Compliance Officer- Generalist

4 weeks ago


United Kingdom Compliance Professionals Full time

THE COMPANY:

Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.

THE RESPONSIBILITIES:

  • Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.
  • Keep abreast of developments in relevant laws, regulations and guidelines.
  • Provide advice to staff on compliance issues which arise on a day-to-day basis.
  • To keep abreast of new regulations for the timely review and adoption of relevant changes considered necessary within the firm.
  • Carry out quality assurance monitoring of First-Line review activities
  • Check Compliance with the Bank’s AML due diligence procedures for Account Opening, Trade Finance, Periodic Reviews and Transaction Monitoring.
  • Investigate fully reports from staff concerning money laundering suspicions and actual or attempted fraud.
  • Assist with preparation disclosure reports to NCA, as and when required.
  • Assist to respond to requests for documentation and other requirements contained in court orders.
  • Assist in preparing and arranging delivery of Compliance and Anti-Money Laundering training to staff in conjunction with the MLRO.
  • Assist in reviewing Conduct of Business Regulatory Compliance activities as directed by the Head of Compliance.
  • Arranging formal training for members of staff on money laundering controls and other relevant regulatory matters as appropriate to their job functions.

EXPERIENCE REQUIRED:

  • Compliance Generalist with Merchant Banking or Trade Finance experience. Please note that this is NOT a pure AML or KYC position.
  • Experience gained in a financial services/banking environment.
  • Technical ability and knowledge of relevant legislation and the FSA regulatory environment.
  • Experience of compliance with UK Money Laundering regulations and guidance.

For further information please contact Natalie Eshelby


  • Compliance Officer

    4 weeks ago


    United Kingdom OpenDoor Recruitment Full time

    A European Hedge Fund is looking to recruit a Compliance Officer into the London team. Potential candidates must have experience of US and UK regulations and have 5+ years experience as a compliance officer in the financial sector, ideally in a Hedge Fund or Asset Management company. the role reports into the CCO and there will be some travel required to...


  • United Kingdom Compliance Professionals Full time

    Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...


  • United Kingdom Robert Half Full time

    Robert Half is recruiting for a Generalist Compliance Officer to join a challenger Bank. ROLE: Generalist Compliance Officer LENGTH: 6 Months FTC likely to go perm Remote - one day per quarter in office London This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by...


  • United Kingdom Robert Half Full time

    Robert Half is recruiting for a Generalist Compliance Officer to join a challenger Bank. ROLE: Generalist Compliance Officer LENGTH: 6 Months FTC likely to go perm Remote - one day per quarter in office London This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by...

  • Compliance Officer

    5 days ago


    United Kingdom Compliance Professionals Full time

    Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...

  • HR Generalist

    1 week ago


    United Kingdom Careeraddict Full time

    Join to apply for the HR Generalist role at CareerAddict 3 days ago Be among the first 25 applicants Join to apply for the HR Generalist role at CareerAddict Save this job with your existing LinkedIn profile, or create a new one. Save this job with your existing LinkedIn profile, or create a new one. Your job seeking activity is only visible to...

  • Hr Generalist

    3 weeks ago


    United Kingdom Morgan King Full time

    Job Title: HR Generalist Reports to: HR Director Location: West Yorkshire - Office based Purpose of Role: The HR Generalist drives HR initiatives and facilitates organisational change within the company. This role requires comprehensive HR knowledge and proactive problem-solving skills. Key Responsibilities: Handle day-to-day HR queries....


  • United Kingdom Faprecast Full time

    Job Title: Human Resources Generalist Company: Fritz-Alder Precast Location: Chepstow, ON Job Type: Full-Time About Us: Since 1972, Fritz-Alder Precast has been producing and installing precast concrete products, leading the way through innovation. Fritz-Alder Precast is growing again and seeking a full-time talented and motivated HR Specialist to join...


  • United Kingdom Remote Worker Ltd Full time

    Prescribe Digital is looking for a Marketing Generalist to join our growing, international team and support marketing initiatives by conducting competitor research, developing and executing effective marketing campaigns, and reporting on their performance. Guided by a Senior Marketing Consultant, the role entails managing various projects, including...


  • United Kingdom Careeraddict Full time

    4 days ago Be among the first 25 applicants People/HR Generalist - HR Systems & Data 18 month FTC Greater Reading Area - 3 days/week in office Responsibilities Responsible for proactively managing the people systems in order to maintain integrity and confidentiality of employee and organisational data. Key interface to ensure consistent system...


  • United Kingdom Careeraddict Full time

    6 days ago Be among the first 25 applicants People/HR Generalist - HR Systems & Data 18 month FTC Greater Reading Area - 3 days/week in office Responsibilities Responsible for proactively managing the people systems in order to maintain integrity and confidentiality of employee and organisational data. Key interface to ensure consistent system...


  • United Kingdom Roc Search Full time

    HR Generalist – Reading An exciting opportunity has arisen within our Reading office, for a HR Generalist to join the team. The ideal candidate will have 3+ years experience working in a HR role. *Salary to be discussed upon application* Responsibilities: Developing and updating all company HR policies and procedures as required. Composing competency...

  • Head of Compliance

    22 hours ago


    United Kingdom IDEX Consulting Ltd Full time

    Idex Consulting are currently partnered with an Insurance Broker in Manchester who are looking for a Head of Compliance to join their growing team. To be considered for this role you must have Insurance experience, preferably from a broker or Retail Insurer. The role is a leadership position and you will manage a small team of Compliance generalists. This...


  • United Kingdom IDEX Consulting Ltd Full time

    Idex Consulting are currently partnered with an Insurance Broker in Manchester who are looking for a Head of Compliance to join their growing team. The role is a leadership position and you will manage a small team of Compliance generalists. This is an excellent opportunity to lead a function and drive the Compliance and Conduct culture across the...

  • HR Officer

    1 hour ago


    United Kingdom Culture Recruitment Group-PJP Full time

    We are currently seeking a highly skilled HR Generalist with a CIPD Level 7 qualification, to join a leading professional services company based in Central Birmingham. This is an on-site position for the first few months, transitioning to a hybrid working model. A leading professional services company in Central Birmingham is seeking an experienced...

  • Compliance Generalist

    2 weeks ago


    United Kingdom Telleroo Full time

    Telleroo is looking for someone hungry to learn everything about fintech compliance. You will be trained in every part of compliance (Period Refresh, Business onboarding, Transactions monitoring and business quality assurance).  If you pass the training program, we will have a full time role for you in specialising in periodic refresh that would also work...

  • Compliance Generalist

    2 weeks ago


    United Kingdom Telleroo Full time

    Telleroo is looking for someone hungry to learn everything about fintech compliance. You will be trained in every part of compliance (Period Refresh, Business onboarding, Transactions monitoring and business quality assurance).  If you pass the training program, we will have a full time role for you in specialising in periodic refresh that would also work...

  • Compliance Officer

    23 hours ago


    United Kingdom IDEX Consulting Ltd Full time

    Idex are working with an Insurance client in Manchester who are looking for a Compliance Officer / Business Partner. This is a great 'second role' for a Compliance professional who wants to broaden their experience in an international business. This is a small team meaning you will get exposure across all areas of Compliance. The client are...

  • Compliance Officer

    5 days ago


    United Kingdom Rutherford Full time

    Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance Officer into the London team. Responsibilities : Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks. Support on global regulatory projects and help the firm prepare for...

  • HR Generalist

    2 days ago


    United Kingdom Careeraddict Full time

    1 week ago Be among the first 25 applicants HR People Generalist - Theale, hybrid role 3 days per week on-site Main Purpose Of Role To provide subject matter expertise for all People data and systems, and general support within the People team through the co-ordination of key HR activities and projects. A great role for development towards Junior...