Financial Planning Compliance Specialist
7 hours ago
About the Role
Prestige Recruitment Group is working with a financial services company in Flintshire, North Wales to find an experienced AML / Compliance Analyst.
Job Summary:
The successful candidate will be responsible for monitoring file reviews, assisting the Compliance Manager with Business Diary and Compliance actions, training and competence for Financial Advisors, gathering MI for internal and external reporting, and reviewing file checks.
Main Responsibilities:
- Monitoring file reviews to ensure compliance with regulatory requirements
- Assisting the Compliance Manager in completing actions arising from the firm's Business Diary and Compliance
- Providing training and competence for some of the Financial Advisors
- Gathering MI required for the firm's internal and external reporting
- Working on client pre-approvals
- Reviewing file checks to identify any potential issues
- Completing ad hoc projects as required
About You
To succeed in this role, you will need to have obtained the Level 4 Diploma in Financial Planning Qualification or be working towards it. You should also have experience working within a Wealth Management environment and preferably in a Compliance function.
Benefits
This is an excellent opportunity to join a reputable financial services company and develop your career in Compliance.
-
Financial Planning and Analysis Specialist
5 days ago
Cardiff, Cardiff, United Kingdom Hays Accountancy and Finance Full timeHays Accountancy and Finance is seeking a highly skilled Financial Planning and Analysis Specialist to join our team on an initial 6-month fixed-term contract.The successful candidate will be based on the East outskirts of Cardiff, with two days spent working on-site in a hybrid role. This is a fantastic opportunity for someone looking to take their career...
-
Financial Planning Specialist
4 weeks ago
Cardiff, Cardiff, United Kingdom Venn Group Full timeJob Title: Financial Planning SpecialistJob Summary:Venn Group is seeking a Financial Planning Specialist to provide financial support and advice to enable managers and leaders to effectively manage financial performance. The ideal candidate will have experience in NHS finance, excellent analytical and numerical skills, and excellent communication skills.Key...
-
Financial Planning Specialist
4 weeks ago
Cardiff, Cardiff, United Kingdom Venn Group Full timeJob Title: Financial Planning SpecialistJob Summary:Venn Group is seeking a Financial Planning Specialist to join our team on a temporary basis. The ideal candidate will have experience in financial and procurement planning, with a strong analytical and numerical skillset.Key Responsibilities:Provide financial support and advice to enable managers and...
-
Financial Planning Specialist
4 weeks ago
Cardiff, Cardiff, United Kingdom Pertemps SSDC DDT Full timeJob Title: Financial Planning SpecialistJob Summary:Pertemps SSDC DDT is seeking a skilled Financial Planning Specialist to lead and coordinate the staff budget management process throughout a transformative re-design period. The ideal candidate will have a minimum of 5 years' experience in public sector financial management, particularly within budget...
-
Financial Planning Specialist
3 weeks ago
Cardiff, Cardiff, United Kingdom WEALTHLINK RECRUITMENT LTD Full timeWe are seeking a highly motivated Financial Planning Specialist to join our team at Wealthlink Recruitment Ltd. The successful candidate will be responsible for supporting our Senior Financial Advisers in providing holistic advice to clients.Key Responsibilities:Support Senior Financial Advisers in client meetings and consultationsAssist in the preparation...
-
Financial Planning Specialist
5 days ago
Cardiff, Cardiff, United Kingdom Care & Repair Full timeAbout the RoleWe are seeking a Financial Planning Specialist to provide exceptional financial support and business planning services to Care & Repair.The ideal candidate will have relevant experience in finance and accounting, with expertise in preparing management accounts, budgets, and financial business plans.This is an exciting opportunity for a highly...
-
Financial Planning Specialist
4 weeks ago
Cardiff, Cardiff, United Kingdom Core 3 Full timeAbout the roleCore 3 is seeking a Financial Planning Specialist to support financial planning and project initiatives. This is a fantastic opportunity for an ambitious finance professional to make a meaningful impact within a well-established organisation dedicated to providing essential services to the community.Key ResponsibilitiesProduce monthly budget...
-
Financial Planning Specialist
3 weeks ago
Cardiff, Cardiff, United Kingdom Teqniq Ltd Full timeTeqniq Ltd is seeking a highly skilled Finance Manager to join our team.The successful candidate will provide financial information and reports to enable effective service delivery and planning.Key responsibilities include:Financial Reporting: To provide managers with financial information and reports to enable effective service delivery and...
-
SAP Financial Planning and Analysis Specialist
7 hours ago
Cardiff, Cardiff, United Kingdom GE Aviation Full timeJob DescriptionIn this challenging and rewarding role as SAP Financial Planning and Analysis Specialist, you will work closely with our finance team to develop and implement financial planning and analysis processes using SAP FI, CO, and MM modules. You will provide technical SAP support and advice to the finance team, ensuring seamless integration of...
-
Senior Financial Planning Specialist
5 hours ago
Cardiff, Cardiff, United Kingdom Redmore Recruitment limited Full timeAbout the RoleWe are seeking a detail-oriented and analytical Senior Financial Planning Specialist to support our financial planning, analysis, and insights that drive strategic decision-making.Job SummaryThis is a permanent job opportunity for 37.5 hours per week, Monday to Friday.The salary for this role is circa £30,000 per annum.Location: Cardiff.Key...
-
Financial Planning and Reporting Specialist
4 weeks ago
Cardiff, Cardiff, United Kingdom Hays Senior Finance Full timeAs a Financial Planning and Reporting Specialist at Hays Accountancy and Finance, you will be responsible for organisation-wide accounting and reporting, including budgeting and forecasting. You will make key business decisions for new initiatives whilst overseeing general accounting for income and expenditure including cash management.Key...
-
Financial Planning and Analysis Specialist
4 weeks ago
Cardiff, Cardiff, United Kingdom Yolk Recruitment Full timeWe are seeking a highly skilled Financial Planning and Analysis Specialist to join our dynamic finance team. As a key member of our team, you will play a pivotal role in driving key business decisions through accurate financial reporting and analysis.The successful candidate will be responsible for:Preparing management accounts and financial...
-
Financial Crime Compliance Specialist
5 hours ago
Cardiff, Cardiff, United Kingdom Capital On Tap Full timeDiscover a rewarding opportunity as a Financial Crime Compliance Specialist at Capital on Tap, where you will play a vital role in ensuring the effectiveness of our Financial Crime team and controls without compromising customer experience.We are seeking an exceptional candidate to join our Hybrid Quality Assurance team, working from our Cardiff office 3...
-
Financial Planning and Reporting Specialist
3 weeks ago
Cardiff, Cardiff, United Kingdom Association of International Certified Professional Accountants Full timeAs a Management Accountant at the Association of International Certified Professional Accountants, you will be responsible for delivering accurate and timely month-end financial processes for specific service areas, ensuring a true and fair view of financial performance while maintaining compliance with internal financial policies and procedures.You...
-
Senior Financial Analyst
4 weeks ago
Cardiff, Cardiff, United Kingdom Hays Specialist Recruitment Limited Full timeJob Summary: We are seeking a highly skilled Management Accountant to join our team at Hays Specialist Recruitment Limited. As a key member of our finance department, you will be responsible for providing financial support and guidance to our clients.Key Responsibilities:Prepare and review financial reports, including balance sheets, income statements, and...
-
Director of Financial Planning
6 hours ago
Cardiff, Cardiff, United Kingdom Page Executive Full timeAbout Our Business Services ProviderOur client is a leading provider of Apprenticeships and Vocational Training Qualifications in the UK.Salary:£80,000 - £120,000 per annum, depending on experience.Job SummaryWe are seeking an experienced Finance Director to join our client's leadership team. In this role, you will lead the finance team, overseeing...
-
Financial Management Specialist
1 month ago
Cardiff, Cardiff, United Kingdom Service Care Recruit Full timeFinancial Management SpecialistService Care Solutions is seeking a highly skilled Financial Management Specialist to join their team in Cardiff. The ideal candidate will have a strong background in finance, team leadership, and a commitment to service excellence.Provide financial reports and analysis to support effective service delivery and planning.Monitor...
-
Financial Planning Specialist
3 weeks ago
Cardiff, Cardiff, United Kingdom Recruit UK Full timeRole Overview:We are working with a successful firm in the financial planning sector, seeking a skilled Paraplanning Professional to join their team.As a key member of the back office team, you will play a crucial role in delivering high-quality financial planning services to clients.Main Responsibilities:Producing Suitability Reports: Create comprehensive...
-
Financial Reporting Specialist
3 weeks ago
Cardiff, Cardiff, United Kingdom Michael Page (UK) Full timeJob Title: Financial Reporting SpecialistAbout the Role:We are seeking a highly skilled Financial Reporting Specialist to join our team at Michael Page (UK). As a Financial Reporting Specialist, you will be responsible for preparing and reviewing financial reports, ensuring accuracy and compliance with regulatory requirements.Main Responsibilities:Prepare...
-
Head of Financial Planning
4 weeks ago
Cardiff, Cardiff, United Kingdom beBee Professionals Full time £45,000 - £65,000beBee Professionals is seeking a skilled Financial Manager to lead our finance team in Cardiff, United Kingdom.Key Responsibilities:Develop and implement financial plans, forecasts, and budgets.Manage the company's cash flow and ensure financial stability.Oversee financial processes, including audits, and ensure compliance with regulations.Build and maintain...