Data Surveillance Information Officer

Fixed Income Trading Venue is seeking a Trade Surveillance Officer to lead the Trade, E-communications, and Voice communications surveillance for our firm. This is an exciting opportunity for a sales and trading Surveillance VP with fixed Income experience. As the Trade Surveillance Officer, you will report directly to the head of compliance and have sole...

An expanding International Bank are looking to recruit a Trade Surveillance Officer to join their team, covering their sales and trading activities across the Business. **Main Responsibilities** - Design, implement and calibrate new surveillance's as well as the refinement of existing ones. Interacting with IT and Systems teams on the specific design and...

**About this role**: The EMEA Compliance Surveillance team monitors and analyses the sales, trading and banking activities conducted by Wells Fargo's Corporate & Investment Bank "CIB" and Commercial Banking business groups in EMEA as well as undertaking the surveillance of electronic communications and voice communications across both business lines and...

Trade Surveillance Analyst page is loaded Trade Surveillance Analyst Apply locations UK-London time type Full time posted on Posted 4 Days Ago job requisition id R001706 Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40 Corporate Grade: F - Officer Reporting Line: (UK Division) LME Operations ...

TEKsystems is currently engaged with a Tier 1 Investment Bank for a Trade Surveillance Analyst.The ideal Trade Surveillance Consultant will have experience in:Actimize or SMARTSMarket Abuse RegulationsMiddle Office OperationsAny asset class experience would be advantageousHybrid - 2/3 days per week in the London officeInside (Umbrella) daily rate Job Title:...

Risk Oversight & Challenge, Control, Oversight & Assurance Trade Surveillance Officer - London, United Kingdom- Permanent- Full Time#R-00231241

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

**Main duties and responsibilities: ** - Undertake daily trade surveillance activities to address and investigate alerts and identify and investigate potential market abuse and improper activity. - Identify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. - Accurately document...

Job Description Job Description IT Project Manager/Tech BA for Surveillance: London, United Kingdom The primary responsibility of this role, which is part of the IT division, is to lead the development, arrangement, and execution of the trade surveillance plan and strategy. This entails monitoring the consequences of any new business initiatives,...

An exciting opportunity has arisen with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team, in a broad and generalist compliance role based in London. We are looking for someone with trade surveillance experience, that is keen to continue developing their compliance career. The firm requires...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

**Job Title**: EHR Quality Management Surveillance Officer **Location**: Central London / Hybrid Remote **Contract Type**: Fixed term for the duration of EHR implementation **Summary of position** This a fantastic opportunity for an experienced Quality Management Surveillance Officer to become integral in working with the Quality Management Surveillance...

**Details**: **Reference number**: - 281232**Salary**: - £27,690 - £32,203**Job grade**: - Executive Officer**Contract type**: - Permanent**Type of role**: - Administration / Corporate Support - Analytical - Architecture and Data**Working pattern**: - Flexible working, Full-time, Homeworking, Part-time**Number of jobs available**: -...

Our client is an energy and commodities company; its primary business is the trading and distribution of energy products globally THE RESPONSIBILITIES: Monitoring activity across all exchange traded activity for the Business across multiple commodities and jurisdictions; Engaging with exchanges, price reporting agencies and regulators on surveillance...

**Details**: **Reference number**: - 275303**Salary**: - £49,592 - £58,769**Job grade**: - Grade 7**Contract type**: - Permanent**Type of role**: - Science**Working pattern**: - Full-time**Number of jobs available**: - 1Contents Location About the job **Benefits**: Things you need to know Location - Hybrid working with occasional office visits...

Meraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...

Meraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...