Kyc Quality Assurance Associate

3 weeks ago

Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

KYC Quality Assurance Associate
The Quality Assurance (QA) Team is an integral part of the Controls environment and is responsible for conducting a continuous analysis against internal KYC standards, procedures and regulatory requirements to ensure quality, completeness, and accuracy of KYC. The team works closely with the KYC Management Team, Global Financial Crimes Compliance and the enterprise-wide control program teams to identify, remediate and track issues, and develop controls to sustain improvements as they are made.

Globally, the Quality Assurance team supports the review of activities performed by several Line of Business (LOB) teams that support the firm's Global AML Program with the primary focus placed on review and analysis of KYC and Due diligence records.

The QA tester will perform reviews on New Business and Renewal KYC records. The QA tester may also be responsible for completing additional targeted testing relating to KYC activities. The tester will document all test results and findings and be expected to identify incorrect decision making, determine gaps in processes and procedures, and question the integrity of data and adherence to processing and servicing standards, policies and procedures. The Quality Assurance tester will review from a regulatory and compliance perspective that all due diligence requirements across multiple client types were adhered to. The quality assurance tester is accountable for providing constructive and material feedback to KYC Onboarding/Quality Control and other relevant stakeholders, as appropriate. The feedback will include an assessment of the quality and accuracy of the information provided in the record and the inclusion of all supporting evidence to fulfil KYC due diligence requirements. The QA tester will report to the QA Manager.

**Primary responsibilities include**:

- Perform ongoing formal testing of completed KYC records to ensure KYC standards are met.
- Review the quality of completed KYC records using pre-defined test scripts which are based on.
- Question and investigate the reliability and integrity of data, the validity of conclusions and the appropriateness of assumptions made (where appropriate).
- Perform root cause analysis and make recommendations for addressing identified deficiencies or improvements to business processes.
- Present complex and sensitive issues to senior management in a persuasive manner
- Work with Global Partners to ensure consistency with the Global QA framework and governance approach.
- Effectively communicate with key points of contact to ensure the fluid sharing of information and feedback across pertinent teams.

**Required qualifications, capabilities, and skills**:

- Experience in Banking or related industry and good knowledge and practice of KYC/ AML related matters.
- Good understanding of KYC records, KYC standards.
- Good analytical and communication/presentation skills.
- Ability to deter and articulate findings / exceptions and escalate promptly to relevant parties.
- Ability to conduct root cause analysis and risk analysis.
- Ability to manipulate data and conduct quantitative and qualitative analysis of testing results.
- Proficiency in MS Excel, documentation and metrics.

**Preferred qualifications, capabilities, and skills**:

- French or other language preferred.

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.

  • KYC Quality Control Reviewer

    4 weeks ago

    Bournemouth, United Kingdom JPMorgan Chase & Co. Full time

    Looking for a new chapter in your career? This opportunity will positively impact your career, especially in terms of familiarity with KYC processes in multicultural organisation. As a Quality Control Reviewer in KYC Operations Team, you will be responsible for performing end to end quality reviews of KYC profiles to ensure compliance with corporate and...

  • Quality Control Reviewer

    2 weeks ago

    Bournemouth, United Kingdom JPMorgan Chase & Co. Full time

    This opportunity might positively impact your career, especially in terms of familiarity with KYC processes in multicultural organisation. As a Quality Control Reviewer in KYC Operations Team, you will be responsible for performing end to end quality reviews of KYC profiles to ensure compliance with corporate and local regulatory standards for new clients,...

  • Cib Wko Reviewer Quality Control Specialist

    7 days ago

    Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

    he Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the...

  • Quality Assurance Manager

    4 weeks ago

    Bournemouth, Dorset, United Kingdom Purosearch Ltd Full time

    Quality Assurance Manager / Clinical Area Manager / Regional Clinical Manager. £68k + car + Bonus Dorset Quality Assurance Manager / Clinical Area Manager / Regional Clinical Manager required to join major care provider. You will join a truly market leading care provider with a fantastic reputation for delivering the very best care to their residents....

  • Claims Quality Assurance Officer

    4 weeks ago

    Bournemouth, Dorset, United Kingdom Purosearch Ltd Full time

    Quality Assurance Manager / Clinical Area Manager / Regional Clinical Manager. £68k + car + Bonus Quality Assurance Manager / Clinical Area Manager / Regional Clinical Manager required to join major care provider. You will join a truly market leading care provider with a fantastic reputation for delivering the very best care to their residents. Our...

  • Quality Assurance

    5 days ago

    Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

    **Responsibilities** - Develop a strong understanding of the business process and execute test plans that align with the business process and system workflow. - Analyze and understand existing automation framework. - Upgrade/create new reusable test framework using Java, Cucumber, Selenium as per functional requirements - Carry out functional and regression...

  • Client Analytics Solutions Associate

    4 weeks ago

    Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

    Welcome to JPMorgan. Are you an analytical thinker, with a thirst for innovation & the willingness to tackle complex business problems? You have come to the right place. As a Client Analytics Solutions Associate, you will spend each day defining, refining, and delivering strategic data solutions for our global stakeholders in Corporate Functions and all line...

  • Head of Quality Operations

    4 weeks ago

    Bournemouth, United Kingdom learndirect Full time

    Through education, people can transform their lives and reach career goals. learndirect has been empowering individuals to reach the height of their potential for many years, with a forward-thinking digital approach. As the UK’s leading online learning provider, we have helped millions of learners gain qualifications that have led to exciting careers. Our...

  • Policy Officer

    7 days ago

    Bournemouth, United Kingdom BCP Council Full time

    **Policy Officer - Adult Social Care Services (ASC)** Looking for a new challenge? Keen to really make a difference for vulnerable people? Do you - enjoy understanding and creating policy and guidance to ensure work processes are of a high quality? - have a passion for continuous improvement by reviewing how we work - have a good eye for detail - working...

  • Manager/Quality Manager

    4 weeks ago

    Bournemouth, Dorset, United Kingdom Holt Engineering Recruitment Limited Full time

    We currently have a position available for an experienced Quality Manager for one of the local areas largest and most successful manufacturing businesses Our client is a worldwide supplier of precision manufactured products provided into several of the globes largest industries. The Quality Manager will provide strong leadership and able to provide a...

  • Announcement Capture Utility

    7 days ago

    Bournemouth, United Kingdom JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Are you interested in learning ‘Skills of the Future’? Then join our team! As an Announcement Capture Utility - Associate in the Announcement Capture Utility Operations team, you will ensure all daily controls and processing are completed and signed off including client service inquiry resolution as well as all key metrics produced...

  • Quality and Training Administrator

    4 weeks ago

    Bournemouth, Dorset, United Kingdom RecruitmentRevolution.com Full time

    Are you organised with excellent administration skills? Ready to join the largest car company in the world? Plus Discounted MOTs, Servicing and Parts, Life Assurance, Referral Bonus, Pension Scheme and More… Hours: Mon to Fri, 8.30pm, one in four Saturdays, 8.As one of the leading Toyota Centre's in the UK we are passionate about ensuring our customers...

  • Associate Electrical Engineer

    3 weeks ago

    Bournemouth, Dorset, United Kingdom RGB Recruitment Ltd Full time

    Senior Mechanical Engineer Permanent Principal Electrical Engineer Permanent Senior Electrical Engineer Permanent Senior Mechanical Engineer Permanent Principal Electrical Engineer Permanent Senior Electrical Engineer Permanent Associate Electrical Engineer We have an exciting opportunity for an experienced Associate Electrical Engineer...

  • Emea Sanctions Client Diligence

    4 weeks ago

    Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

    You will work in EMEA Sanctions Client Diligence as part of the EMEA Sanctions Compliance team within Global Sanctions Compliance ("GSC") who ensure compliance with the firm's global sanctions processes. The role requires a level of independent decision making and judgment when assessing client sanctions risk, and you must be able to adapt to a rapidly...

  • Announcement Capture Utility

    7 days ago

    Bournemouth, United Kingdom JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Are you interested in learning ‘Skills of the Future’? Then join our team! As an Announcement Capture Utility - Senior Associate in the Announcement Capture Utility Operations team, you will ensure all daily controls and processing are completed and signed off including client service inquiry resolution as well as all key metrics...

  • Associate Electrical Engineer

    3 weeks ago

    Bournemouth, Dorset, United Kingdom Pertemps Full time

    Associate Electrical Engineer We have an exciting opportunity for an experienced Associate Electrical Engineer to join our client’s office based in Bournemouth. In this role you will have a high degree of self-government as you’ll be leading and managing the Electrical Services team and support staff to deliver consistent high-quality service for...

  • Group Operations Manager and Marketing Associate

    5 days ago

    Bournemouth, United Kingdom ETC International College Full time

    **Job Title**: Group Operations Manager and Marketing Associate **Location**:Bournemouth **Salary**: £26,000 - £30,000 per year plus bonus **Job Type**:Permanent/Full-time **About us**: **About the role**: The position can be split into two roles; Marketing (Marketing Associate) and Delivery (Group Operations Manager). - _Marketing_: (Approx....

  • Associate Electrical Engineer

    3 weeks ago

    Bournemouth, Dorset, United Kingdom RGB Recruitment Full time

    Associate Electrical Engineer We have an exciting opportunity for an experienced Associate Electrical Engineer to join our client’s office based in Bournemouth. In this role you will have a high degree of self-government as you’ll be leading and managing the Electrical Services team and support staff to deliver consistent high-quality service for...

  • Market Risk Reporting

    4 weeks ago

    Bournemouth, United Kingdom JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Join Risk Reporting & Middle Office (RRMO), a group within Corporate Risk which is responsible for reporting and analysis to internal Risk Management and to Regulators; monitoring controls and the quality of risk data, and is accountable for the management and execution of key reporting projects. The group produce daily, weekly & monthly...

  • Planning Associate

    8 hours ago

    Bournemouth, United Kingdom McCarthy Stone Full time

    **About You** Intellectually agile with meticulous attention detail, a positive strategic approach and being adaptable are highly sought-after attributes for this role. **The Role** Typically, the role will involve managing your own workload under the supervision of the Group Head of Planning and Group Planning Manager and undertaking planning research...