![Eames Consulting](https://media.trabajo.org/img/noimg.jpg)
Legal and Compliance
2 months ago
An alternative fund with an international focus are looking to hire a legal & compliance officer in London.
This role will support the business on a range of compliance & legal tasks (non transactional work).
Key desirables:
- This person will have at least 5 years of industry experience
- Qualified Solicitor England & Wales
- At least 2 years of post qualification experience
- Practical understanding of asset management compliance
- Happy to be in the office 5 days per week
We have other current jobs related to this field that you can find below
-
Legal and Compliance Lead
2 months ago
London, Greater London, United Kingdom Jameson Legal Full timeA fast-growing SaaS business is looking for a Legal and Compliance lead to join COO team in London and will be tasked with helping them deliver continued growth of the business. This is a new role for the firm, but they see this role as key to the long term development of the firm as it matures and grows internationally. You will ensure the firm operate with...
-
Legal Risk and Compliance Analyst
13 hours ago
London, Greater London, United Kingdom Career Legal Full timePosition: Business Intake AnalystLocation: London OfficeType: Permanent OpportunityWe are seeking a qualified Business Intake Analyst to enhance our team at a prominent US law firm. This role is pivotal in ensuring compliance with legal standards and managing client intake processes.Key Responsibilities:Conducting thorough Customer Due Diligence (CDD) in...
-
Legal Risk and Compliance Analyst
17 hours ago
London, Greater London, United Kingdom Career Legal Full timePosition: Business Intake AnalystLocation: London OfficeType: Permanent OpportunityOur client, a prominent US law firm, is seeking a skilled Business Intake Analyst to enhance their London team. This role is pivotal in managing legal risk and compliance matters.Key Responsibilities:Conducting Customer Due Diligence (CDD) research in line with applicable...
-
Legal Risk and Compliance Analyst
17 hours ago
London, Greater London, United Kingdom Career Legal Full timePosition: Business Intake AnalystLocation: London OfficeType: Permanent OpportunityOverview: A prestigious US law firm is seeking a skilled professional in legal risk and compliance to fill the role of Business Intake Analyst. This position plays a crucial part in ensuring compliance with AML regulations while supporting the firm's operations.Key...
-
Legal and Compliance Paralegal
1 month ago
London, United Kingdom LR Legal Recruitment Full time €45,000ROLE - Private Wealth Paralegal LOCATION - London We are looking for a competent self-starter to assist the Team Lead for Tax, Compliance and Disclosure and the wider Private Wealth team to deliver tax services, advice and guidance to clients. We work with a broad range of clients including individuals, trustees and beneficiaries as well as...
-
Compliance Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc...
-
Ad Regulatory Compliance
2 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...
-
Compliance Officer
4 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...
-
Compliance Advisor
2 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...
-
Compliance/advisory Generalist
4 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...
-
Head of Compliance
2 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. **THE RESPONSIBILITIES**: - Monitor and ensure on-going compliance with all legal and regulatory requirements - Proactive researching of the regulatory environment, keeping the business...
-
Head of Compliance
2 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...
-
Head of Compliance
2 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...
-
Compliance Assistant/Officer
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international leading bank, based in the City. They are currently looking for a Compliance Assistant/Officer join the thriving team. THE RESPONSIBILITIES: Assisting the Head of Compliance - MLRO in: Identifying the regulatory, including financial crime, risks that the Branch faces; The design and implementation of the...
-
Senior Legal Advisor – Content Compliance
11 hours ago
London, Greater London, United Kingdom G2 Legal Limited Full timeSenior Legal Advisor – Content ComplianceWe are seeking a highly qualified solicitor with extensive experience in EU/UK law for a pivotal role within a prominent technology firm. This position is designed for a seasoned professional to provide expert legal guidance in a hybrid work environment.Position Overview:As a key member of the legal department, you...
-
Senior Legal Advisor – Content Compliance
11 hours ago
London, Greater London, United Kingdom G2 Legal Limited Full timeSenior Legal Advisor – Content ComplianceWe are seeking a highly skilled EU/UK qualified attorney for a maternity cover position at a prominent technology firm. This full-time hybrid role is an opportunity to engage with complex legal frameworks and support a vital organizational function.Role Overview:As a key member of the legal department, you will...
-
Lead Compliance Oversight Specialist
12 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timePosition OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...
-
Compliance Officer
3 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international leading bank, based in the City. They are currently looking for a Compliance Assistant/Officer join the thriving team. Assisting the Head of Compliance - MLRO in: Identifying the regulatory, including financial crime, risks that the Branch faces; The design and implementation of the policies and procedures, systems and...
-
Compliance Advisor
6 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...
-
Head of Compliance
3 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a successful futures and options broker based in the City, with years of experience delivering expert and high quality services. **THE RESPONSIBILITIES**: - Ensure that the Firm complies with its regulatory requirements as a UK regulated business; - Conduct periodic internal reviews and investigations, including trade...