Trade and Comms Surveillance
1 month ago
Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution
Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies.
Perform periodic reviews on the effectiveness of market abuse patterns and market abuse risk assessment to assess the effectiveness of the surveillance framework
Support the Head of Wholesale Markets Compliance to deliver physical and financial regulatory compliance across the group
Perform trade, dispatch and electronic communications surveillance monitoring and escalate issues to management
An understanding of market abuse obligations under MAR and/or REMIT regulations
Experience using a Trade Surveillance system including investigating alerts and calibrating abuse patterns
-
Trade Surveillance
4 weeks ago
London, United Kingdom Barclay Simpson Full time**Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...
-
Trade Surveillance Analyst
3 weeks ago
London, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...
-
Trade Surveillance Analyst
3 weeks ago
London, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...
-
Trade Surveillance
4 weeks ago
London, United Kingdom Bruin Full timeRef: 36313**TRADE SURVEILLANCE SPECIALIST REQUIRED**I am looking for Senior level Trade Surveillance specialists, focused in one of the following: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading.Competitive SalaryGet in touch for more details and a confidential chat.hashtag#tradesurveillancehashtag#marketabuse Bruin recognises the positive...
-
Trade Surveillance Analyst
4 days ago
London, United Kingdom Meraki Talent Ltd Full timeJob Description Meraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst...
-
Trade Surveillance Analyst
4 days ago
London, United Kingdom meraki talent ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent.All potential candidates should read through the following details of this job with care before making an application.Job Description:Our client are seeking a highly motivated and...
-
Trade Surveillance Analyst
2 weeks ago
London, United Kingdom Meraki Talent Ltd Full timeJob DescriptionMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent.Job Description:Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...
-
Trade Surveillance Analyst
3 weeks ago
London, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent.Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible...
-
VP Trade Surveillance
21 hours ago
London, United Kingdom Jacobson Garner Full timeA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade...
-
VP Trade Surveillance
2 days ago
London, United Kingdom Jacobson Garner Full timeA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade...
-
VP Trade Surveillance
2 days ago
London, United Kingdom Jacobson Garner Full timeJob Description A leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and...
-
VP Trade Surveillance
3 days ago
London, United Kingdom Jacobson Garner Full timeA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade...
-
VP Trade Surveillance
23 hours ago
London, United Kingdom Jacobson Garner Full timeA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade...
-
VP Trade Surveillance
4 days ago
London, United Kingdom Jacobson Garner Full timeA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade...
-
Trade Surveillance SME
2 weeks ago
London, United Kingdom Pontoon Full timeAdecco is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an...
-
VP Trade Surveillance
2 days ago
London, United Kingdom Jacobson Garner Full timeJob DescriptionA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced...
-
Trade Surveillance SME
2 weeks ago
London, United Kingdom Pontoon Full timeAdecco is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an...
-
Trade Surveillance SME
2 weeks ago
London, United Kingdom Pontoon Full timeAdecco is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an...
-
VP Trade Surveillance
4 hours ago
City of London, Greater London, United Kingdom Jacobson Garner Full timeA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade...
-
Trade Surveillance Analyst
7 days ago
London, United Kingdom Canaccord Genuity UK Full timeRole Responsibilities Continuously monitor real-time and historical trading data to detect unusual or suspicious trading patterns. Use surveillance systems and analytical tools to identify potential cases of market abuse, such as insider trading, spoofing, front-running, wash trades, and other manipulative practices. Analyse large volumes of trade...