Head of Transactional Reporting and Compliance

1 month ago


London, Greater London, United Kingdom Tradition Full time

About the Role

Tradition is seeking a skilled Head of Transaction and Transparency Reporting to join its team in London. This role will oversee compliance with reporting regulations, develop and drive transaction reporting strategies, and partner with various teams to ensure timely and accurate reporting.

Main Responsibilities

  • Ensure compliance with reporting regulations, such as MiFID II, EMIR, and Dodd-Frank, and serve as the main contact for regulatory bodies.
  • Develop and drive transaction reporting strategies aligned with company objectives and regulatory expectations.
  • Oversee reporting operations, implementing process improvements and automation to enhance efficiency and reduce errors.
  • Ensure data integrity through stringent validation and reconciliation processes, addressing discrepancies promptly.
  • Partner with Trading, Operations, Compliance, and IT teams to align reporting workflows and support overall business objectives.
  • Monitor and mitigate transaction reporting risks, investigating and addressing issues as they arise.
  • Manage and develop the team, providing guidance, training, and performance management to support a high-compliance culture.


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