Senior Compliance Monitoring

We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...

We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...

MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team. The successful candidate will execute a program of monitoring activities across systems, controls, and...

MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team. The successful candidate will execute a program of monitoring activities across systems, controls, and...

Head of Compliance c£130,000 + An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general Reinsurance market. Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations. Designing and delivering compliance...

Join a Leading Private Bank as a Compliance Monitoring Officer! FRENCH OR GERMAN LANGUAGE SKILLS REQUIRED About the Firm: Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized services. They are searching for a Compliance Monitoring Officer to work in either their London or...

Join a Leading Private Bank as a Compliance Monitoring Officer! FRENCH OR GERMAN LANGUAGE SKILLS REQUIRED About the Firm: Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized services. They are searching for a Compliance Monitoring Officer to work in either their London or...

Compliance Monitoring & Oversight Officer Job Title: Compliance Monitoring & Oversight Officer Location : UK or Lithuania / Travel required / Hybrid Term : Permanent Salary : TBD depending on seniority and experience Reports to : Compliance Monitoring & Oversight Lead B4B Payments is part of the Banking Circle ecosystem, a Payments Bank for...

Eames is working with Lloyd’s of London Insurance Broker on a Compliance Monitoring Officer appointment that offers very flexible hybrid working. The individual will work within the compliance team and develop a unified view of regulatory risk. Core Responsibilities: to the Chief Compliance Officer and Senior Management. and review data. in...

Work with the brightest talent in Web3 across a wide array of industries Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What makes us different? Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our...

An exciting opportunity has arisen to join our Group Compliance team! You will report to the Senior Group Compliance Assurance Manager providing second line assurance over each entity across the group. This will be supported by planned internal thematic reviews and adhoc risk based reviews as required. The lead would also assist in the management and...

ABPI Compliance manager 12 Months Contract - Careers At Incyte Corporation The Drive to Discover. Then Incyte is the pharmaceutical company for you. While our pipeline demonstrates the ability to compete with much larger pharmaceutical companies in selecting compelling targets and creating high-quality drug candidates, our smaller size enables employees to...

Do you have 5 years’ experience in a CAMO environment, dealing with commercial and private aircraft clients? An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based near London. As an EASA Part 66 Licensed professional you will establish a Compliance Monitoring Programme for all areas of contracted...

Do you have 5 years’ experience in a CAMO environment, dealing with commercial and private aircraft clients? An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based near London. As an EASA Part 66 Licensed professional you will establish a Compliance Monitoring Programme for all areas of contracted...

Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | £60 - 70,000 (doe) Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. This business is going through sustainable positive growth, so that's no better time to join them! Reporting into the Head of Compliance...

Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | £60 - 70,000 (doe) Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. This business is going through sustainable positive growth, so that's no better time to join them! Reporting into the Head of Compliance...

Compliance Monitoring Specialist – Consumer Credit London – Hybrid Do you have deep Consumer Credit and Compliance Monitoring experience? Are you looking to join a team with authentic passion for Compliance? Do you want to demonstrate your insights at ExCo? This is a great opportunity to drive 2nd Line oversight for Compliance Monitoring in an...

Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. Managing and reporting on regulatory projects, including advising on and supporting the business in implementing...

This role is a newly created role and will report into the General Counsel & Chief Compliance Officer. In this role you will be responsible for the day-to-day operation of the compliance programme, as well as supporting on wider legal responsibilities. This person is seen medium-long term to be the Head of Compliance (SMF16/17). Compliance oversight and...

Compliance Monitoring & Oversight Officer Job Title: Compliance Monitoring & Oversight Officer Location : UK or Lithuania / Travel required / Hybrid Term : Permanent Salary : TBD depending on seniority and experience Reports to : Compliance Monitoring & Oversight Lead About us B4B Payments is part of the Banking Circle ecosystem, a Payments Bank...