Compliance Officer
2 days ago
- Assist business teams follow compliance rules when creating or updating products and services.
- Assist with key projects that support the company’s growth plans.
- Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.
- Provide practical advice to managers and project teams on handling regulatory issues and set clear steps to address them.
- Deliver compliance training to ensure employees understand and follow new and existing rules.
- Manage the Compliance Mailbox by responding to regulatory questions from the business.
- Stay informed about FCA/PRA requirements and how they affect the business.
- Promote a culture focused on Conduct Risk and positive Customer Outcomes.
- Understand how Conduct Risk, Treating Customers Fairly, Consumer Duty, Risk Management, and Solvency II relate to the role and suggest improvements when needed.
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Regulatory Compliance Officer
2 weeks ago
Dorking, Surrey, United Kingdom Cedar Recruitment Full timeJob DescriptionWe are looking for a Regulatory Compliance Officer to join our team. The ideal candidate will have a strong background in compliance, excellent communication skills, and the ability to work in a collaborative environment.About the CompanyCedar Recruitment is a leading recruitment agency specialising in finding top talent for our clients. We...
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Compliance Officer
2 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeJob Title: Compliance Officer - Financial RegulationDipFA Compliance Expert RequiredArtemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.About the Role:Develop and...
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Compliance Officer
1 week ago
Dorking, United Kingdom Lutine Bell Full timeAssist business teams follow compliance rules when creating or updating products and services.Assist with key projects that support the company's growth plans.Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.Provide practical advice to managers and project teams on handling regulatory...
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Compliance Officer
2 days ago
Dorking, United Kingdom Lutine Bell Full timeAssist business teams follow compliance rules when creating or updating products and services. Assist with key projects that support the company’s growth plans. Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines. Provide practical advice to managers and project teams on handling...
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Compliance Officer
1 week ago
Dorking, United Kingdom Lutine Bell Full timeAssist business teams follow compliance rules when creating or updating products and services.Assist with key projects that support the company’s growth plans.Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.Provide practical advice to managers and project teams on handling...
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Compliance Officer
1 week ago
Dorking, United Kingdom Lutine Bell Full timeAssist business teams follow compliance rules when creating or updating products and services.Assist with key projects that support the company’s growth plans.Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.Provide practical advice to managers and project teams on handling...
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Compliance Officer
1 week ago
Dorking, United Kingdom Lutine Bell Full timeAssist business teams follow compliance rules when creating or updating products and services.Assist with key projects that support the company’s growth plans.Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.Provide practical advice to managers and project teams on handling...
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Compliance Officer
2 weeks ago
Dorking, United Kingdom Lutine Bell Full timeAssist business teams follow compliance rules when creating or updating products and services.Assist with key projects that support the company’s growth plans.Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.Provide practical advice to managers and project teams on handling...
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Compliance Officer
1 week ago
Dorking, United Kingdom Lutine Bell Full timeJob Description Assist business teams follow compliance rules when creating or updating products and services. Assist with key projects that support the company’s growth plans. Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines. Provide practical advice to managers and project teams...
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Compliance Advisor
2 weeks ago
Dorking, United Kingdom Cedar Recruitment Full timeCompliance Advisor Circa £50,000 + Benefits Hybrid (2 Days in Office)Based in Dorking, Surrey Permanent, full-time role Are you a proven Compliance Advisor who is passionate about compliance and ready to make a real impact in an organisation that values workplace well-being? Cedar is recruiting for a Compliance Advisor for a reputable Insurance company...
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Compliance Advisor
2 weeks ago
Dorking, United Kingdom Cedar Recruitment Full timeCompliance Advisor Read the overview of this opportunity to understand what skills, including and relevant soft skills and software package proficiencies, are required.Circa £50,000 + Benefits Hybrid (2 Days in Office) Based in Dorking, Surrey Permanent, full-time role Are you a proven Compliance Advisor who is passionate about compliance and ready to make...
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Compliance Advisor
4 weeks ago
Dorking, United Kingdom CV-Library Full timeCompliance Advisor Circa £50,000 + Benefits Hybrid (2 Days in Office) Based in Dorking, Surrey Permanent, full-time role Are you a proven Compliance Advisor who is passionate about compliance and ready to make a real impact in an organisation that values workplace well-being? Cedar is recruiting for a Compliance Advisor for a reputable...
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Health & Safety System & Compliance Officer
4 weeks ago
Surrey, United Kingdom Clarion Housing Group Limited Full timeSalary: £32,709 to £38,842 per annum Location: Godalming - The Mill Hours: 36 per week Contract Type: Permanent We're seeking a Health & Safety Systems & Compliance Officer to act as operational Health and Safety support for the properties in Grange's Retirement and Residential Portfolios. The role has a nationwide remit covering administration, reporting...
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Compliance Officer
2 weeks ago
Dorking, UK, Surrey, United Kingdom Lutine Bell Full timeAssist business teams follow compliance rules when creating or updating products and services.Assist with key projects that support the company’s growth plans.Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.Provide practical advice to managers and project teams on handling...
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Compliance Advisor
2 weeks ago
Dorking, United Kingdom Cedar Recruitment Full timeCompliance Advisor Circa £50,000 + Benefits Hybrid (2 Days in Office) Based in Dorking, Surrey Permanent, full-time role Are you a proven Compliance Advisor who is passionate about compliance and ready to make a real impact in an organisation that values workplace well-being?Cedar is recruiting for a Compliance Advisor for a reputable Insurance company...
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Estates Compliance Liaison Officer
3 weeks ago
Surrey, United Kingdom Gordon's School Full timeGordon's School, a prestigious Boarding and Day School, is seeking an Estates Compliance Assistant to join its esteemed team.Located in England, the school offers a unique blend of academic excellence and traditional values.The successful candidate will be responsible for ensuring statutory compliance across the school site, working closely with the Head of...
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Compliance Professional
2 weeks ago
Dorking, Surrey, United Kingdom Cedar Recruitment Full timeJob Description:As a Conduct Risk Specialist, you will be responsible for providing regulatory guidance and business support to help create a culture focused on Conduct Risk and Customer Outcomes.Key Requirements:You must have strong communication and negotiation skills across various levels.A background in compliance audit or experience in a regulated sales...
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Financial Services Compliance Specialist
2 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeArtemis Recruitment Consultants Ltd is seeking an experienced Compliance Officer for our client in Dorking, Surrey.IFA Compliance Officer (DipFA) - DorkingWe are looking for a skilled professional to join our team and work directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies. The ideal...
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Electrical Compliance Specialist
3 weeks ago
Surrey, United Kingdom Pertemps TM Full timeCompany OverviewPertemps TM is delighted to partner with a renowned M&E Contractor based in Surrey. With a rich history dating back to the early 1990s, this prestigious company has established itself as a leading player in the industry, boasting an impressive portfolio of high-profile clients and projects.The company's commitment to excellence is evident in...
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Estates Compliance Assistant
6 months ago
Surrey, United Kingdom Gordon's School Full timeThis is an excellent opportunity to join the Estates Team at Gordon’s School, one of the most successful boarding schools in England. The Estates team is responsible for ensuring statutory compliance across the school site. The role will be split between administration in the office and carrying out compliance checks around the school. In the office...