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Compliance Officer

4 months ago

Isle of Man, United Kingdom Orchard Recruitment Ltd Full time

Our Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible for the compliant management of the Client companies by ensuring adherence to all legislative and regulatory requirements to promote the highest standards of client relationship management. Assist HoC with collation and completion of reporting requirements, including but not limited to;

  • IOMFSA Annual AML Statistical return
  • Annual Regulatory Return
  • FATCA/CRS reporting
  • Board reports
The ideal candidate for the role of Compliance Officer will:
  • Hold or is working toward a professional qualification
  • Have a minimum of 2 years' experience within a Financial Services firm in a compliance capacity
  • A practical understanding and application of high-quality client service delivery
  • Good problem analysis and resolution skills
  • Good verbal, written communication, and people skills, with the ability to present in a clear and concise manner
  • Ability to identify, operational risk and controls
  • Good technical CSP/TSP knowledge
  • Good organization and control of workflow
  • Able to work on own initiative
  • Understanding of the importance of strong Corporate Governance
  • Initiative-taking and can work under pressure
  • Clear understanding of Regulatory requirements
Has Regulatory / Legal Knowledge and Awareness in the following areas:
  • FSA Anti Money Laundering Requirements
  • Proceeds of Crime Procedures
  • Data Protection
  • Companies Act 1931 & Companies Act 2006
  • Trust Acts (Apply online only)
  • Charities Legislation (UK & IOM)
  • Foundation Legislation (Relevant Jurisdictions)
  • Economic Substance Legislation
  • FATCA/CRS Legislation