Sanctions Administrator

3 weeks ago


Liverpool, United Kingdom BNY Full time

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.    

We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.

We’re seeking a future team member for the role of Sanctions Administrator to join our BNY Pershing EMEA Sanctions team. Pershing provides a broad range of financial business solutions to investment banks, broker-dealers, wealth managers, financial planners, and advisers across EMEA. We provide sophisticated front-end technology and flexible middle office capabilities with execution, settlement, and custody services. These are supported by a robust regulatory and compliance framework with dedicated client asset experience and expertise. This role is located in Liverpool and is hybrid.

In this role, you’ll make an impact in the following ways: 

  • Responsibility for the daily investigation and clearance of sanctions and non-sanctions alerts ensuring suitable investigation and escalation as appropriate, and ensuring all alerts are completed within specified timeframe and to the expected standard.
  • Acting as liaison for sanctions-related inquiries.
  • Assisting the Business Sanctions Controller in identifying sanctions risk associated with clients, products, services, new business initiatives, transactions, and technology on the implementation of sanctions screening processes and/or other appropriate broader controls.
  • Escalation of complex transactions for further guidance.
  • Assisting the Business Sanctions Controller with monitoring sanctioned stock, DNDBW and PEP lists.
  • Reviewing potential OFAC, PEP and World Check alerts to determine if they are material with respect to existing clients and potential clients
     

To be successful in this role, we’re seeking the following: 

  • Proven experience of investigations within a role.
  • Operational background in financial services.
  • Beneficial to have knowledge of Sanctions legislation to include UK Treasury and OFAC, Money Laundering Regs, Proceeds of Crime Act 2002 and JMLSG Guidance or similar.
  • Can analyse business queries as they relate to regulatory issues and provide practical alternatives / solutions.


At BNY, our culture speaks for itself. Here’s a few of our awards: 

  • America’s Most Innovative Companies, Fortune, 2024
  • World’s Most Admired Companies, Fortune 2024
  • Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
  • Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024
  • “Most Just Companies”, Just Capital and CNBC, 2024
  • Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
  • Bloomberg’s Gender Equality Index (GEI), 2023


Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. 

 

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

 



  • Liverpool, United Kingdom BNY Full time

    At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelHBusiness Division:Business Function / Department:Job Title: Complaints AdministratorReporting to (Job Title): Date: Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ’s vision is to be the leading global share...


  • Liverpool, United Kingdom Acorn Farm Full time

    . **JOB DESCRIPTION** **JOB TITLE**: Administrative Assistant **EMPLOYER**: Acorn Venture Association **LOCATION OF WORKPLACE**: Acorn Farm Depot Road Kirkby Merseyside L33 3AR **RESPONSIBLE TO**: Deputy Manager **RESPONSIBLE FOR**: Providing administrative, clerical and other support in a timely, professional and efficient manner to ensure that the...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelHEquiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ’s vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelIEquiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ’s vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelHBusiness Division:Business Function / Department:Job Title: Reporting to (Job Title):Date: Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ’s vision is to be the leading global share registrar, offering...


  • Liverpool, United Kingdom Equiniti Full time

    Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our success. We are TRUSTED...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelHBusiness Division: RISE divisionBusiness Function / Department: Access Resolutions and Complaints Hub (ARCH)Job Title: ARCH administratorReporting to (Job Title): Emma Keegan (Team Manager)Date: 21/11/2023Access Resolutions and Complaint Hub AdministratorJob DescriptionEquiniti is a leading international provider of shareholder, pension,...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelHEquiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ’s vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelHBusiness Division:Business Function / Department:Job Title: Reporting to (Job Title):Date: Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ’s vision is to be the leading global share registrar, offering...


  • Liverpool, Liverpool, United Kingdom Equiniti Full time

    At Equiniti, we're seeking a skilled Pensions Complaints Resolution Specialist to support our complaints team in providing timely and accurate complaint responses.Key Responsibilities:Collaborate with stakeholders to resolve complaints from customers, representatives, actuarial teams, trustees, regulatory bodies, and ombudsmen.Contribute to the quality and...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelIBusiness Division:Business Function / Department:Job Title: Reporting to (Job Title):Date: Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ’s vision is to be the leading global share registrar, offering...


  • Liverpool, United Kingdom Incubate Consulting Full time

    **AML Specialist, Liverpool (Hybrid, home/office)** Our exclusive client, a leading FS organisation, is seeking a highly skilled and motivated AML Specialist to join their dynamic team. As an AML Specialist, you will be responsible for ensuring compliance with anti-money laundering (AML) regulations and implementing robust systems and controls to detect and...

  • Ssc Associate

    6 months ago


    Liverpool, United Kingdom BDO Full time

    **Ideas | People | Trust** We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - ambitious, entrepreneurially-spirited and high‑growth businesses that fuel the economy - and...


  • Liverpool, United Kingdom The Huntsman Group Full time

    **CUSTOMER RELATIONSHIP OFFICER** We are now actively looking for a dynamic and enthusiastic individual to join our fabulous Credit Union client as their new Business Relationship Officer as they expand their membership across Merseyside. Are you the Customer Relationship Officer we are looking for? This is a great opportunity to join them as part of a...

  • Farm Assistant/driver

    6 months ago


    Liverpool, United Kingdom Acorn Farm Full time

    **JOB DESCRIPTION** **JOB TITLE**: Farm Assistant/Driver **EMPLOYER**: Acorn Venture Association **LOCATION OF WORKPLACE**: Acorn Farm Depot Road Kirkby Merseyside L33 3AR **RESPONSIBLE TO**: Directly to CEO **RESPONSIBLE FOR**: All transport related tasks at Acorn Farm. Assisting with livestock and farm maintenance tasks. **MAIN DUTIES &...


  • Liverpool, United Kingdom Home Office Full time

    **Details**: **Reference number**: - 347462**Salary**: - £28,000 - £29,400**Job grade**: - Executive Officer**Contract type**: - Permanent**Business area**: - HO - Immigration Enforcement**Type of role**: - Administration / Corporate Support - Knowledge and Information Management - Operational Delivery**Working pattern**: - Full-time,...


  • Liverpool, United Kingdom Equiniti Full time

    Management LevelFTechnical, Regulatory and Risk Business PartnerEquiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.EQ’s vision is to be the leading global share registrar, offering complementary services to its client base andour...