Compliance Officer

4 weeks ago


Farnborough, United Kingdom Assured Full time

Assured FG Ltd is currently seeking a dynamic individual to fulfil a Compliance Officer position within the Compliance department. The primary focus of this role is to conduct compliance monitoring reviews in alignment with the Training and Competency Plan (T&C) and to ensure a high level of professional, efficient and correct customer outcomes are achieved.

As the Compliance Officer you will report directly to the Head of Compliance and your responsibilities will include:

- Execute monitoring activities according to the T&C Plan, including case reviews, thematic reviews and ongoing monitoring activities.
- Collaborate with key stakeholders to agree upon and monitor actions following monitoring activities.
- Produce comprehensive Compliance Monitoring reports upon the completion of monitoring cases.
- Play a vital role in safeguarding the business from fraudulent activity and maintain compliance with regulatory guidelines and company policies.

Qualifications & Experience:

- Enthusiastic, adaptable, and keen to develop a career in Financial Services
- Exceptional written and verbal communication skills are essential.
- Ability to self-manage scheduled workload effectively.
- One to two years' experience in the financial services industry preferred, but not essential.

Hours will be 9.30 - 6.00pm Early finish of 3:00pm on a Friday, this is an office based role.

Salary will be £22,000 - £25,000 per year

20 Days annual leave plus bank holidays - On site parking

**Salary**: £22,000.00-£25,000.00 per year

**Benefits**:

- Casual dress
- Company pension
- Life insurance
- On-site parking
- Private medical insurance
- Work from home

Schedule:

- Monday to Friday
- No weekends

**Education**:

- GCSE or equivalent (preferred)

Work Location: In person

Reference ID: Compliance Officer


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