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Compliance Officer

2 months ago

City Of London, United Kingdom Page Personnel Sales Full time
Compliance Officer Job Description

Page Personnel Sales is seeking a skilled Compliance Officer to support the company's growth and ensure adherence to regulatory requirements.

Key Responsibilities:
  • Transaction Monitoring: Review daily transactions to ensure compliance with applicable laws, regulations, and internal policies.
  • Compliance Audits: Conduct regular audits and assessments of compliance procedures and controls to identify areas for improvement.
  • Policy Development: Assist in the development and implementation of compliance policies and procedures to maintain a robust compliance framework.
  • Staff Support: Provide guidance and support to staff on compliance-related matters to ensure a culture of compliance within the organization.
  • Regulatory Liaison: Liaise with regulatory bodies and external auditors as needed to ensure compliance with regulatory requirements.
  • Reporting: Prepare and submit compliance reports to senior management to inform strategic decisions.
Requirements:
  • Experience: Minimum of 1 year of experience working in a compliance role, preferably within the financial services or FX industry.
  • Knowledge: Strong understanding of UK financial regulations and compliance practices.
  • Hybrid Working: Hybrid working model offering flexibility.
  • Professional Growth: Professional growth and development opportunities.
  • Accessibility: Easily accessible via public transport.