Compliance Officer

2 weeks ago


Dorking, United Kingdom Lutine Bell Full time

  • Assist business teams follow compliance rules when creating or updating products and services.
  • Assist with key projects that support the company’s growth plans.
  • Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.
  • Provide practical advice to managers and project teams on handling regulatory issues and set clear steps to address them.
  • Deliver compliance training to ensure employees understand and follow new and existing rules.
  • Manage the Compliance Mailbox by responding to regulatory questions from the business.
  • Stay informed about FCA/PRA requirements and how they affect the business.
  • Promote a culture focused on Conduct Risk and positive Customer Outcomes.
  • Understand how Conduct Risk, Treating Customers Fairly, Consumer Duty, Risk Management, and Solvency II relate to the role and suggest improvements when needed.


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