Financial Crime Officer
3 months ago
**THE COMPANY**:
Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more.
**THE RESPONSIBILITIES**:
- Conducting gap analyses of existing policies and procedures against the JMLSG;
- Assistance in developing policies, procedures and guidance for the Onboarding team;
- Provide advice on financial -crime related queries from within the organisation;
- Help to develop and provide face-to-face training on Financial Crime related matters;
- Assist in developing, implementing and performing first line of controls;
- Assist in developing additional targeted second line monitoring;
- Assist in developing and preparing relevant Management Information;
- Prepare PEP and High Risk Client Forms for signoff by MLRO/DMLRO
- Investigate SARs submitted to UK compliance and submit to the NCA where required;
- Assist in dealing with 3rd party DPA requests - Police, Council, Insolvency Service, and other external agencies including foreign law enforcement e.g investigating and responding to their requests;
- Assist in handling any civil court claims including investigation, provision of evidence, responding to the court, attending court if required;
- Monitoring of suspicious transactions: and
- Additional ad hoc projects as required by the FCM and the wider compliance team.
**EXPERIENCE REQUIRED**:
- 1-2 years financial crime experience within financial services
- High level understanding of the JMLSG, Money Laundering and FCA rules and regulations.
- Good interpersonal and skills, able to interact with people at all levels both face to face, on the telephone and in writing;
- Strong documentation skills;
- Ability to work on multiple projects simultaneously and responding to immediate incidents;
- Ability to assimilate complex details quickly and present clearly to the business or in a report;
- Strong report writing skills, as well as attention to detail and accuracy;
For further information please contact Natalie Eshelby
-
Financial Crime Specialist
4 days ago
London, Greater London, United Kingdom Jigsaw Financial Full timeJob Summary:Jigsaw Financial is seeking a highly skilled Financial Crime Adviser to join our team. As a key member of our compliance department, you will play a critical role in ensuring the company's adherence to Anti-Money Laundering (AML) and Financial Crime regulations.Key Responsibilities:Develop and deliver training programs for various teams on...
-
Financial Crime Specialist
3 days ago
London, Greater London, United Kingdom Jigsaw Financial Full timeJob Summary:Jigsaw Financial is seeking a highly skilled Financial Crime Adviser to join our team. As a key member of our compliance department, you will play a critical role in ensuring the company's adherence to Anti-Money Laundering (AML) and Financial Crime regulations.Key Responsibilities:Develop and deliver training programs for various teams on...
-
Financial Crime Expert
4 months ago
London, United Kingdom Financial Conduct Authority Full timeWe are currently recruiting a Financial Crime Expert for our Supervision Teams in Financial Crime Market Interventions About Us Fighting financial crime is a key FCA public commitment. Financial Crime Market Interventions (Financial Crime MI) provides the dedicated specialist resource and expertise to help the FCA meet its financial crime responsibilities,...
-
Financial Crime Officer
2 months ago
London, United Kingdom Ameriprise Financial Full timeWhere you’ll fit in & what our team goals are… Your role within the EMEA Financial Crime Prevention (FCP) Team will have day-to-day responsibility for regulatory development, Financial Crime Policies and Procedures, investigations and reporting of Suspicious Activity Reports. You will also be responsible for Anti- Bribery and Corruption, Fraud,...
-
Financial Crime Advisory
3 months ago
London, United Kingdom BRUIN Financial Full timePermanent - London, **Ref**: 35202 **Job title - Financial Crime Advisory** **The role** - Manage Sanctions escalations. - Conduct risk assessments on transactions. - Driving the effective resolution of all EMEA Sanction issues. - Provide training and development. - Provide updates on regulatory developments. **Skill and experience** - Excellent...
-
Financial Crime Officer
3 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - Responsible for reviewing the existing Financial Crime risk assessment and to update it - Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and...
-
Financial Crime Investigator
5 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob DescriptionRole Summary: We are seeking a highly skilled and experienced Financial Crime Investigator to join our team at the Financial Conduct Authority (FCA). As a Financial Crime Investigator, you will play a critical role in investigating and prosecuting financial crime cases, ensuring that individuals and firms are held accountable for their...
-
Financial Crime Officer
3 months ago
London, United Kingdom Liberis Full time**Financial Crime Officer** **Reporting to**:Director of Compliance **Location**:London, United Kingdom **Who we are and why we exist** At Liberis - merchants matter most! We've been on a mission to provide small and medium businesses (SMEs) with accessible and responsive finance since 2007. SMEs account for most businesses worldwide and are critical...
-
Financial Crime Officer
3 months ago
London, United Kingdom Barclay Simpson Full time**Financial Crime Officer**: - London - to£70,000 + bonus + bens - Job type: Permanent - Sector: Financial Services, Banking - Job reference: tgb/40053 My client is a very well regarded European banking group looking for someone to join their 2nd line financial crime advisory team. They are a fantastic team that we know exceptionally well having placed...
-
Financial Crime Officer
1 week ago
London, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team. This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest in regulatory updates and developments looking to diversify their skill set by increasing their sanctions and financial crime...
-
Financial Crime Officer
6 days ago
London, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team.Ready to make your application Please do read through the description at least once before clicking on Apply.This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest in regulatory updates and...
-
Financial Crime Officer
2 weeks ago
London, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team. This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest in regulatory updates and developments looking to diversify their skill set by increasing their sanctions and financial crime...
-
Financial Crime Officer
6 days ago
London, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team.Ready to make your application Please do read through the description at least once before clicking on Apply.This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest in regulatory updates and...
-
Financial Crime Officer
2 weeks ago
London, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team.This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest in regulatory updates and developments looking to diversify their skill set by increasing their sanctions and financial crime...
-
Financial Crime Officer
2 weeks ago
London, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team.This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest in regulatory updates and developments looking to diversify their skill set by increasing their sanctions and financial crime...
-
Financial Crime Officer
2 weeks ago
London,, UK, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team.This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest in regulatory updates and developments looking to diversify their skill set by increasing their sanctions and financial crime...
-
Financial Crime Officer
3 days ago
London, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team.Please double check you have the right level of experience and qualifications by reading the full overview of this opportunity below.This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest...
-
Financial Crime Officer
1 day ago
London, United Kingdom Arthur Recruitment Full timeArthur are working with a leading Insurer in their search for a Financial Crime Officer to join their team.Please double check you have the right level of experience and qualifications by reading the full overview of this opportunity below.This role will suit insurance compliance candidates currently in a financial crime role, or those with a keen interest...
-
Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Rothstein Recruitment Ltd Full timePosition OverviewRole: Compliance Officer - Financial CrimeAn exceptional opportunity has arisen to serve as the Compliance Officer for a leading Retail organization. In this pivotal role, you will be responsible for ensuring adherence to anti-money laundering (AML) regulations, alongside relevant financial crime laws and policies.We are in search of a...
-
Sanctions Supervisor in Financial Crime Market
3 months ago
London, United Kingdom Financial Conduct Authority Full timeSalary National ranging from £41,800 to £45,500 and London ranging from £46,000 to £50,000 - Are you ready to develop your career and specialism joining our team of supervisors in Financial Crime Market Intervention? - The team/department - Financial Crime Market Interventions provides the dedicated specialist resource and expertise to help the FCA...