Compliance Officer
5 months ago
**The Role**
We are excited to present an opportunity for an experienced compliance officer to join our Operations Department. As an integral part of the Compliance Team, you will play a pivotal role in the successful delivery of the compliance monitoring plan and advancements to our risk management framework.
**Compliance Officer job details**:
- Conduct file checks, departmental assurance, risk, client outcome and third-party due diligence monitoring and oversight activities.
- Collaborating with the Compliance and wider teams to develop the 1st and 2nd line of defence approach to risk management.
- Supporting the Compliance Team in the preparation and collation of regulatory reporting.
- Providing guidance on the creation of, and review and approval of financial promotions and customer facing documents to ensure that they adhere to the relevant regulations and procedures.
- Undertaking and advising on Consumer Duty including but not limited to product governance, fair value assessments and completion of insurer information requests.
- Developing compliance working papers, testing and management information including outcomes reporting.
- Providing oversight and maintenance of agency, introducer, appointed representative and third party contract management variations, assessments, and maintenance.
- Completion of general compliance team administrative tasks, record keeping and maintenance. Skills needed to succeed as a Compliance Officer
- Minimum of 2 years’ compliance /quality assurance and or risk management experience, within an FCA regulated business.
- Good understanding of general retail insurance products.
- Good working knowledge e of the UK regulatory framework and experience with FCA or PRA handbooks, such as IDD and FCA ICOBS, SYSC, SUP, PROD, DISP. PRIN, COND and GDPR.
- Commercial awareness of changing regulatory requirements and trends.
- Focus on the delivery of good customer outcomes.
- Capable of compiling, analysing, and interpreting management information and data to Facilitate problem solving, decision making and effective change.
- Ability to develop strong, effective relationships at all levels of business, adapting content and tone to suit audience.
**Helpful skills (not all required)**
- Hold a professional qualification CII, ICA, IRM
- Good understanding of anti-money laundering, governance and risk, financial crime prevention, customer due diligence
- Experience of writing policies and procedures to ensure they are reflected correctly in customer comms and vice versa.
- Complaint handling and management
**Salary**: £29,000.00-£31,500.00 per year
**Benefits**:
- Company pension
- Enhanced maternity leave
- Enhanced paternity leave
- Free parking
- Health & wellbeing programme
- Private medical insurance
- Work from home
Schedule:
- Monday to Friday
Application question(s):
- Do you have a minimum of 2yrs compliance / quality assurance / risk management experience?
Licence/Certification:
- Driving Licence (required)
Work Location: In person
-
Compliance Officer
5 months ago
Malton, United Kingdom Yorkshire Coast Recruitment Full time**Compliance officer** **Location**: Malton, North Yorkshire **Salary**: £29,000 - £31,500 (Depending on experience) **Hours**: Full time, Monday to Friday We are recruiting on behalf of our client for an experienced compliance officer to join the operations department. You will play a pivotal role in the successful delivery of the compliance...
-
Compliance Officer
6 months ago
Malton, United Kingdom Yorkshire Baker Full time**Compliance Officer** An exciting opportunity has arisen for a Compliance Officer, to join our Technical Team, here at Yorkshire Baker. The main purpose of this role is to ensure that factory practices relating to Food Safety & Product Quality comply to the site’s FSQMS. To maintain the calibration and validation programmes relating to the HACCP plan. To...
-
Aircraft Compliance Manager
3 weeks ago
Malton, North Yorkshire, United Kingdom Reed Specialist Recruitment Ltd. Full timeJob Title: Compliance ManagerJob Type: Full-timeJob Description:We are seeking a Compliance Manager to oversee the food safety, legality, and quality of all products manufactured on site. The successful candidate will be responsible for developing a comprehensive Food Safety Quality Management System (FSQMS) and conducting regular audits. This role involves...
-
Aircraft Compliance Specialist
1 month ago
Malton, North Yorkshire, United Kingdom Reed Specialist Recruitment Ltd. Full timeCompliance Manager Job DescriptionJob SummaryWe are seeking a Compliance Manager to oversee the food safety, legality, and quality of all products manufactured on site. The successful candidate will be responsible for developing a comprehensive Food Safety Quality Management System (FSQMS) and conducting regular audits.Key ResponsibilitiesLead on customer...
-
Office Manager
1 week ago
Malton, United Kingdom CV-Library Full timeAre you an organized, detail-oriented professional with a passion for sports & engineering? We are delighted to be working exclusively with our client seeking a dedicated Office Manager to play a pivotal role in the seamless running of the operations for our client’s small team. The Role: * Travel Coordination: Arranging flights, car hire, hotels,...
-
Office Manager
2 days ago
Malton, United Kingdom Synergem Recruitment Full timeAre you an organized, detail-oriented professional with a passion for sports & engineering?We are delighted to be working exclusively with our client seeking a dedicated Office Manager to play a pivotal role in the seamless running of the operations for our client’s small team.The Role: * Travel Coordination: Arranging flights, car hire, hotels, and...
-
Planning Coordinator
6 months ago
Malton, United Kingdom Hawk 3 Talent Solutions Full time**Planning Coordinator** **Malton North Yorkshire YO17** **£26,000 - £33,000 per annum** Permanent Office based role **(Maternity Cover for 12 months)** Hours Monday to Friday Full time 8am - 5pm Hawk 3 Talent Solutions are looking for an experienced Livestock Planning Coordinator to support a team based in Malton North Yorkshire. This role would...
-
Planning Co-ordinator
5 months ago
Malton, United Kingdom Hawk 3 Talent Solutions Full time**Planning Coordinator** **Malton North Yorkshire YO17** **£26,000 - £33,000 per annum** Permanent Office based role **(Maternity Cover for 12 months)** Hours Monday to Friday Full time 8am - 5pm Hawk 3 Talent Solutions are looking for an experienced Livestock Planning Coordinator to support a team based in Malton North Yorkshire. This role would...
-
Electrical Engineering Specialist
1 week ago
Malton, North Yorkshire, United Kingdom CommScope Full timeJob DescriptionWe are seeking an exceptional Electrical Engineering Specialist to join our team at Commscope, a leading company in the industry. Based in Malton, North Yorkshire, this role offers a unique opportunity to make a real impact on our global operations.As an Electrical Engineering Specialist, you will be responsible for carrying out site...
-
Design Associate Director
5 months ago
Malton, United Kingdom Severfield Group Full timeDo you want to work for the UK’s market leading structural steel company? We are looking for a Design Associate Director to join our site in Sherburn. You will be responsible for the running of a busy Design Team, this will require close working with peers to ensure adequate and appropriate engineering resources is allocated to support the Performance of...
-
Livestock Planning Coordinator
6 months ago
Malton, United Kingdom Bridge Recruitment Ltd York Full timeTitle : Livestock Planning Coordinator Pension Employer contribution rate : 8% Job Purpose **:*This is a maternity cover contract** We are seeking a dedicated and detail-oriented Livestock Planning Manager to join our team. In this role, you will be responsible for compiling the weekly production plan, ensuring effective coordination with suppliers,...
-
QA Administrator
6 months ago
Malton, United Kingdom Employment Solutions Full timeJoin our clients Commercial and Industrial Division as a QA Admin Support at our client's site in the Malton area. This role plays a pivotal part in ensuring compliance with project specifications, organising objective evidence systematically within their quality system to demonstrate full adherence to client requirements. Ideal for individuals with a knack...
-
Food Processing Specialist
2 weeks ago
Malton, North Yorkshire, United Kingdom Nicholas Associates Group Limited Full timeWe are seeking a skilled and motivated Production Operator to join our client's small, friendly team in the food processing industry located in Scarborough. Our client is committed to delivering high quality products while upholding the highest standards of safety and efficiency.The ideal candidate will have previous experience in manufacturing, food...
-
IT Project Manager
1 month ago
Malton, United Kingdom CV-Library Full timeIT Project Manager - Malton - £40,000 to £50,000 Principal IT are working with a business based in Malton which have offices across the full of the UK and Europe. They are currently on the lookout for an IT Support Technician to join them on a permanent basis. In this role as a Project Manager you will be reliable for the IT Services &...
-
IT Project Manager
3 weeks ago
Malton, United Kingdom Principal IT Full timeIT Project Manager - Malton - £40,000 to £50,000Principal IT are working with a business based in Malton which have offices across the full of the UK and Europe. They are currently on the lookout for an IT Support Technician to join them on a permanent basis. In this role as a Project Manager you will be reliable for the IT Services & Business Analysts...
-
Legal Secretary
4 weeks ago
Malton, North Yorkshire, United Kingdom Bridge Recruitment Ltd Full timeJob Summary:Bridge Recruitment Ltd is seeking a skilled Private Client Secretary to join their team. As a Private Client Secretary, you will be responsible for providing administrative support to the Legal Advisor, ensuring the smooth operation of the office, and maintaining high standards of client care.Key Responsibilities:• Preparing correspondence and...
-
Financial Reporting Business Partner
5 months ago
Malton, United Kingdom Chase and Holland Full time**Financial Reporting Business Partner - Malton - £45,000 - £55,000** **In return you’ll receive**: - Salary up to £55,000 (dependent on experience) - Car allowance - Generous holiday entitlement - Exceptional career development opportunities - Fantastic company benefits **Financial Reporting Business Partner responsibilities**: - Prepare and review...
-
Grain Processing Specialist
3 weeks ago
Malton, North Yorkshire, United Kingdom Stafforce Full timeStafforce, a leading player in the food processing industry, is seeking a skilled Grain Processing Specialist to join their Scarborough facility. As a key member of the production team, this individual will play a critical role in delivering high-quality products while maintaining the highest standards of safety and efficiency.Key Responsibilities:Operate...
-
Electrical Design Engineer
5 days ago
Malton, North Yorkshire, United Kingdom CommScope Full timeWe are seeking an exceptional Electrical Design Engineer to join our team in Malton, North Yorkshire. This is a fantastic opportunity to work on the design, development, and validation of new products and systems.As an Electrical Design Engineer, you will be responsible for developing cabinet wiring systems that meet customer demands and expectations. You...
-
Insurance Account Executive
5 months ago
Malton, United Kingdom Hawk 3 Talent Solutions Full time**Insurance Account Executive** **Malton North Yorkshire** **£35,000 - £45,000 per annum plus bonus** **Commutable from Pickering, Malton, Scarborough, York** Hybrid or remote working available (must be able to attend Malton or Hull Office as required) Monday to Friday 8.30am - 5pm Hawk 3 Talent Solutions are looking for an experienced Insurance...