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Compliance Senior Officer
1 month ago
THE COMPANY:
Our client is multinational banking firm offering services such as financial derivatives, securities operations and trade and corporate finance.
THE RESPONSIBILITIES:
- Identifying regulatory changes
- Carrying out compliance monitoring
- Follow up on action points
- Perform quarterly thematic reviews
- Reporting on a regular basis on compliance matters
- Horizon Scanning and mapping of regulations
- Providing Compliance/ Regulatory advice to branch team
- Review and update of manual/ policy/ procedures of the bank
- Review and follow up on ongoing issues
- Participating in meetings and preparing minutes for circulation
- Assist in providing Compliance related trainings
- Build Annual Training Programme in concurrence with Head of Compliance.
- Assist in organising the AML & Sanctions Committee pack
- In the absence of Head of Compliance, act on behalf and represent Head of Compliance in various committees
- Any other tasks entrusted by the Head of Compliance & MLRO from time-to-time
EXPERIENCE REQUIRED:
- Regulatory Compliance experience
- In-depth knowledge of UK regulatory Compliance within banking services.
- Experience of developing and implementing compliance monitoring
- Strong understanding of risk management principles and practices.
For further information please contact Natalie Eshelby
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