Regulatory Compliance Officer

Compliance Officer Role OverviewWe are seeking a skilled Compliance Officer to join our team at MI Search Ltd. In this role, you will play a crucial part in developing and implementing our compliance regime, ensuring our financial planning arm operates within the required regulatory framework.Key Responsibilities:Develop and implement compliance policies and...

Job Overview: We are seeking a highly skilled and detail-oriented Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our company operates in accordance with all applicable laws, regulations, and internal policies. You will play a crucial role in maintaining the integrity of our operations and safeguarding...

Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our risk and compliance function at QED Legal, a leading full-service law firm. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct...

Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our risk and compliance function at QED Legal, a leading full-service law firm. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct...

**Salary is up to £26,000 p.a. + £500 bonus per month**: - **Free Parking**: - **Hybrid working** **JOB DESCRIPTION**: - Proactively monitor and review regulatory developments on a weekly basis, making initial assessments and producing summaries. - Provide technical advice and guidance on compliance matters. - Maintain a detailed regulatory change road...

Compliance and Regulatory ExpertiseAlpha Capital Group UK is a leading proprietary trading firm dedicated to empowering traders with the resources and tools needed for success. We pride ourselves on maintaining a robust compliance framework that ensures adherence to all relevant regulations.Key Responsibilities:Review and verify Know Your Customer (KYC)...

Compliance Officer OpportunityWe are seeking a highly skilled Compliance Officer to join our team at Sacco Mann. As a key member of our compliance team, you will play a vital role in ensuring our firm's compliance with regulatory requirements.Key Responsibilities:Provide compliance support to various teams within the firm.Implement and maintain anti-money...

Compliance Officer OpportunityWe are seeking a highly skilled Compliance Officer to join our team at Sacco Mann. As a key member of our compliance team, you will play a vital role in ensuring our firm's compliance with regulatory requirements.Key Responsibilities:Provide compliance support to various teams within the firm.Implement and maintain anti-money...

Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our team at QED Legal, a leading full-service law firm. As a key member of our risk and compliance function, you will play a vital role in ensuring the firm's compliance with regulatory requirements.Key Responsibilities:Conduct client due diligence,...

Duties: - Develop and implement compliance policies and procedures - Conduct internal audits to assess adherence to regulations - Monitor and report on compliance issues - Collaborate with departments to ensure alignment with regulations - Provide guidance on compliance matters to staff members - Keep abreast of regulatory developments and industry best...

**Application Deadline** - Ongoing**Department** - Risk & Compliance**Employment Type** - Permanent**Location** - Newcastle Upon Tyne**Reporting To** - Compliance**We are seeking an exceptional Compliance Officer to join our Risk & Compliance team on a global scale. We’re on the lookout for someone who is not only passionate but also brimming with...

Sacco Mann is once again working with a fantastic organisation which is responsible for delivering safe, reliable electricity for more than 8 million people across 3.9 million homes and businesses in the North East, Yorkshire and northern Lincolnshire. Reporting into the General Counsel, we are now seeking a UK qualified Solicitor to perform the role of Head...

Sacco Mann is once again working with a fantastic organisation which is responsible for delivering safe, reliable electricity for more than 8 million people across 3.9 million homes and businesses in the North East, Yorkshire and northern Lincolnshire. Reporting into the General Counsel, we are now seeking a UK qualified Solicitor to perform the role of...

Compliance Officer RoleWe are seeking a highly skilled Compliance Officer to join our team at Sacco Mann. As a Compliance Officer, you will play a crucial role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide compliance support to various teams within our law firm, ensuring adherence to...

Compliance Officer RoleWe are seeking a highly skilled Compliance Officer to join our team at Sacco Mann. As a Compliance Officer, you will play a crucial role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide compliance support to various teams within our law firm, ensuring adherence to...

Compliance Officer Job DescriptionSacco Mann is seeking a skilled Compliance Officer to join their team in Newcastle. The ideal candidate will have a strong background in compliance and risk management, with experience in a regulated legal or professional services environment.Key Responsibilities:Provide compliance support to various teams within the law...

Compliance Officer Job DescriptionSacco Mann is seeking a skilled Compliance Officer to join their team in Newcastle. The ideal candidate will have a strong background in compliance and risk management, with experience in a regulated legal or professional services environment.Key Responsibilities:Provide compliance support to various teams within the law...

Compliance Manager Job Description3t is seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will be responsible for ensuring that our organization meets all relevant regulatory requirements and maintains a strong compliance culture.Key Responsibilities:Develop and implement compliance policies and procedures to ensure...

Compliance Manager Job Description3t is seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will be responsible for ensuring that our organization meets all relevant regulatory requirements and maintains a strong culture of compliance.Key Responsibilities:Develop and implement compliance policies and procedures to...

Compliance Manager Job Description3t is seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will be responsible for ensuring that our organization meets all relevant regulatory requirements and maintains a strong culture of compliance.Key Responsibilities:Develop and implement compliance policies and procedures to...