Trade and Comms Surveillance
2 days ago
Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution
Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies.
Perform periodic reviews on the effectiveness of market abuse patterns and market abuse risk assessment to assess the effectiveness of the surveillance framework
Support the Head of Wholesale Markets Compliance to deliver physical and financial regulatory compliance across the group
Perform trade, dispatch and electronic communications surveillance monitoring and escalate issues to management
An understanding of market abuse obligations under MAR and/or REMIT regulations
Experience using a Trade Surveillance system including investigating alerts and calibrating abuse patterns
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Trade Surveillance
7 days ago
London, United Kingdom LHH Recruitment Solutions Full timeAssist in the execution of regular and fundamental reviews of the firm's trade surveillance processes and procedures and implement changes where necessary within the line of business facing teams covering Global Markets. - Lead interactions with the Enterprise Independent Testing team to improve the alerts that are escalated to the Line of Business,...
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Trade Surveillance
7 months ago
London, United Kingdom Barclay Simpson Full time**Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...
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Trade Surveillance
6 months ago
London, United Kingdom BRUIN Financial Full timePermanent - London, **Ref**: 36313 **TRADE SURVEILLANCE SPECIALIST REQUIRED** I am looking for Senior level Trade Surveillance specialists, focused in one of the following: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading. Competitive Salary Get in touch for more details and a confidential...
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Market Abuse Surveillance
6 days ago
Greater London, United Kingdom Black Swan Group Full timeOne of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to
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Market Abuse Surveillance
6 days ago
Greater London, United Kingdom Black Swan Group Full timeOne of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to ben.hudson@blackswangroup.com
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Market Abuse Surveillance
1 week ago
Greater London, United Kingdom Black Swan Group Full timeOne of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to ben.hudson@blackswangroup.com
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Market Abuse Surveillance
6 days ago
Greater London, United Kingdom Black Swan Group Full timeOne of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to ben.hudson@blackswangroup.com
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Trade Surveillance Officer
2 days ago
London, United Kingdom Barclay Simpson Full timeMy client is an Energy trading firm based in London. Due to an increased workload, they are looking to hire a trade surveillance officers into their team. Ideally, you will have energy trading surveillance experience but they are happy to look at surveillance officers with broader product exposure. They are looking for experienced trade surveillance...
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Trade Surveillance Specialist
1 week ago
London, United Kingdom Eames Consulting Full timeMy IM client is looking for a Trade Surveillance Specialist to assist in the completion of trade surveillance and related front office monitoring activities. Other responsibilities; - Analyse relevant trading activity using relevant tools - Provide front office staff compliance and regulatory advice regarding issues from sales and trading activities; -...
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Trade Surveillance Expert
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Trade Surveillance ExpertCompany Overview:As a leading securities firm in the City, we are seeking an experienced Trade Surveillance Expert to join our Compliance Professionals team. This role is critical in ensuring our firm's compliance with regulatory requirements and maintaining a risk-based approach to surveillance activities.Salary: £80,000...
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Trade Surveillance Manager
4 weeks ago
London, United Kingdom Lorien Full timeThe role: Trade Surveillance – Manager: We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team. Responsibilities : • We require the individual to lead technical...
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Trade Surveillance Manager
4 weeks ago
London, United Kingdom Lorien Full timeThe role: Trade Surveillance – Manager: We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team. Responsibilities : • We require the individual to lead technical...
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Trade Surveillance Manager
1 month ago
London,, UK, United Kingdom Lorien Full timeThe role: Trade Surveillance – Manager:We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.Responsibilities:• We require the individual to lead technical client...
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Trade Surveillance Manager
1 month ago
London, United Kingdom Lorien Full timeThe role: Trade Surveillance – Manager:We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.Responsibilities:• We require the individual to lead technical client...
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Trade Surveillance Manager
1 month ago
London, United Kingdom Lorien Full timeThe role: Trade Surveillance – Manager:We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.Responsibilities:• We require the individual to lead technical client...
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Trade Surveillance Manager
1 month ago
London, United Kingdom Lorien Full timeJob Description The role: Trade Surveillance – Manager: We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team. Responsibilities : • We require the individual to lead...
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Trade Surveillance Manager
3 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob Title: Trade Surveillance ManagerWe are seeking an experienced professional to join our Market Abuse Trade Surveillance team. This is a unique opportunity to be part of a growing, market-leading team with a wide and varying portfolio of projects within market abuse.About the Role:In this key role, you will support technical client projects, internal...
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Trade Surveillance Specialist
3 days ago
London, Greater London, United Kingdom NCAA (National Collegiate Athletic Association) Full timeAs a Trade Surveillance Specialist, you will play a critical role in ensuring that our firm's trade surveillance program is effective and compliant with regulatory requirements. You will work closely with colleagues across various teams to design and implement processes and tools to monitor and analyze large datasets related to trade surveillance.
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Trade Surveillance Specialist
3 days ago
London Area, United Kingdom The JM Longbridge Group Full timeAbout the RoleThe JM Longbridge Group is hiring for a Trade Surveillance Specialist to join our team in London. This is a permanent role with a hybrid working pattern, offering a great work-life balance.Key Responsibilities:Analyzing business requirements to identify solutions for trade surveillance processes.Gathering requirements from stakeholders and...
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Trade Surveillance Manager
4 weeks ago
London Area, United Kingdom Lorien Full timeThe role: Trade Surveillance – Manager: We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team. Responsibilities : • We require the individual to lead technical client...