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Compliance Officer
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Chief Compliance Officer
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Compliance Officer
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Compliance Officer
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London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...
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Compliance Officer
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Compliance Officer
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Compliance Officer
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Compliance Officer
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London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time**Job Summary**We are seeking a highly skilled Conflict Resolution Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory...
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CHIEF COMPLIANCE OFFICER
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London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning the Americas, Europe, the Middle East and Asia, we advise on...
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Chief Compliance Officer
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Compliance Monitoring Officer
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Compliance Officer
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London, United Kingdom ABM Global Compliance Full timeDevelop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...
Compliance Officer
1 month ago
Our client is an international leading bank, based in the City. They are currently looking for a Compliance Assistant/Officer join the thriving team. Assisting the Head of Compliance - MLRO in:
Identifying the regulatory, including financial crime, risks that the Branch faces;
The design and implementation of the policies and procedures, systems and controls that constitute the compliance and prevention of financial crime programs and their related activities designed to prevent unethical, or improper conduct;
Monitoring the effectiveness of those systems and controls;
The provision of training and guidance to management and employees; Other duties as assigned by the Head of Compliance - MLRO.
A Bachelor degree or above, ideally of a legal or business related educational background;
~2-5 years’ experience in a compliance role within the financial industry is preferred;
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