Technical, Regulatory and Risk Business Partner
7 months ago
Management Level
FTechnical, Regulatory and Risk Business Partner
Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.
EQ’s vision is to be the leading global share registrar, offering complementary services to its client base and
our values set the core foundations to our success. We are TRUSTED to deliver on our commitments, COMMERCIAL in building long term value, COLLABORATIVE in our approach and we IMPROVE by continually enhancing our skills and services. There has never been a better time to join EQ.
Role Summary
The main functions of the Technical Regulatory Change and Risk Specialist role will be to:
Ensure regulatory and legislative developments are identified through Horizon scanningProvide support for changes to EQ Retirement Solutions (EQRS) policies, procedures, and systems to ensure compliance with regulatory requirements and mitigate potential risksResponsible for providing pensions technical, compliance and regulatory guidance to EQRSProviding monthly MI from technical guidance queries to identify trends and address training needsComplete all mandatory training on an annual basisRepresent Risk and Control Team at various forums, establishing effective working relationships with key personnel within the business and across the industryRole specifics
The holder of this role will be responsible for oversight and regulatory guidance, monitoring and assurance for EQRS and its clients.
Coordinating and managing the Regulatory Change Working GroupContributing to regulatory change consultations where requiredMonitoring and managing regulatory change activity, coordinating information and working with stakeholders across EQRSConducting assurance testing and sign off following regulatory changesResponding to technical and compliance queriesProvide technical support for projects, communications, and trainingWork collaboratively and in partnership with stakeholdersSupport the 1st Line application of the risk management framework across EQRS and relevant clientsOther general day-to-day duties will include:
Identifying any trends or training needs and make recommendations to mitigate repeat findingsCarry out project and ad-hoc activities as determined by your line managerSkills, Capabilities and Attributes
Essential
Excellent knowledge of tPR, FCA industry regulations, and all current pensions legislation Proficient IT skills especially knowledge of core Microsoft Office applications.Numerate, articulate, excellent attention to detail, good grammatical skills and able to present complex information in plain EnglishAbility to see the bigger picture and think strategically Able to persuade and influence others to achieve agreed objectives Experience of dealing with stakeholder groups/external organisationsAnalytical thinker with an enquiring mindUnderstanding of risk management activitiesFinancial awarenessDesirable
Understanding Risk Management Information SystemsOrganised and self-motivatedAble to develop and manage relationships.APMI or equivalent relevant experience or qualificationPensions technical/compliance experienceRetirement provision Certificate/FPC/QPAActive APMI studentA good working knowledge of pensions administration softwareKnowledge & Skills Requirements
Ability to work within processes and proceduresMicrosoft Office packagesWhat We Offer (UK ONLY)
Save For Your Future - Equiniti Pension Plan; Equiniti matches your pension contributions up to 10%
All Employee Long Term Incentive Plan (LTIP) – Gives all EQ Colleagues the opportunity to benefit if the current owners successfully sell the company for a profit.
Health and Wellbeing – Employee Assistance Programme: counselling, legal & wellbeing support for colleagues and their households. Life assurance cover at 4x salary with the ability to purchase enhance cover.
Employee discounts – Discounts and cashback at your favourite high street stores through our EQ Wins Platform.
Flexible Benefits – The ability to purchase a wide variety of benefits through our flex plan; gadgets, travel insurance, will writing, holiday trading and more.
Time Off – Typically 28 days holiday + bank holidays. 2 volunteer days to get involved with a charity of your choosing.
Winning together – Equiniti ICON award vouchers; recognising the individuals going above and beyond to help the business succeed.
We are committed to equality of opportunity for all staff and applications from individuals are encouraged regardless of age, disability, sex, gender reassignment, sexual orientation, pregnancy and maternity, race, religion or belief and marriage and civil partnerships.
Please note any offer of employment is subject to satisfactory pre-employment screening checks. These consist of 5 year activity & GAP verification, DBS or Access NI, Credit, Sanctions & CIFAS checks.
-
Senior Consultant
3 weeks ago
Liverpool, United Kingdom VRS Regulatory Full timeAn excellent opportunity to join an ambitious UK based chemical regulatory compliance consultancy. Working closely with the highly experienced and respected Principal Consultant, you will undertake a range of regulatory activities including:Study monitoringWriting up study reportsRisk assessmentsDossier preparationDeveloping regulatory strategyConsortia...
-
Compliance Business Partner
7 months ago
Liverpool, United Kingdom Bspoke Insurance Group Limited Full timeOVERALL PURPOSE OF ROLE The Compliance Business Partner secures the best outcomes and experiences for our customers through: - providing respected education, advice, and guidance for Police & Forces Mutual - providing strong independent challenge and oversight of Police & Forces Mutual - providing respected assurance to the MD To provide effective...
-
Regulatory Compliance Specialist
6 days ago
Liverpool, Liverpool, United Kingdom KPMG Full timeJob OverviewWe are seeking an experienced Market Risk Assistant Manager to join our team at KPMG Consulting. As a key member of our organization, you will be responsible for advising clients on market risk management and providing qualitative analysis to support business models and potential solutions.This role involves working closely with senior...
-
Regulatory Affairs Specialist
4 weeks ago
Liverpool, United Kingdom Cure Talent Full timeCure Talent is delighted to be partnered with a global Medical Device company, specialising in emergency medical products, who due to their exceptional continued growth, have an exciting opportunity for Regulatory Affairs Specialist to join them on an initial 6-month Fixed Term Contract. This is a fully remote position and can be based anywhere in the United...
-
Imports Business Partner
6 months ago
Liverpool, United Kingdom Matalan Full time**About Matalan**: From humble beginnings to disruptive innovations in the retail industry, find out about how Matalan is ever-evolving here. We know as a team, we are stronger together - we champion equality for all and make lasting connections that go beyond work. We thrive off our inclusive culture, encouraging our colleagues to bring their true selves...
-
Market Risk Management Expert
4 days ago
Liverpool, Liverpool, United Kingdom KPMG Full timeAbout the RoleThe Market Risk Assistant Manager position at KPMG Consulting is a key role in our organization, requiring expertise in market risk management and Front Office experience. The successful candidate will be responsible for advising clients on the impact of regulatory changes, particularly Basel 4 and FRTB, and providing qualitative analysis to...
-
Risk Consultant Manager
4 days ago
Liverpool, Liverpool, United Kingdom KPMG Full timeAs a Market Risk Assistant Manager at KPMG, you will be responsible for assisting clients in navigating the changing capital requirements framework (Basel 4), with a focus on the new market risk requirements of Fundamental Review of the Trading Book (FRTB). This role requires strong qualitative skills to analyze the impact of regulatory change on bank...
-
Senior Manager
4 days ago
Liverpool, Liverpool, United Kingdom Roka Search Full timeJoin us in shaping the future of financial risk management!We are seeking a highly skilled Derivative Valuation Expert to join our team. As a Senior Manager, you will be responsible for providing expert guidance on regulatory requirements, developing robust model risk management frameworks, and conducting advanced stress testing exercises.The ideal candidate...
-
Senior Financial Risk Consultant
4 days ago
Liverpool, Liverpool, United Kingdom KPMG Full timeAbout the JobWe are seeking a highly skilled Market Risk Assistant Manager to join our team at KPMG Consulting. As a key member of our organization, you will be responsible for advising clients on market risk management and providing qualitative analysis to support business models and potential solutions.This role involves working closely with senior...
-
Hub Technical Officer
6 months ago
Liverpool, United Kingdom United Utilities Full timeYou will be responsible for all scientific and practical technical input to achieve regulatory, financial, customer and key business performance targets. Ensuring all assets are managed to optimal efficiency within agreed budgetary targets whilst meeting all regulatory compliance and Customer Service standards. To include but not limited to UWWTD, PPC, UV,...
-
Financial Services Regulatory Expert
4 days ago
Liverpool, Liverpool, United Kingdom KPMG Full timeAbout the RoleThis Market Risk Assistant Manager position is primarily qualitative, focusing on the impact of regulatory changes on bank business models and potential solutions. The individual will work closely with senior Front Office stakeholders at investment banks as well as other functions such as Risk and Product Control.The estimated salary for this...
-
Regulatory Risk Manager
1 month ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeThis exciting opportunity arises within our dynamic investment platform, where customers are at the heart of everything we do. With the successful launch of our pension product, we continue to push boundaries in the industry.We require an experienced professional to lead our compliance efforts, encompassing policy implementation, product governance,...
-
Banking Regulatory Expert
4 days ago
Liverpool, Liverpool, United Kingdom KPMG Full timeBecome a Banking Regulatory Expert with KPMG Consulting in London. Our team works closely with clients to develop solutions to mitigate risks and ensure compliance with regulatory requirements.KPMG is one of the world's largest and most respected consultancies, supporting the UK through times of war and peace, prosperity and recession. We've proudly stood...
-
Risk and Compliance Specialist
1 week ago
Liverpool, Liverpool, United Kingdom Evelyn Partners Fund Solutions Limited Full timeEvelyn Partners Fund Solutions Limited is a leading provider of financial services to individuals, family trusts, professional intermediaries, charities, and businesses.Role OverviewWe are seeking an experienced Risk and Compliance Specialist to join our team. The ideal candidate will have significant operations experience gained within financial services...
-
Risk Management and Compliance Specialist
1 month ago
East Liverpool, Ohio, United Kingdom Rise Technical Recruitment Full timeJob Title: Risk Management and Compliance SpecialistAbout the Role:Rise Technical Recruitment is seeking a highly skilled Risk Management and Compliance Specialist to join our team. As a key member of our organization, you will be responsible for heading up our Health, Safety and Environment department.This role involves spearheading internal quality audits,...
-
Market Risk Consultant
4 days ago
Liverpool, Liverpool, United Kingdom KPMG Full timeAbout the RoleAs a Market Risk Assistant Manager at KPMG, you will play a key role in advising clients on market risk management and helping them navigate regulatory changes. This is an exciting opportunity to work with senior stakeholders in the financial services industry and drive business growth.About YouYou have excellent knowledge of market risk...
-
Finance Business Partner
7 months ago
Liverpool, United Kingdom Homes England Full time**Finance Business Partner - Transformation**: **FTC**: 31/03/25 **Closing Date**: 16/11/23 **A bit about the role...**: The delivery of the agency’s Transformation agenda is a key objective over the next 2 years. Encompassing some £164m of development in core data, systems and process agency wide delivering benefits to both Homes England, Homes England...
-
Finance Business Partner
6 months ago
Liverpool, United Kingdom Colbern Limited Full time126681-5103-2438 NCD Finance Business Partner Wirral Contract £279.82 per day PAYE or £350 per day Limited paid via Umbrella Company Inside IR35 Our client is looking for an experienced Finance Business Partner. To deliver a solution-focussed, innovative financial management function that enables the effective allocation of resources to outcomes....
-
Technical Lead
7 months ago
Liverpool, United Kingdom Reqiva Ltd Full time**Technical Lead** *** Reqiva are currently partnered with a fantastic MedTech company based in Oxford, who are looking for a **Technical Lead (Java) **to join their team. They are looking for an lead engineer who enjoys hands on work but also enjoys the responsibilities of leading and mentoring a team. You will be reporting to the Head of Software, taking...
-
Risk Analytics Expert
2 weeks ago
Liverpool, Liverpool, United Kingdom Roka Search Full timeRole OverviewRoka Search Ltd is seeking a Risk Analytics Expert to join their Regulatory & Risk Analytics team. The successful candidate will have expertise in quantitative risk management and be able to deliver high-quality solutions to clients.About the JobThis role will involve working with prestigious financial institutions to address complex challenges...