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Compliance Officer

2 months ago


Farnborough, United Kingdom Mulberry Recruitment Full time

**Daily Duties**

To support the Compliance Director in the delivery of appropriate compliance services across the company

This will involve the continued identification and development of appropriate resources, systems and processes that facilitate the efficient delivery of compliance services to the business.

Review against departmental outcomes

Consultant & Supervisor Feedback

To assist the Compliance Director in establishing the Compliance Team as a centre of excellence in all matters pertaining to regulatory policy and interpretation, enabling the highest quality service to be provided to all areas within the company.

Review against departmental outcomes

Consultant & Supervisor Feedback

To assist the Compliance Director in ensuring timely identification of regulatory requirements and guidance issued by the FCA, JMLSG and other appropriate legislative, regulatory, governmental or industry bodies

To provide prompt assessment of the impact on my clients processes, systems and controls, communicating this to my clients management as appropriate

Plan by accurately assessing my clients systems and controls against the requirements set

To assist the Compliance Director in developing, implementing, communicating and maintaining policies and procedures to ensure that all appropriate materials, outputs, media and documentation produced by or for my clients are approved by the Compliance team as complying with the prevailing regulatory requirements.

To assist the Compliance Team in ensuring the timely approval of all my clients financial promotions, ensuring that these are clear, fair and not misleading within agreed timescales

To assist the Compliance Director in providing appropriate input to key project and business development initiatives across my client, through active liaison and participation in project teams, facilitating clear channels of communication with key business areas and the provision of a proactive compliance policy and risk consultancy service.

To maintain the technical knowledge necessary to carry out the role effectively.

To effectively communicate with and deal with Compliance queries from across the company including all levels of management

**Skills and Qualifications**
- Customer Focus
- Excellent communication skills
- Embracing Change
- Attention to Detail
- Planning & Organising
- Technical Knowledge
- Ofqual Level 4 or Working towards

**Salary**: £40,000.00-£50,000.00 per year

Schedule:

- Monday to Friday
- No weekends

Work Location: In person

Reference ID: Compliance Officer