Compliance Monitoring Manager

Reports To: Operations Manager HMC/Local Area Group (LAG) Job Role: To ensure HMC certified outlets/organisations are complying with standards in relation to the provision of Halal foods. In addition the successful candidate will also assist to raise awareness of the HMC certification to potential food businesses. Main Duties of a Monitoring officer...

THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...

Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team. You will be responsible for performing the ongoing review, management, and testing of regulatory and operational risk controls, and will be given a significant amount of autonomy within the business, as well as the opportunity...

Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...

Eames is working with Lloyd’s of London Insurance Broker on a Compliance Monitoring Officer appointment that offers very flexible hybrid working. The individual will work within the compliance team and develop a unified view of regulatory risk. Core Responsibilities: to the Chief Compliance Officer and Senior Management. and review data. in...

Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...

Head of Compliance c£130,000 + An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general Reinsurance market. Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations. Designing and delivering compliance...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. We are seeking a...

Reports To: Operations Manager HMC/Local Area Group (LAG) Job Role: To ensure HMC certified outlets/organisations are complying with standards in relation to the provision of Halal foods. In addition the successful candidate will also assist to raise awareness of the HMC certification to potential food businesses. Salary & Hours The salary will be...

ABPI Compliance manager 12 Months Contract - Careers At Incyte Corporation The Drive to Discover. Then Incyte is the pharmaceutical company for you. While our pipeline demonstrates the ability to compete with much larger pharmaceutical companies in selecting compelling targets and creating high-quality drug candidates, our smaller size enables employees to...

Compliance Monitoring Analyst PAMARLB002 page is loaded Compliance Monitoring Analyst PAMARLB002 Apply locations Remote - UK time type Full time posted on Posted 2 Days Ago job requisition id R24242 SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list...

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments...

Idex Consulting are currently partnered with an Insurance Broker in Manchester who are looking for a Head of Compliance to join their growing team. The role is a leadership position and you will manage a small team of Compliance generalists. This is an excellent opportunity to lead a function and drive the Compliance and Conduct culture across the...

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...

Are you an inquisitive person that is passionate about making money easier for customers to manage, for making finances more accessible and for making the day to day business of banking simple? As a Reviewer, you’ll be a key part of the team responsible for monitoring compliance by delivering regulatory assurance reviews to a high standard and within...

Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for someone already with law firm Risk & Compliance experience, a fee earner looking to transition into compliance, or perhaps someone...

We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...

The Security Operations Manager must have or develop a detailed knowledge of all operations within their remit. They must be responsible for the management and implementation of security recommendations, be capable of conducting compliance checks: ensuring continued compliance using system performance techniques. They will be required to undertake site...

Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, working remotely. All...

Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, working remotely. All...