Head of Transaction and Transparency Reporting

2 weeks ago

London, United Kingdom Tradition Full time

Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people.


Tradition’s goal is to provide superior client services. It believes its business success is a direct reflection of its employees and recruits. As such, teamwork, creativity, reliability and integrity are components of a work ethic taken very seriously since the company was founded in 1959.


Tradition is currently seeking to appoint a Head of Transaction and Transparency Reporting to be based within the London office.


Main responsibilities within the Head of Transaction and Transparency Reporting position include:

  • Oversee and maintain compliance with reporting regulations (e.g., MiFID II, EMIR, Dodd-Frank), acting as the main contact for regulatory bodies.
  • Develop and drive transaction reporting strategies to ensure timely, accurate reporting, aligned with company objectives and regulatory expectations.
  • Oversee reporting operations, implementing process improvements and automation to enhance efficiency and reduce errors.
  • Ensure data integrity through stringent validation and reconciliation processes, addressing discrepancies promptly.
  • Partner with Trading, Operations, Compliance, and IT teams to align reporting workflows and support overall business objectives.
  • Monitor and mitigate transaction reporting risks, investigating and addressing issues as they arise.
  • Manage and develop the team providing guidance, training, and performance management to support a high-compliance culture.
  • Chair of the relevant regulatory reporting governance meetings


Key skills, experience and competencies required to be successful in this role:


  • Excellent communication skills with the ability to communicate across the firm.
  • Deep understanding of transaction reporting regulations, with the ability to analyse Regulatory Technical Standards (RTS), interpret requirements and apply regulatory guidelines.
  • Deep subject matter expertise of various MIFID II Transaction Reporting use cases, such as: Investment Firm, Venue, Matched Principal, etc.
  • Experienced in engaging directly with multiple NCAs / Regulators.
  • Understanding of the regulatory requirements of cross-border trading activity
  • Experienced in the ownership of 3rd party service providers supporting the regulatory reporting landscape (APA, ARM, etc).
  • Knowledge of transaction lifecycle, trading processes, and front-to-back financial operations.
  • High attention to detail and strong analytical skills for identifying discrepancies and ensuring data accuracy.
  • Proven leadership abilities, including team management, mentorship, and fostering an inclusive, high-performance culture.
  • Ability to solve complex issues, and adapt processes to meet regulatory expectations.
  • Excellent communication skills, with the ability to engage with regulators, senior management, and cross-functional teams.
  • Expertise in MiFID II, EMIR, Dodd-Frank, SFTR, and other transaction reporting regulations.
  • Proven ability to analyse current and future regulatory requirements with the ability to implement into specific processes and systems.


Tradition do not accept agency CV’s. Please do not forward CV’s to our employees or Talent team. Tradition are not accountable for any fees related to unsolicited resumes. The Talent team will reach out to trusted agents when required.


Please note, due to the large volume of applications for this position, only suitable candidates will be contacted. If you have not heard from us within 14 days, unfortunately, your application has been unsuccessful.


Tradition welcome all suitable applications and are an equal opportunity employer who value diversity. All employment is decided on the basis of qualifications and merit.


By applying for this role, you agree that we may retain your details on our system for a period of 6 months and may contact you for any future vacancies that may arise within the Tradition Group.

  • Head of Transaction and Transparency Reporting

    1 week ago

    London, United Kingdom Tradition Full time

    Job Description Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people. Tradition’s goal is to provide superior client services. It believes its...

  • Head of Transaction and Transparency Reporting

    2 weeks ago

    London, United Kingdom Tradition Full time

    Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people.Tradition’s goal is to provide superior client services. It believes its business success is a...

  • Head of Transaction and Transparency Reporting

    2 weeks ago

    London Area, United Kingdom Tradition Full time

    Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people.Tradition’s goal is to provide superior client services. It believes its business success is a...

  • Head of Transactional Reporting and Compliance

    2 days ago

    London, Greater London, United Kingdom Tradition Full time

    About the RoleTradition is seeking a skilled Head of Transaction and Transparency Reporting to join its team in London. This role will oversee compliance with reporting regulations, develop and drive transaction reporting strategies, and partner with various teams to ensure timely and accurate reporting.Main ResponsibilitiesEnsure compliance with reporting...

  • Senior Associate

    3 weeks ago

    London, United Kingdom Bank of China Full time

    Financial Markets Middle Office department cooperates with Head Office to conduct market, credit, operational risk monitoring and reporting of London Trading Centre and Global Financial Markets (GFM) in Bank of China (BOC) London Branch and Bank of China (UK) Limited, and other overseas branches to meet the relevant policies and requirements in respect of...

  • Senior Officer

    1 month ago

    London, United Kingdom Bank of China Full time

    Financial Markets Middle Office department cooperates with Head Office to conduct market, credit, operational risk monitoring and reporting of London Trading Centre and Global Financial Markets (GFM) in Bank of China (BOC) London Branch and Bank of China (UK) Limited, and other overseas branches to meet the relevant policies and requirements in respect of...

  • Trade and Transaction Reporting Expert

    2 weeks ago

    London, Greater London, United Kingdom BGC Group Full time

    Main Responsibilities:This role will be reporting into the Global Head of Trade and Transaction Reporting. The Regulatory Reporting Specialist will be responsible for supporting the Head and Deputy Head of Trade and Transaction Reporting in ensuring that the Firm meets all its reporting obligations.Key Responsibilities:Stakeholder management across Front...

  • Trade & Transaction Reporting SME

    7 months ago

    London, United Kingdom BGC Group Full time

    Main purpose of the role: This role will be reporting into the Global Head of Trade & Transaction Reporting. The Regulatory Reporting SME will also be responsible for supporting the Head and Deputy Head of Trade and Transaction Reporting, in ensuring that the Firm is meeting all its reporting obligations. Key responsibilities: Stakeholder...

  • Financial Transaction Coordinator

    2 weeks ago

    London, Greater London, United Kingdom CHL Head Office Full time

    Accounts Payable ClerkAt CHL Head Office, we are seeking an experienced Accounts Payable Clerk to join our team. The successful candidate will be responsible for ensuring the business pays its creditors and vendors on time. Key responsibilities include processing and managing the purchase ledger transactions for a wide range of suppliers, liaising with...

  • Trade and Transaction Reporting Specialist

    4 weeks ago

    London, Greater London, United Kingdom BGC Group Full time

    Main Purpose:The Trade and Transaction Reporting SME will be responsible for ensuring the Firm meets all its reporting obligations. This role will report directly to the Global Head of Trade and Transaction Reporting.Key Responsibilities:Manage stakeholders across Front Office, Operations, Compliance, Change Management, and Technology.Exception management...

  • Head of Transaction Monitoring

    5 months ago

    London, United Kingdom Apollo Solutions Full time

    A Leading E-Money institution is actively seeking a dynamic and highly skilled Head of AML Transaction Monitoring. With a focus on safeguarding the business from financial risks across their E-Money Services, you will be reporting to Senior Stakeholders and leading a small, talented team. **In this pivotal role, you will**: Collaborate closely with analysts...

  • Transaction Reporting Specialist

    1 month ago

    London, Greater London, United Kingdom caia - Jobboard Full time

    We are seeking a skilled Transaction Reporting Specialist to join our team at Caia - Jobboard. The successful candidate will be responsible for ensuring compliance with regulatory requirements and reviewing updates to ensure adherence to FCA Transaction Reporting rules.Key Responsibilities:Develop a robust control environment to ensure compliance with...

  • Transaction Reporting Compliance Officer

    6 months ago

    London, United Kingdom BNP Paribas Full time

    **BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 73 countries, with more than 196,000 employees, including around 149,000 in Europe. The Group has key positions in its three main activities: Domestic Markets, International Financial Services (whose retail-banking networks and financial services are covered by Retail...

  • Economist Corporate Transparency

    6 months ago

    London, United Kingdom Department for Business and Trade Full time

    **Details**: **Reference number**: - 352017**Salary**: - £53,560 - £63,481- National - £53,560 - £60,118; London - £57,026 - £63,481- A Civil Service Pension with an average employer contribution of 27%**Job grade**: - Grade 7**Contract type**: - Permanent**Business area**: - DBT - CMRR - Company Law and Governance**Type of role**: - Analytical -...

  • Transaction Reporting Specialist

    3 weeks ago

    London, Greater London, United Kingdom Goodman Masson Full time

    We are seeking a skilled MIFID II Transaction Reporting Specialist to join our team at Goodman Masson on a 6-month contract, based in central London, working on a hybrid basis.Main Responsibilities:Developing a robust control environment: Ensure compliance with the bank's regulatory requirements.Reviewing regulatory updates: Review any new regulatory updates...

  • Senior Risk Officer

    1 month ago

    London, Greater London, United Kingdom Bank of China Full time

    As a Senior Officer – Transaction Reporting within the Financial Markets Middle Office department, you will play a crucial role in coordinating and carrying out the monitoring and reporting of Market Risk and Credit Risk of the Bank's London Trading Centre and Global Financial Markets department. Your responsibilities will include enhancing policies and...

  • Transaction Reporting Specialist

    6 months ago

    London, United Kingdom Aldermore Bank PLC Full time

    **Let us tell you a bit about us** We’re Aldermore - the award-winning bank, trusted and highly rated by over a quarter of a million customers for more than a decade. With our range of specialist mortgages, savings accounts and business finance solutions, we're backing more people to go for it. We thrive by saying “yes” to our customers. We respect...

  • Transaction Reporting Officer

    3 weeks ago

    London, United Kingdom Apollo Solutions Full time

    AVP - Transaction Reporting Compliance Officer London, UK - Hybrid Strong base salary + excellent benefits Our Banking client is looking for a specialist in Transaction Reporting adding to their Compliance team. Responsibilities: Providing compliance advice on all matters related to Transaction Reporting. Offering guidance and advice on UK and...

  • Trade and Transaction Reporting Specialist

    4 weeks ago

    London, Greater London, United Kingdom BGC Group Full time

    Main Purpose:This role will support the Global Head of Trade & Transaction Reporting in ensuring the Firm meets all its reporting obligations.Key Responsibilities:Manage stakeholders across Front Office, Operations, Compliance, Change Management, and Technology.Analyze exceptions and root causes for various regulations.Have experience with regulatory...

  • Transaction Reporting Officer

    1 week ago

    London, United Kingdom Apollo Solutions Full time

    Job Description AVP - Transaction Reporting Compliance Officer London, UK - Hybrid Strong base salary + excellent benefits Our Banking client is looking for a specialist in Transaction Reporting adding to their Compliance team. Responsibilities: Providing compliance advice on all matters related to Transaction Reporting. Offering guidance and advice on...