Head of Surveillance

Job Title: Surveillance Function HeadCompany Overview:We are a leading securities firm based in the City, and we are seeking an experienced Surveillance Function Head to join our Compliance Professionals team. This role is critical in ensuring our firm's compliance with regulatory requirements and maintaining a risk-based approach to surveillance...

-Job description Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Our...

**About this role**: The EMEA Compliance Surveillance team monitors and analyses the sales, trading and banking activities conducted by Wells Fargo's Corporate & Investment Bank "CIB" and Commercial Banking business groups in EMEA as well as undertaking the surveillance of electronic communications and voice communications across both business lines and...

**Head of Sanctions & Surveillance and DMLRO** **£115k - £130k** **Location: West End (Hybrid)** A globally recognised private bank within London is looking to expand their Financial Crime Compliance team, seeking to recruit for an experienced and hard-working professional to join the position of Head of Sanctions and Surveillance. This is a key role...

**Head of Sanctions & Surveillance and DMLRO** **£115k - £130k** **Location: West End (Hybrid)** A globally recognised private bank within London is looking to expand their Financial Crime Compliance team, seeking to recruit for an experienced and hard-working professional to join the position of Head of Sanctions and Surveillance. This is a key role...

Job Title: CCO Head of Surveillance and ComplianceWe are seeking a highly experienced individual to lead our Surveillance and Controls Unit.In this role, you will be responsible for developing, implementing, and overseeing a robust monitoring and surveillance program to detect and prevent potential misconduct, market abuse, and other compliance violations...

Fixed Income Trading Venue is seeking a Trade Surveillance Officer to lead the Trade, E-communications, and Voice communications surveillance for our firm. This is an exciting opportunity for a sales and trading Surveillance VP with fixed Income experience. As the Trade Surveillance Officer, you will report directly to the head of compliance and have sole...

**What will you be doing** A senior management role with responsibility for providing overall leadership, strategic direction and ongoing management of the effective delivery of the Market Surveillance Program globally. Reporting to the Head of Market Surveillance, the role holder will be accountable for ensuring compliance with all relevant policies,...

Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies. Perform periodic reviews on the effectiveness of market...

A- Posted by - AJ Biasca- Recruiter**Job Purpose** The Market Abuse Surveillance team ensures strong oversight over the methods by which the bank detects potential misbehaviour from our clients and employees, escalates potential issues to Senior Management, and reports potential issues to our regulators. The team offers expertise on all Market Abuse risks in...

United Kingdom - Compliance - Group Functions **Job Reference #** - 262737BR **City** - London **Job Type** - Full Time **Your role** - Do you have experience managing complex market conduct surveillance programs from an execution perspective? Can you lead teams with the drive and passion needed to develop people and processes targeting complex market...

Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North...

**THE COMPANY**: Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities **THE RESPONSIBILITIES**: - Assist in developing a Compliance Risk Assessment (‘CRA’) methodology - Completing aspects of the CRA, Market Abuse Risk Assessment and other...

Job Title:Commodity Surveillance Transformation ManagerAbout Lawson Chase:We are a multinational commodity trading and mining company seeking an experienced Change Governance & Transformation Manager to support the Co-Head of Surveillance in managing the change & transformation agenda.This role is responsible for delivering concise written communications...

As the UK’s new health security agency, the UKHSA is relentlessly focused on protecting the public from an ever increasing range of dangers to our health. The impact of infectious diseases, our changing climate, biological threats and wider health risks have made us all more aware of how important it is to feel health secure. Within the UKHSA we are...

Job Title: Surveillance Analyst Location: London Duration: 12 monthsMy high-profile banking client are recruiting for a Surveillance Analyst. The role is a Hybrid role which will require the candidate to work on site 3 days a week, working normal office hours. The role will be for a 12-month contracting position. Role responsibility To monitor, analyse and...

Job Title Market Surveillance Specialist - London, UK Estimated annual salary £50,000 - £70,000 depending on experience.About GFO-XGFO-X is a regulated trading venue dedicated to digital asset derivatives. We aim to provide a secure and efficient environment for market participants.Market Surveillance RoleThe Market Surveillance Group monitors trading...

**Main duties and responsibilities: ** - Undertake daily trade surveillance activities to address and investigate alerts and identify and investigate potential market abuse and improper activity. - Identify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. - Accurately document...

The Regional Head of ICRM Institutional Clients Group (“ICG”) Surveillance will be responsible for Citi’s Surveillance programs within the relevant region including Electronic Communications, voice, Trade, IBSG, Syndicate and Retail Surveillance. His/her responsibilities will include setting an annual plan for the region and executing accordingly. The...

**Job Title**:Trade Surveillance Alert Reviewer** **Corporate Title: VP / Director** **Location: London** **Company Overview** At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...