Compliance Monitoring Specialist

7 days ago


Reading, United Kingdom Square 4 Partners Full time

Square 4 are seeking 2x Compliance Monitoring Specialists to join a great team for a 3 month contract (likelihood of extension).



Maximise your chances of a successful application to this job by ensuring your CV and skills are a good match.

Job Responsibilities:

  • Provide crucial support in ensuring legal and regulatory obligations are met.
  • Coordinate annual audit activities, ensuring smooth interactions between auditors and control owners.
  • Analyse incident and breach forms, ensuring timely and accurate reporting.
  • Develop and maintain business policies and procedures.
  • Create and distribute internal reports, including MI and regulatory updates.
  • Track and maintain various logs and calendars to ensure compliance and timely submission of reports.
  • Conduct monitoring of key operational areas, ensuring adherence to regulatory standards.


Requirements:

  • Experience working in a regulated industry, particularly financial services.
  • Strong analytical and organizational skills, with attention to detail.
  • Effective communicator, capable of engaging at all levels.
  • Proficiency in Microsoft Office and a good understanding of IT environments.
  • Desirable: Knowledge of current regulatory trends and requirements.


Hybrid working:

3 days in the office, 2 days from home.


Office Location:

Reading area.


Salary:

£350 per day (3 month contract).


Send your CV to cgreen@square4.com for more information.



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