Trade Surveillance

**Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...

Trade Surveillance Officer City of London / Hybrid Permanent Up to £70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis. The Responsibilities of a Trade Surveillance Officer Will Include:Continuous monitoring of market...

MERJE are working exclusively with a leading Energy trading company in their search for a Head of Trade Surveillance to join their team in London.This company is a leading Energy & Commodities trading firm and parent company of several well-known brands. They are committed to providing innovative and sustainable solutions to their customers and are...

Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies. Perform periodic reviews on the effectiveness of market...

Responsibilities: The incumbent shall work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all the bank's business lines. He/she will give input for the design of new monitoring strategies. - Help to enhance monitoring and surveillance controls for conduct and market abuse risks. This includes, but it not...

Summary/Job Purpose The Trade Surveillance Analyst will play a crucial role in monitoring trading activities to ensure compliance with regulatory requirements and internal policies. The ideal candidate will possess a strong understanding of financial markets, regulations, and trading practices. Role Responsibilities Continuously monitor real-time and...

Job description **Business type**: - Types of Jobs - Compliance / Financial Security **Job title**: - Trade Surveillance Officer **Contract type**: - Permanent Contract **Management position**: - No **Job summary**: - The incumbent shall work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all CA...

The Head of Surveillance role is critical role ensuring adequate and appropriate framework and controls are in place to mitigate risks across the business and support them through their growth plans. This is a key leadership role requiring managing teams in multiple locations who are responsible for identifying potential trading anomalies, indications of...

The Head of Surveillance role is critical role ensuring adequate and appropriate framework and controls are in place to mitigate risks across the business and support them through their growth plans. This is a key leadership role requiring managing teams in multiple locations who are responsible for identifying potential trading anomalies, indications of...

Meraki Talent are working with a cutting-edge fintech company dedicated to revolutionizing the financial industry through innovative technology solutions. Their team is composed of dynamic individuals who are passionate about creating positive change in the financial sector. Position Overview: We are seeking a highly skilled and motivated Trade...

Meraki Talent are working with a cutting-edge fintech company dedicated to revolutionizing the financial industry through innovative technology solutions. Their team is composed of dynamic individuals who are passionate about creating positive change in the financial sector.Position Overview:We are seeking a highly skilled and motivated Trade Surveillance...

J- Posted by - James Butt- Recruiter**Company Background** Britannia Financial Group is a global financial group offering banking, securities and investment management services, providing a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more...

**MAR Trade Surveillance - BA**: - London - £650 - £770 - Job type: Contract - Sector: Banking - Job reference: JT39709 Barclay Simpson are currently hiring on behalf of a well renowned European Investment Bank, for a MAR Trade Surveillance Business Analyst to come in on a 10-month contract. You will be joining an exciting and growing team and there is...

**Job Title**:Trade Surveillance Alert Reviewer** **Corporate Title: VP / Director** **Location: London** **Company Overview** At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...

Risk Oversight & Challenge, Control, Oversight & Assurance Trade Surveillance Officer - London, United Kingdom- Permanent- Full Time#R-00231241

United Kingdom - Compliance, Equities - Group Functions **Job Reference #** - 275349BR **City** - London **Job Type** - Full Time **Your role** - The role is to undertake trade surveillance monitoring for the IB UK business activities within the MS&C UK Regional Team to ensure adherence to the key Market Conduct taxonomy, regulatory requirements and...

Description du poste The role requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up to date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement. The person should be familiar with regulatory and conduct issues which are relevant to the CA...

TEKsystems is currently engaged with a Tier 1 Investment Bank for a Trade Surveillance Analyst.The ideal Trade Surveillance Consultant will have experience in:Actimize or SMARTSMarket Abuse RegulationsMiddle Office OperationsAny asset class experience would be advantageousHybrid - 2/3 days per week in the London officeInside (Umbrella) daily rate Job Title:...

We are looking a candidate with 12 months Compliance /Trade Monitoring Surveillance experience to join and work within a Trading Surveillance team.The main function of this position will be to assist in the Company's market surveillance and monitoring processes of trading derivatives. Ideally you will be a numerate graduate with some financial markets...

Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various businesses. Our team is made up of talented and hardworking professionals who think creatively and work...