Compliance Monitoring Specialist

Job Description Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS. It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

Job Description Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS. It is a key position within the Compliance Monitoring function, as the most senior position...

Job Description Compliance Monitoring Specialist Cardiff (Hybrid - twice monthly in office) This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS. It is a key position within the Compliance Monitoring function, as the most senior position...

Compliance Monitoring SpecialistCardiff (Hybrid - twice monthly in office)This role is an excellent opportunity for someone to advance their career within the Insurance sector, whether as a next step or to move into the industry from wider FS.It is a key position within the Compliance Monitoring function, as the most senior position within the team and...

**Are you looking for a Compliance Monitoring opportunity that offers great experience, the chance to really progress your career and a high degree of agile working? Then look no further.** This company is on a journey. Despite being very well established and highly successful already, they’re still looking to grow and offer an increased range of products...

An excellent opportunity for an individual looking to join an Independent Financial Advisory Network as a Financial Compliance Monitor. Earn a basic salary of up to £35,000 depending on experience. This is your opportunity to join financially secure and growing business in an exciting time of growth.The firm has been operating as an FCA-regulated IFA...

This is a fantastic opportunity to join a dynamic and growing financial services group that is at the forefront of technological innovation and the future of financial advice. As part of their business growth, the opportunity has arisen for an individual to join a dynamic and growing financial services group as a key member of the compliance team. You will...

/// Senior Compliance Monitoring Officer // Second Line Risk // Risk & Compliance // Financial Services // Hybrid // £35,000 - £40,000 /// Undertaking reviews to deliver the Second Line oversight plan including the ownership of specific reviews (covering the business primary risk categories) Role Purpose *Undertake risk-based oversight activity in line...

We are seeking a Senior Compliance Monitoring Officer to join our team at Starling Bank, a fully licensed UK bank that combines the culture and spirit of a fast-moving tech company with traditional banking services.This role is designed to provide second-line defence (2LoD) regulatory compliance oversight over first-line defence (1LoD) / business teams,...

We are looking for a Compliance Monitoring and Oversight Lead to join our team at Starling Bank. This role will involve providing second line of defence (2LoD) regulatory compliance oversight over 1LoD / business teams, ensuring they meet their regulatory obligations and effectively manage their regulatory compliance and conduct related risks.The estimated...

Job Description:A Compliance Specialist is required to oversee all compliance responsibilities related to the systems division. This role will focus on developing and maintaining a compliance tracking system for multiple international projects.The ideal candidate will have a strong understanding of business dynamics and the project lifecycle, with experience...

**Mortgage Quality Control Officer (Compliance) preferably CeMAP Qualified** To implement the compliance process through monitoring the quality of packaged cases at varying points in the process. To ensure the advisors are giving the correct advice and that the cases are dealt with in line with Consumer Duty and FCA guidelines. To maintain the highest...

ValidPath is an FCA-regulated IFA Network operating since 2002 that supports a network of Independent Financial Advisers (IFAs) and IFA businesses across the UK. We support our IFA members with the essential infrastructure and back-office services they requireso they can deliver best-in-class independent financial advice to tens of thousands of clients...

We are looking for an experienced International Compliance Specialist to join our team at Admiral Group Plc.In this role, you will provide Compliance support to existing and new businesses, helping them with monitoring, reporting, setting, and changing policies. You will also ensure the best practice we have is shared and developed to be a better...

At Starling Bank, we're committed to revolutionizing the banking experience. As a Compliance Monitoring Associate, you'll play a vital role in ensuring our first line of defence meets regulatory obligations and delivers good customer outcomes.The purpose of this role is to provide second-line oversight over 1LoD conduct and compliance, including Outcomes...