulting environment? I’m currently partnered with a Financial Services firm who are hiring a ‘Senior...