Senior Compliance Manager
3 weeks ago
Compliance Manager with a good understanding of the metals market is required to support the Head of Compliance & MLRO in managing the daily operations of the Compliance Team at a leading broker based in London. As Senior Compliance Manager, you will be the go-to person for advisory questions, ensuring the compliance team effectively undertakes all day-to-day tasks. You will also take on the crucial responsibility as the DMLRO, providing ongoing regulatory advice to colleagues and business units on Financial Crime related matters. Your role will involve implementing compliance-driven project initiatives and maintaining strong relationships with both internal teams and external parties. You will be responsible for building the firm's compliance infrastructure and acting as the compliance specialist for complex regulatory projects. You will play a pivotal role in supporting the business lines by helping to implement solutions based on monitoring report findings and tracking these actions to completion. Advising management on regulatory control actions and providing accurate, concise MI reporting will be key aspects of your role. You will also offer front-office advice on trading and regulatory issues, acting as the compliance team's first point of reference when advising business units. In addition to your advisory duties, you will be responsible for: Reviewing and updating policies and procedure...
-
Compliance Manager
1 week ago
London, United Kingdom AJ Fox Compliance Full time**Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...
-
Compliance Manager
4 days ago
London, United Kingdom ABM GLOBAL COMPLIANCE Full time**Leading the Compliance Department to fulfil the client’s requirement as per the Regulatory Guidelines in Specified Time.**: - Develop the AML/KYC policies and procedures for Crypto Assets, Consumer Credit Institutions firms. - Dealing the Regulatory Requirement of Crypto Assets, Consumer Credit Institutions firms Clients. - **Dealing the Application...
-
Senior Risk
13 hours ago
London, United Kingdom AJ Fox Compliance Full timeOur client is a national law firm seeking to hire a Senior Risk & Compliance Lawyer. This role offers the option of remote working or can be performed in various locations throughout the UK. This position will be responsible for managing the firm’s regulatory compliance and professional risks, leading and advising the team and acting as a point of...
-
Compliance Manager
4 days ago
London, United Kingdom AJ Fox Compliance Full timeA well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be managing a small team in London and liaising with managers across the other international...
-
Risk & Compliance Manager
2 days ago
London, United Kingdom AJ Fox Compliance Full timeWe are working with a fantastic UK law firm to hire a Risk & Compliance Manager. In this position, you will manage the firm’s regulatory compliance and professional risks, and lead and advise the wider team. This is an excellent opportunity to get involvedin a wide range of risk and compliance activities, focusing on embedding risk and compliance into the...
-
Senior Financial Crime
4 days ago
Greater London, United Kingdom AJ FOX COMPLIANCE Full timeA prestigious international law firm in London seeks a Senior Financial Crime Lawyer to lead its compliance function. The role requires a professional with significant financial crime compliance experience, preferably from an international law firm. Key duties include providing guidance on AML, sanctions, and bribery, overseeing audits, and training....
-
Assistant Building Manager
2 weeks ago
London ECM UR, United Kingdom Compliance Manager - Facilities Management Full timeJob SummaryAre you a driven professional looking to make an impact in the field of facilities management? We have an exciting opportunity for an Assistant Building Manager to join a dynamic team at a leading managing agent, working at a 250,000 sq ft commercial asset in Central London.This organisation is a reputable managing agent specialising in the...
-
QMS Senior Project Manager
2 weeks ago
London, Greater London, United Kingdom Dot Compliance Full time £60,000 - £90,000 per yearDot is a cloud based, innovative software company and our product allows pharma and medical device customers to manage their quality processes electronically, replacing paper-based processes.As a Senior Project Manager, you will lead life sciences clients through their digital quality transformation journey. You will be responsible for managing...
-
Junior Risk
1 week ago
London, United Kingdom AJ Fox Compliance Full time**Are you an NQ Lawyer wanting to start your career in Risk & Compliance? Perhaps you have been working in another area of law and you're thinking of transitioning to Risk & Compliance.** If any of this resonates with you, then we'd love to have a chat! We're working with a top 100 UK law firm in South West London who would like to recruit someone for...
-
Risk & Compliance Analyst
1 week ago
London, United Kingdom AJ Fox Compliance Full timeA well-respected professional services firm is seeking to hire a Risk & Compliance Analyst to support the day-to-day operations of their compliance team in London (hybrid working). This is a great opportunity for a Junior Compliance Officer or ComplianceAssistant to step up into a more senior role taking on more responsibility and making an impact in a small...