Compliance Officer

2 weeks ago


Farnborough, United Kingdom PPSL Full time

We are currently seeking a dynamic individual to fulfil a Compliance Officer position within the Compliance department. The primary focus of this role is to conduct compliance monitoring reviews in alignment with the Training and Competency Plan (T&C) and to ensure a high level of professional, efficient and correct customer outcomes are achieved.

As the Compliance Officer you will report directly to the Head of Compliance and your responsibilities will include:
Execute monitoring activities according to the T&C Plan, including case reviews, thematic reviews and ongoing monitoring activities.

Collaborate with key stakeholders to agree upon and monitor actions following monitoring activities.

Produce comprehensive Compliance Monitoring reports upon the completion of monitoring cases.

Play a vital role in safeguarding the business from fraudulent activity and maintain compliance with regulatory guidelines and company policies.

Qualifications & Experience:
Enthusiastic, adaptable, and keen to develop a career in Financial Services

Exceptional written and verbal communication skills are essential.

Ability to self-manage scheduled workload effectively.

One to two years' experience in the financial services industry preferred, but not

**Salary**: £25,000.00-£28,000.00 per year

**Benefits**:

- Company events
- Company pension
- Employee discount
- Free parking
- Life insurance
- Private medical insurance
- Referral programme
- Sick pay

Schedule:

- Monday to Friday

**Education**:

- Diploma of Higher Education (preferred)

Work Location: In person



  • Farnborough, United Kingdom Sovos Compliance Full time

    Build your future with Sovos.If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities in...

  • Compliance Officer

    2 months ago


    Farnborough, United Kingdom Assured Full time

    Assured FG Ltd is currently seeking a dynamic individual to fulfil a Compliance Officer position within the Compliance department. The primary focus of this role is to conduct compliance monitoring reviews in alignment with the Training and Competency Plan (T&C) and to ensure a high level of professional, efficient and correct customer outcomes are...

  • Compliance Officer

    3 weeks ago


    Farnborough, United Kingdom Assured Full time

    Assured FG Ltd is currently seeking a dynamic individual to fulfil a Compliance Officer position within the Compliance department. The primary focus of this role is to conduct compliance monitoring reviews in alignment with the Training and Competency Plan (T&C) and to ensure a high level of professional, efficient and correct customer outcomes are...

  • Office Administrator

    4 weeks ago


    Farnborough, United Kingdom Compliance Group Full time

    **Are you interested in joining a company that really values you?** Founded in February 2004 **ph Water Technologies** **Ltd **has firmly established itself as one of the leading ‘Total Environment Solutions Companies’ operating within the UK. - Basic Salary £23K-25k pa depending on experience. - Company Healthcare - Accrued hours scheme - Birthday...

  • Office Administrator

    3 weeks ago


    Farnborough, United Kingdom Compliance Group Full time

    **Are you interested in joining a company that really values you?** Founded in February 2004 **ph Water Technologies** **Ltd **has firmly established itself as one of the leading ‘Total Environment Solutions Companies’ operating within the UK. - Basic Salary £23K-25k pa depending on experience. - Company Healthcare - Accrued hours scheme - Birthday...


  • Farnborough, United Kingdom Gulfstream Aerospace Corporation Full time

    **Sr. Compliance Officer - EMEA (Farnborough, UK) in GAC Farnborough** **Unique Skills**: NA **Education and Experience Requirements**: - Bachelor's Degree in Business or related field or equivalent combination of education and experience sufficient to successfully perform the essential functions of the job. Master's or J.D. preferred. Experience in...

  • Sr. Compliance Officer

    10 hours ago


    Farnborough, United Kingdom Gulfstream Aerospace Corporation Full time

    **Sr. Compliance Officer - EMEA (Farnborough, UK) in GAC Farnborough** **Unique Skills**: NA **Education and Experience Requirements**: - Bachelor's Degree in Business or related field or equivalent combination of education and experience sufficient to successfully perform the essential functions of the job. Master's or J.D. preferred. Experience in...


  • Farnborough, United Kingdom Career Legal Full time

    Role: Risk & Compliance ManagerClient: UK law firm Location: FarnboroughSalary: £competitive Hours: Monday-Thursday 09:00-17:30, Friday 09:00-17:00Contract Type: PermanentOffice: 4 days a week in, 1 day working from home About the Role:This role will be working for a Legal 500 law firm, who offer legal advice to UK and International businesses as well as...


  • Farnborough, United Kingdom Career Legal Full time

    Role: Risk & Compliance ManagerIf your skills, experience, and qualifications match those in this job overview, do not delay your application.Client: UK law firm Location: FarnboroughSalary: £competitive Hours: Monday-Thursday 09:00-17:30, Friday 09:00-17:00Contract Type: PermanentOffice: 4 days a week in, 1 day working from home About the Role:This role...


  • Farnborough, United Kingdom Career Legal Full time

    Role: Risk & Compliance Manager Client: UK law firm Location: Farnborough Salary: £competitive Hours: Monday-Thursday 09:00-17:30, Friday 09:00-17:00 Contract Type: Permanent Office: 4 days a week in, 1 day working from home About the Role: This role will be working for a Legal 500 law firm, who offer legal advice to UK and International...


  • Farnborough, United Kingdom Career Legal Full time

    Role: Risk & Compliance ManagerClient: UK law firm Location: FarnboroughSalary: £competitive Hours: Monday-Thursday 09:00-17:30, Friday 09:00-17:00Contract Type: PermanentOffice: 4 days a week in, 1 day working from home About the Role:This role will be working for a Legal 500 law firm, who offer legal advice to UK and International businesses as well as...


  • Farnborough, United Kingdom Career Legal Full time

    Role: Risk & Compliance ManagerClient: UK law firm Location: FarnboroughSalary: £competitive Hours: Monday-Thursday 09:00-17:30, Friday 09:00-17:00Contract Type: PermanentOffice: 4 days a week in, 1 day working from home About the Role:This role will be working for a Legal 500 law firm, who offer legal advice to UK and International businesses as well as...


  • Farnborough, United Kingdom Career Legal Full time

    Role: Risk & Compliance ManagerClient: UK law firm Location: FarnboroughSalary: £competitive Hours: Monday-Thursday 09:00-17:30, Friday 09:00-17:00Contract Type: PermanentOffice: 4 days a week in, 1 day working from home Take the next step in your career now, scroll down to read the full role description and make your application.About the Role:This role...


  • Farnborough, United Kingdom Career Legal Full time

    Role: Risk & Compliance ManagerClient: UK law firm Location: FarnboroughSalary: £competitive Hours: Monday-Thursday 09:00-17:30, Friday 09:00-17:00Contract Type: PermanentOffice: 4 days a week in, 1 day working from home Take the next step in your career now, scroll down to read the full role description and make your application.About the Role:This role...


  • Farnborough, United Kingdom Career Legal Full time

    Role: Risk & Compliance ManagerClient: UK law firm Location: FarnboroughSalary: £competitive Hours: Monday-Thursday 09:00-17:30, Friday 09:00-17:00Contract Type: PermanentOffice: 4 days a week in, 1 day working from home About the Role:This role will be working for a Legal 500 law firm, who offer legal advice to UK and International businesses as well as...

  • Compliance Auditor

    4 weeks ago


    Farnborough, United Kingdom Farnborough Airport Ltd Full time

    **ABOUT THE ROLE** The principal responsibilities of the role include: - Lead on performing internal compliance audits across the Airport - Develop a deep understanding and working knowledge of the Assurance Management System, process flows and Compliance Monitoring Program - Respond to questions relating to compliance requirements and support the...


  • Farnborough, United Kingdom KMA Legal Recruitment Ltd Full time

    A leading regional Legal 500 law firm are seeking a Risk and Compliance manager to join them. You will report to the COLP offering legal advice on a variety of issues. You will be responsible for providing and managing the firm’s internal risk and compliance function. Your responsibilities will include but are not limited to: Assisting with...


  • Farnborough, United Kingdom UK Connect Full time

    **Job Title**:Internal Operations Compliance Coordinator **Salary**: £30,000 - 32,000 **Base Location**:Cody Technology Park, Farnborough **Job Type**: Full-time **Department**:Internal Operations **Role Overview**: UK Connect, a connectivity and IoT solutions leader seeks a skilled and diligent Internal Operations and Compliance Coordinator. This key...


  • Farnborough, United Kingdom KMA Legal Recruitment Ltd Full time

    A leading regional Legal 500 law firm are seeking a regulatory and compliance manager to join them. You will join the firm’s office in Farnborough as an in-house lawyer supporting the firm’s regulatory and compliance function. You will report to the COLP offering legal advice on a variety of issues. This will include reviewing and negotiating the...


  • Farnborough, United Kingdom Aqua Compliance Services Full time

    **Aqua Compliance Services have an exciting career opportunity for an apprentice administrator to join our team and study Business Administration Level 3.** We strongly value our employees and embed a culture where individuals are encouraged to be the best version of themselves. As part of our team, we will support and encourage you to succeed in your...