Financial Compliance Monitor

An excellent opportunity for an individual looking to join an Independent Financial Advisory Network as a Financial Compliance Monitor. Earn a basic salary of up to £35,000 depending on experience. This is your opportunity to join financially secure and growing business in an exciting time of growth.The firm has been operating as an FCA-regulated IFA...

This is a fantastic opportunity to join a dynamic and growing financial services group that is at the forefront of technological innovation and the future of financial advice. As part of their business growth, the opportunity has arisen for an individual to join a dynamic and growing financial services group as a key member of the compliance team. You will...

**Are you looking for a Compliance Monitoring opportunity that offers great experience, the chance to really progress your career and a high degree of agile working? Then look no further.** This company is on a journey. Despite being very well established and highly successful already, they’re still looking to grow and offer an increased range of products...

Job Description Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within...

Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS. It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS. It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS. It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Job Description Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS. It is a key position within the Compliance Monitoring function, as the most senior position...

Job Description Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS. It is a key position within the Compliance Monitoring function, as the most senior position...

/// Senior Compliance Monitoring Officer // Second Line Risk // Risk & Compliance // Financial Services // Hybrid // £35,000 - £40,000 /// Undertaking reviews to deliver the Second Line oversight plan including the ownership of specific reviews (covering the business primary risk categories) Role Purpose *Undertake risk-based oversight activity in line...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

We are looking for a Compliance Monitoring and Oversight Lead to join our team at Starling Bank. This role will involve providing second line of defence (2LoD) regulatory compliance oversight over 1LoD / business teams, ensuring they meet their regulatory obligations and effectively manage their regulatory compliance and conduct related risks.The estimated...

We are seeking a Senior Compliance Monitoring Officer to join our team at Starling Bank, a fully licensed UK bank that combines the culture and spirit of a fast-moving tech company with traditional banking services.This role is designed to provide second-line defence (2LoD) regulatory compliance oversight over first-line defence (1LoD) / business teams,...

About the RolePrestige Recruitment Group is working with a financial services company in Flintshire, North Wales to find an experienced AML / Compliance Analyst.Job Summary:The successful candidate will be responsible for monitoring file reviews, assisting the Compliance Manager with Business Diary and Compliance actions, training and competence for...

Job Overview:The Development Bank of Wales is seeking a highly skilled Financial Asset Monitoring Executive to join our portfolio management team. The successful candidate will be responsible for monitoring and managing a portfolio of financial assets, with a focus on minimising financial loss and maximising profit.This is an exciting opportunity to work in...

Job Description We're recruiting for a?Head of Financial Crime Monitoring ? to join us.We're offering a competitive base salary, 12% car allowance and good benefits package.What you'll be doing: Leading the Financial Crime Risk Monitoring and Risk Assessment programmes, creating and delivering a comprehensive, risk-based assurance and monitoring framework...