Compliance Surveillance Officer

Job DescriptionA great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

Job Description A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach...

Job Description A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the...

**Our Client**: We are working with a global Investment Bank / Capital Markets business in the search for a Compliance Monitoring and Surveillance Analyst to be a part of their London based team. **Responsibilities**: - Undertake daily post trade surveillance monitoring (review and escalate) - Use PowerBI to deal with non-automated Trade Surveillance -...

Fixed Income Trading Venue is seeking a Trade Surveillance Officer to lead the Trade, E-communications, and Voice communications surveillance for our firm. This is an exciting opportunity for a sales and trading Surveillance VP with fixed Income experience. As the Trade Surveillance Officer, you will report directly to the head of compliance and have sole...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

An opportunity has arisen to work with an international trading firm operating on London's global markets. They are seeking compliance professionals with a background in compliance/monitoring who are familiar with forms of market abuse. This opportunitywill provide exposure to the broader compliance requirements within a trading business as there will be...

An opportunity has arisen to work with an international trading firm operating on London's global markets. They are seeking compliance professionals with a background in compliance/monitoring who are familiar with forms of market abuse. This opportunitywill provide exposure to the broader compliance requirements within a trading business as there will be...

**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. - Identify risks/issues and discrepancies and...

THE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...

THE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...

Our client is an energy and commodities company; its primary business is the trading and distribution of energy products globally THE RESPONSIBILITIES: Monitoring activity across all exchange traded activity for the Business across multiple commodities and jurisdictions; Engaging with exchanges, price reporting agencies and regulators on surveillance...

Market Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...