Compliance Officer

2 weeks ago

London, United Kingdom The Risk Partners London Full time

**Our Client**:
We are working with a global Investment Bank / Capital Markets business in the search for a Compliance Monitoring and Surveillance Analyst to be a part of their London based team.

**Responsibilities**:

- Undertake daily post trade surveillance monitoring (review and escalate)
- Use PowerBI to deal with non-automated Trade Surveillance
- Complete risk-based desk and thematic reviews
- Monitoring Communications
- Ensure appropriate documentation is dealt with

**The Requirements**:

- Good academics, ideally including CISI
- Proven Compliance Monitoring & Surveillance experience
- Must have Investment Banking or Capital Markets experience (including related Products)
- Experience in the front office is preferable
- FCA, MIFID II, MAR knowledge is required

We look forward to reading your CV and discussing with you soon

The Risk Partners.... Trusted Partners in Global Governance Recruitment

**Job Types**: Full-time, Permanent

**Salary**: £45,000.00-£55,000.00 per year

**Benefits**:

- Work from home

Schedule:

- Monday to Friday

Work Location: Hybrid remote in London

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