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Compliance Officer
1 month ago
We are delighted to be partnering with a cutting edge fintech tasked with hiring a Compliance Officer and MLRO. Having successfully obtained FCA approval, this is a unique opportunity to build and lead their compliance function for growth, ensuring they have the right systems, processes and controls in place, as well as educating the wider team and instilling a culture of compliance across the organisation.
The role:
As Compliance Officer & MLRO (SMF 16 & 17), you will play an important role in the scaling up the business in a compliant and robust manner, as they continue to launch new products and explore additional regulatory permissions, home and abroad, and strategic growth initiatives.
You will play a pivotal role in helping to bring genuinely innovative products to market whilst delivering the highest levels of compliance.
Responsibilities:
- Delivering high-quality compliance oversight and challenge to the business and acting as the central point of contact for any compliance-related issues
- Ensuring the firm’s policies and procedures are being communicated effectively across the organisation and employees are trained in appropriate compliance areas.
- Managing compliance systems and processes, across areas including AML, consumer credit and discretionary portfolio management. Proactively auditing these processes and providing ongoing assessments of areas for improvement