Trade Surveillance Manager

1 month ago

London Area, United Kingdom Lorien Full time

The role: Trade Surveillance – Manager:


We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.


Responsibilities:

• We require the individual to lead technical client projects and support internal business development as well as thought leadership relating to market abuse

• Be able to advise clients on current industry practices and advancements relating to trade surveillance and market abuse controls

• Keeping abreast of latest trends, cases and new developments in market abuse

• Working as an SME and being able to manage and upskill junior team members


Qualifications & Skills:

• Good understanding of trading businesses and the manifestation of market abuse risks, within sell side investment banks

• Strong understanding of financial products (cash and derivatives) including the different ways in which market abuse risks can manifest

• Strong experience of working within Compliance Surveillance (as either a Consultant or within a Bank). We also welcome candidates from Technology teams with experience of working on third party vendors’ trade surveillance systems implementation or in-house trade surveillance build

• Involvement and awareness of model validation of trade surveillance models as well as data quality for Surveillance

• Good understanding of the trade surveillance vendor landscape, demonstrating awareness of different solutions and involvement in the implementation of these

• Appreciation of what an effective Surveillance Operating Model and Governance Framework looks like

• Flexibility and agility to contribute in a senior capacity to a broad range of market abuse and surveillance engagements

• Self starter, experienced and motivated Manager who has a track record of building excellent client relationships

• Excellent understanding of key Surveillance policy and procedure documentation

• Excellent oral / written communication, planning, project management, networking and influencing skills

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