Compliance Senior Officer

**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team. **THE RESPONSIBILITIES**: - Review complex documentation and AML/KYC information for new clients at...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - CMP tracking, testing, monitoring and deep dives. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and...

**THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...

A leading compliance firm, AJ Fox Compliance, is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects...

**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Senior Compliance Analyst to join their team in London. This role will support the conflicts team, working closely with senior staff and other departments to maintain a high standard of service for clients.The ideal candidate will have a genuine interest in risk and compliance, with...

Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning...

Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning...

**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

AJ FOX COMPLIANCE is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in a legal environment. This role primarily supports the conflicts team, alongside senior staff and wider departments, ensuring a high standard of service for clients and managing all regulatory aspects relative to the firm's smooth...

Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

Job Description**About the Company**Our client is a leading provider of compliance solutions, dedicated to helping businesses navigate complex regulatory landscapes.**Job Summary**We are seeking an experienced Compliance Director to join our team. As a key member of our leadership team, you will be responsible for ensuring our company's compliance with all...

**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for an Assistant Compliance Officer to join the thriving team. **THE RESPONSIBILITIES**: - Provide general regulatory guidance and advisory services to certain internal business...

AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our dedicated team. This position is crucial in supporting the conflicts division, collaborating with senior personnel and various departments. In this capacity, you will uphold a superior standard of service for our clients, oversee all regulatory matters pertinent to the firm's efficient...

Press Tab to Move to Skip to Content Link We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning the Americas, Europe, the Middle East and Asia, we advise on...

Press Tab to Move to Skip to Content Link We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning the Americas, Europe, the Middle East and Asia, we advise on...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...

**THE COMPANY**: Our client is a global financial services firm, specializing in private banking and asset management services. **THE RESPONSIBILITIES**: - Assist the Head of Financial Crime Compliance and MLRO with their oversight of the Financial Crime Framework. - Monitor exception reports and system generated alerts on account transactional...

Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

Our client is a top 100 UK law firm seeking to hire a Compliance Officer in their London office. In this role, you will play a key role in maintaining ethical and compliance standards throughout the firm, including SRA, ICO and Lexcel accreditation.Key responsibilities will include:Supporting fee earners with queries on regulatory requirementsMonitoring...